Administrative Orders and Actions

Post date Matter Order Status
08-21-2014 In the Matter of Rodrigo Diaz

Default Order of Revocation, Cease and Desist and Civil Penalty

Pending
08-20-2014 In the Matter of Ryan M. Fredregill

Order & Consent to Order

Final
08-11-2014 In the Matter of Charles R. Walker

Order for Suspension

Final
08-11-2014 In the Matter John W. Pribil

Default Order of Revocation, Cease and Desist and Civil Penalty 

Pending
08-07-2014 In the Matter of Michael L. Francisco

Default Order Upholding Refusal to Issue Insurance Producer License

Pending
08-06-2014 In the Matter of Aaron Sanders

Order & Consent to Order

Final
08-05-2014 In the Matter of Riverside Cemetery & Marshall Cemetery Association

Consent Order and Notice of Right to Hearing

Final
08-05-2014 In the Matter of James R. Petersen

Order & Consent to Order

Final
07-29-2014 In the Matter of Christopher T. Frank

Order & Consent to Order

Final
07-22-2014 In the Matter of Dennis L. Schoepske

Order for Suspension

Final
07-16-2014 In the Matter of Donna Douglas-Henderson

Order & Consent to Order

Final
07-16-2014 In the Matter of Nancy McQuaid

Order & Consent to Order

Final
07-15-2014 In the Matter of Ryan C. Cummings

Order for Suspension

Final
07-11-2014 In the Matter of Fred A. Behner

Order & Consent to Order

Final
07-07-2014 In the Matter of Richard F. Wubben

Order & Consent to Order

Final
07-07-2014 In the Matter of Memorial Park Services, Inc., and Sandra L. Armstrong

Consent Order and Notice of Right to Hearing

Pending
07-02-2014 in the Matter of James W. Pierce

Order & Consent Order

Final
06-30-2014 In the Matter of Arnie Paul Andreasen

Summary Cease and Desist Order

Vacated
06-26-2014 In the Matter of Courtney L. Johnson

Order & Consent to Order

Final
06-24-2014 In the Matter of Mark A. Ramsden

Order & Consent to Order

Final
06-24-2014 In the Matter of Misty L. Rosenberg

Order & Consent to Order

Final
06-24-2014 In the Matter of Melvin Schroeder

Order & Consent to Order

Final
06-23-2014 In the Matter of Kirk Thomas

Order & Consent to Order

Final
06-23-2014 In the Matter of J. P. Morgan Securities, LLC CRD No. 79

Administrative Consent Order

Final
06-19-2014 In the Matter of Leonard J. Linn and the Linn's Family Services, Inc. dba Linn's funeral Home & Monument Sales

Consent Order

Final
06-16-2014 In the Matter of Michael D. Papich

Order & Consent to Order

Final
06-12-2014 In the Matter of James R. Petersen

Order of Suspension for Good Cause

Final
06-12-2014 In the Matter of Doug A. Schultz

Order for Suspension

Final
06-12-2014 In the Matter of Ryan M. Fredregill

Order of Suspension for Good Cause

Final
06-12-2014 In the Matter of Mike Mikels

Default Order of Revocation, C&D and Civil Penalty

Final
06-12-2014 In the Matter of Nyaten Gaye

Default Order of Revocation, C&D and Civil Penalty

Final
06-09-2014 In the Matter of Karen S. Johnson

Order & Consent to Order

Final
06-09-2014 In the Matter of S.K. Rogers Funeral Homes LLC

Order & Consent to Order

Final
06-05-2014 In the Matter of Michael D. Boothby

Order & Consent to Order

Final
05-30-2014 In the Matter of Ronald Anthony (Tony) Andrews

Order and Consent to Order

Final
05-29-2014 In the Matter of Donna Douglas-Henderson

Order of Suspension for Good Cause

Final
05-28-2014 In the Matter of Steven Jon Quast

Order & Consent Order

Final
05-28-2014 In the Matter of Kimberly D. Taylor

Order for Suspension

Final
05-28-2014 In the Matter of Robert L. and Michelle R. Dugger Funeral Homes LLC, and Robert L. Dugger

Order & Consent to Order

Final
05-15-2014 In the Matter of Maria A. Oberheim

Order for Suspension

Final
05-12-2014 In the Matter of Courtney L. Johnson

Order of Suspension for Good Cause

Final
05-12-2014 In the Matter of Karen S. Johnson

Order of Suspension for Good Cause

Final
05-12-2014 In the Matter of S.K. Rogers Funeral Homes LLC

Order of Suspension for Good Cause

Final
05-07-2014 In the Matter of Aaron Sanders

Order of Suspension for Good Cause

Final
05-07-2014 In the Matter of Misty L. Rosenberg

Order of Suspension for Good Casue

Final
05-07-2014 In the Matter of Fred A. Behner

Order of Suspension for Good Cause

Final
05-07-2014 In the Matter of Ronald Anthony (Tony) Andrews

Order of Suspension for Good Cause

Final
05-07-2014 In the Matter of Michael D. Boothby

Order of Suspension for Good Cause

Final
05-07-2014 In the Matter of Michael D. Papich

Order of Suspension for Good Cause

Final
05-07-2014 In the Matter of Steven J. Quast

Order of Suspension for Good Cause

Final