Administrative Orders and Actions

PLEASE NOTE: Prior to April 17, 2015, the Division placed both enforcement and administrative orders and actions on this page. After that date, only new administrative orders and actions will be posted here.

Enforcement orders and actions made after that date will be posted at http://www.iid.state.ia.us/enforders_list.

Post date Matter Order Status
07-13-2016 In the Matter of OTC Markets Group, Inc. and OTCQX Market Exemption

Order Including Designated Entity Within the Definition of Nationally Recognized Manual

07-13-2016 In the Matter of OTC Markets Group, Inc. and OTCQB Market Exemption

Order Including Designated Entity Within the Definition of Nationally Recognized Manual

12-30-2015 In the matter of the application of SUMITOMO LIFE INSURANCE COMPANY for approval of a plan to acquire control of SYMETRA LIFE INSURANCE COMPANY; SYMETRA NATIONAL LIFE INSURANCE COMPANY; and SYMETRA REINSURANCE CORPORATION

Findings of Fact, Conclusions of Law, and Order

Final
12-23-2015 In re the application of TRANSAMERICA LIFE INSURANCE COMPANY, an Iowa corporation, for approval of a Plan of Merger with GLOBAL PREFERRED RE LIMITED, a Bermuda corporation

Findings of Fact, Conclusions of Law, and Order

Final
12-23-2015 In re the application of IOWA RIVER MUTUAL INSURANCE ASSOCIATION for approval of a Plan of Merger with FRANKLIN COUNTY FARMERS MUTUAL INSURANCE ASSOCIATION

Findings of Fact, Conclusions of Law, and Order

Final
12-15-2015 In re the application of GUIDEONE ELITE INSURANCE COMPANY, an Iowa corporation, for approval of a Plan of Merger with GUIDEONE TEXAS INSURANCE COMPANY, a Texas corporation

Findings of Fact, Conclusions of Law, and Order

Final
11-12-2015 In re the application of CMFG LIFE INSURANCE COMPANY, an Iowa corporation, for approval of a Plan of Merger with CMFG LIFE VERMONT, INC., a Vermont corporation

Findings of Fact, Conclusions of Law, and Order

Final
11-04-2015 In the Matter of Petition For Waiver By Iowa Medical Mutual Insurance Company

Waiver of Iowa Code section 521A.5(4)(c) & (d)

Final
09-30-2015 In re the application of FARMERS MUTUAL HAIL INSURANCE COMPANY OF IOWA, an Iowa corporation, for approval of a Plan of Merger with FMH INSURANCE COMPANY COMPANY, an Iowa corporation

Findings of Fact, Conclusions of Law, and Order

Final
08-31-2015 In re the application of TRANSAMERICA LIFE INSURANCE COMPANY, an Iowa corporation, for approval of a Plan of Merger with STONEBRIDGE LIFE INSURANCE COMPANY, a Vermont corporation

Findings of Fact, Conclusions of Law, and Order

Final
08-28-2015 In the Matter of Petition For Waiver of Rule By Annett Holdings, Inc. d/b/a TMC Transportation, Inc.

Order

Final
08-18-2015 In the Matter of Petition For Waiver By MidAmerican Energy Company

Order (Waiver of 191-57.5(1)(b))

Final
08-18-2015 In the Matter of Petition For Waiver By Nextera Energy Duane Arnold, LLC

Order (Waiver of 191-57.5(1)(b))

Final
07-07-2015 In re the application of CMFG LIFE INSURANCE COMPANY for approval of the scheme of transfer of insurance business to CUNA CARIBBEAN INSURANCE JAMAICA LIMITED

Findings of Fact, Conclusions of Law, and Order

Final
04-20-2015 In re the application of TRANSAMERICA PREMIER LIFE INSURANCE COMPANY for approval of assumption and reinsurance agreement with STONEBRIDGE LIFE INSURANCE COMPANY

Findings of Fact, Conclusions of Law, and Order (Iowa Code chapter 521)

Final
04-15-2015 In the Matter of Clinton C. McChesney

Order & Consent to Order

Final
04-06-2015 In the Matter of Guardian Life Insurance Company of America et al.

