Administrative Orders and Actions

Post date Matter Order Status
10-16-2014 In the Matter of Christine L. Bennett

Order for Suspension

Final
10-14-2014 In the Matter of Rick Bianchi

Order & Consent to Order

Final
10-13-2014 In the Matter of Arnie Paul Andreasen

Order & Consent to Order

Final
10-08-2014 In the Matter of John R. Baltes

Order & Consent to Order

Final
10-08-2014 In the Matter of Gary B. Anderson

Order for Suspension

Final
10-01-2014 In the matter of Antonio Morel

Order for Suspension

Final
09-29-2014 In the Matter of Rodney Thompson

Order for Suspension

Final
09-29-2014 In the Matter of Rebekah Kramer

Order for Suspension

Final
09-25-2014 In the Matter of Daniel Rodriguez

Order & Consent to Order

Final
09-25-2014 In the Matter of Christian Ochsendorf

Order & Consent to Order

Final
09-25-2014 In the Matter of Rebekah N. Christ

Order & Consent to Order

Final
09-23-2014 In the Matter of the Oak Hill Cemetery Association dba Oak Hill Cemetery

Consent Order & Civil Penalty

Final
09-22-2014 In the Matter of Christopher R. Broessel

Order for Suspension

Final
09-17-2014 In the Matter of StoneMor Iowa LLC and StoneMor Iowa Subsidiary LLC dba Memorial Park Cemetery

Consent Order & Civil Penalty

Final
09-17-2014 In the Matter of Mark Sebastian Mitchell

Default Order of Revocation. Cease and Desist and Civil Penalty 

Final
09-11-2014 In the Matter of Jeffrey A. Ash

Order & Consent to Order

Final
09-09-2014 In the Matter of Anabel Rodriguez

Order & Consent Order

Final
09-08-2014 In the Matter of Laura L. Nissen

Order & Consent Order

Final
09-05-2014 In the Matter of Steve's Roofing, Inc.

Order Affirming Insurer's Decision

Final
09-04-2014 In the Matter of Jack A. Critchfield

Order & Consent to Order

Final
09-04-2014 In the Matter of Christopher Kopatz

Default Order of Revocation, Cease and Desist and Civil Penalty

Final
09-04-2014 In the Matter of Brian Henton

Default Order of Revocation, Cease and Desist and Civil Penalty

Final
09-04-2014 In the Matter of Lynn M. Lyman

Order for Suspension

Final
09-03-2014 In the Matter of Jason W. Speck

Order for Suspension

Final
08-28-2014 In the Matter of Paul J. Nguyen

Order for Suspension

Final
08-25-2014 In the Matter of Linette E. Thoman

Order & Consent to Order

Final
08-21-2014 In the Matter of Rodrigo Diaz

Default Order of Revocation, Cease and Desist and Civil Penalty

Final
08-20-2014 In the Matter of Ryan M. Fredregill

Order & Consent to Order

Final
08-11-2014 In the Matter of Charles R. Walker

Order for Suspension

Final
08-11-2014 In the Matter John W. Pribil

Default Order of Revocation, Cease and Desist and Civil Penalty 

Final
08-07-2014 In the Matter of Michael L. Francisco

Default Order Upholding Refusal to Issue Insurance Producer License

Final
08-06-2014 In the Matter of Aaron Sanders

Order & Consent to Order

Final
08-05-2014 In the Matter of Riverside Cemetery & Marshall Cemetery Association

Consent Order and Notice of Right to Hearing

Final
08-05-2014 In the Matter of James R. Petersen

Order & Consent to Order

Final
07-29-2014 In the Matter of Christopher T. Frank

Order & Consent to Order

Final
07-22-2014 In the Matter of Dennis L. Schoepske

Order for Suspension

Final
07-16-2014 In the Matter of Donna Douglas-Henderson

Order & Consent to Order

Final
07-16-2014 In the Matter of Nancy McQuaid

Order & Consent to Order

Final
07-15-2014 In the Matter of Ryan C. Cummings

Order for Suspension

Final
07-11-2014 In the Matter of Fred A. Behner

Order & Consent to Order

Final
07-07-2014 In the Matter of Richard F. Wubben

Order & Consent to Order

Final
07-07-2014 In the Matter of Memorial Park Services, Inc., and Sandra L. Armstrong

Consent Order and Notice of Right to Hearing

Final
07-02-2014 in the Matter of James W. Pierce

Order & Consent Order

Final
06-30-2014 In the Matter of Arnie Paul Andreasen

Summary Cease and Desist Order

Vacated
06-26-2014 In the Matter of Courtney L. Johnson

Order & Consent to Order

Final
06-24-2014 In the Matter of Mark A. Ramsden

Order & Consent to Order

Final
06-24-2014 In the Matter of Misty L. Rosenberg

Order & Consent to Order

Final
06-24-2014 In the Matter of Melvin Schroeder

Order & Consent to Order

Final
06-23-2014 In the Matter of Kirk Thomas

Order & Consent to Order

Final
06-23-2014 In the Matter of J. P. Morgan Securities, LLC CRD No. 79

Administrative Consent Order

Final