Regulatory Settlement Agreement

Final
03-25-2015 In the Matter of Stephenie Owen

Order & Consent to Order

Final
03-24-2015 In the Matter of Pacific Life Insurance Co., and Pacific Life & Annuity Co.

Regulatory Settlement Agreement

Final
03-20-2015 In the Matter of Duane Wilcox

Order for Suspension

Final
03-12-2015 In the Matter of Shaylea C. Bradford

Order for Suspension

Final
03-02-2015 In the Matter of Donald Ira Pinansky

Summary Order to C&D by Consent and Statement of Charges

Final
03-02-2015 In the Matter of Dylan Brent Sporn

Summary Order to C&D by Consent and Statement of Charges

Final
03-02-2015 In the Matter of Bryana Starr Sporn

Summary Order to C&D by Consent and Statement of Charges

Final
03-02-2015 In the Matter of Marc Shaye Sporn

Summary Order to C&D by Consent and Statement of Charges

Final
03-02-2015 In the Matter of Consolidated USA Insurance, Inc.

Summary Order to C&D by Consent and Statement of Charges

Final
03-02-2015 In the Matter of Starr Insurance Group, Inc. (a.k.a. Starr Insurance)

Summary Order to C&D by Consent and Statement of Charges

Final
03-02-2015 In the Matter of Amerco Group, Inc. (f.k.a., Amerco Insurance, Inc.)

Summary Order to Cease & Desist by Consent and Statement of Charges

Final
02-24-2015 In the Matter of Mark A. Schroder

Order Reinstating License After Suspension

Final
02-12-2015 In the Matter of Jeanne E. Rieks

Order & Consent to Order

Final
02-05-2015 In the Matter of David R. Biede

Order & Consent to Order

Final
02-04-2015 In the Matter of Randall A. Finer

Summary Order to Cease and Desist and Statement of Charges

Final
02-04-2015 In the Matter of Anna M. Garrison

Default Order

Final
02-03-2015 In the Matter of Jeffrey M. Baker

Order Reinstating License After  Suspension & Order for Suspension

Final
01-23-2015 In the Matter of Brady J. Vaudt

Order Reinstating License After Suspension and Order for Suspension

Final
01-09-2015 In the Matter of Allianz Life Insurance Company of North America and Allianz Life Insurance Company of NY

Regulatory Settlement Agreement

Final
12-31-2014 In re the application of VALLEY MUTUAL INSURANCE ASSOCIATION for approval of a Plan of Merger with HARRISON MUTUAL INSURANCE ASSOCIATION

FINDING OF FACT, CONCLUSIONS OF LAW, AND ORDER (Iowa Code §§ 521.5 & 521.8)

Final
12-31-2014 In the Matter of Gideon Janse Van Rensburg

Order for Suspension

Final
12-30-2014 In the Matter of Britney J. Goodding

Order & Consent to Order

Final
12-17-2014 In the Matter of Cody Skidmore

Order for Suspension

Final
12-04-2014 In the Matter of David Lai

Order for Suspension

Final
12-02-2014 In the Matter of Sun Life Companies

Regulatory Settlement Agreement

Final
12-02-2014 In the Matter of Symetra Life Insurance Company and Symetra National Life Insurance Company

Regulatory Settlement Agreement

Final
12-02-2014 In the Matter of Robert L. Ryan Jr.

Order Reinstating License After Suspension and Order for Suspension

Final
12-01-2014 In the Matter of Chelsea L. Gless

Order & Consent to Order

Final
12-01-2014 In the Matter of John T. Clark

Order & Consent to Order

Final
11-25-2014 In the Matter of David Rhoades

Order Reinstating License After Suspension and Suspension Order

Final
11-24-2014 In the Matter of Lahey Funeral & Cremation Services and Courtney Dawson

Order & Consent to Order

Final
11-12-2014 In the Matter of De Borah Dunbar

Default Order of Revocation, Cease & Desist and Civil Penalty

Final
11-12-2014 In the Matter of Aaron Rex Cullor

Default Order of Revocation, Cease & Desist and Civil Penalty 

Final