Administrative Orders and Actions

Post date Matter Order Status
04-01-2008 Adam Jack Jr. Ankeny IA Allegation: Failed to Notify the Division of Criminal Proceedings. Resolution: Order and Consent to Order monetary penalty assessed. Date of Order/Settlement: 2008-04-02 00:00:00
03-24-2008 In the Matter of Vincent Heese Order and Consent to Order Final
03-23-2008 In the Matter of National Prearranged Services Inc Consent Order Final
03-23-2008 National Prearranged Services Inc. St. Louis MO Allegation: Insolvency Resolution: Consent Order issued and preneed seller license is suspended. Date of Order/Settlement: 2008-03-24 00:00:00
03-17-2008 In the Matter of Daniel J McFall Order and Consent to Order Final
03-17-2008 McFall Daniel J West Des Moines IA Allegation: Criminal History Resolution: Order and Consent to Order monetary penalty assessed. Date of Order/Settlement: 2008-03-18 00:00:00
03-16-2008 In the Matter of David Grismore Order and Consent to Order Final
03-16-2008 Grismore David Jr. Corydon IA Allegation: Manipulated the insurance producer computer system in order to receive numerous policies for himself without paying. Resolution: Consent Order issued and license revoked. Date of Order/Settlement: 2008-03-17 00:00:00
02-28-2008 In the Matter of Kevin Flaherty Order Final
02-15-2008 In the Matter of Columbia Card Svcs International LLC F/K/A Columbia International Inc. and Columbia Advanced Wireless Inc Corporate Solustion LLC William V. Read Jack G. Irons Cease and Desist Order Final
02-15-2008 Irons Jack Lincoln NE Allegation: Unregistered securities; Unregistered agent; Misrepresentation and Omissions Resolution: Cease and Desist Order issued and monetary penalty assessed. Date of Order/Settlement: 2008-02-15 00:00:00
02-15-2008 Read William Vancouver WA Allegation: Unregistered securities; Unregistered agent; Misrepresentation and Omissions Resolution: Cease and Desist Order issued and monetary penalty assessed. Date of Order/Settlement: 2008-02-15 00:00:00
02-15-2008 Columbia Card Services International LLC F/K/A Columbia International Inc. and Columbia Advanced Wireless Inc. Vancouver WA Allegation: Unregistered securities; Unregistered agent; Misrepresentation and Omissions Resolution: Cease and Desist Order and Monetary penalty assessed. Date of Order/Settlement: 2008-02-15 00:00:00
02-13-2008 American Family Life Insurance Company Madison WI Allegation: Failure to Respond Resolution: Consent Order issued and a monetary penalty assessed. Date of Order/Settlement: 2008-02-13 00:00:00
02-08-2008 In the Matter of Peter C Klamka Order Granting Motion to Dismiss Final
02-07-2008 In the Matter of BARRON TRADING GROUP INC. GLOBAL ASSET MANAGEMENT INC. CHRISTOPHER R. HELD Order and Consent to Order and Agreement; Cease and Desist Order Final
02-07-2008 In the Matter of Gregg Lorenzo and John Thomas Financial Firm

Order and Consent to Order

Final
01-29-2008 In the Matter of Johnathan Ahlf Decision Final
01-29-2008 In the Matter of Richard D. Martin Order and Consent to Order; Order Vacating Denial of Securities Agent License; Order Denying Securities Agent License Final
01-29-2008 Ahlf Johnathan Muscatine IA Allegation: Reconsideration of license revocation. Resolution: Decision issued affirming the Divisions decision to deny Ahlfs resident producer license. Date of Order/Settlement: 2008-01-29 00:00:00
01-29-2008 Martin Richard D. Omaha NE Allegation: Denial of Securities license. Resolution: Consent signed and securities license issued with 2 year heightened supervision. Date of Order/Settlement: 2008-01-29 00:00:00
01-18-2008 In the Matter of Ralph R Johnson Jr. Summary Order Denying Application for Sales Agent License Final
01-18-2008 Johnson Ralph Jr. West Des Moines IA Allegation: Criminal History Resolution: Summary Order Denying Application for Sales Agent License. Date of Order/Settlement: 2008-01-18 00:00:00
01-16-2008 In the Matter of Maytag Corporation Order and Consent to Order Final
01-16-2008 Maytag Corporation Benton Harbor MI Allegation: Failure to timely file and failure to respond. Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2008-01-16 00:00:00
01-11-2008 In the matter of application of GREGORY M. SHEPARD for disclaimer of control relating to DONEGAL GROUP INC. ultimate controlling party of LE MARS INSURANCE COMPANY Notice of Public Hearing and Order Final
01-09-2008 In the Matter of Michael J. Murphy Order and Consent to Order and Agreement Final
01-09-2008 Murphy Michael J. Deephaven MN Allegation: Failure to report other states action. Resolution: Order and Consent to Order and Agreement issued and a monetary penalty assessed. Date of Order/Settlement: 2008-01-09 00:00:00
01-03-2008 In the Matter of the Certificate of Authority of MARQUETTE NATIONAL LIFE INSURANCE COMPANY Order Releasing Suspension Final
12-31-2007 In the Matter of Douglas Arthur Carley Order and Consent to Order Final
12-31-2007 In the Matter of Curtis M. Allen Order and Consent to Order and Agreement Final
12-31-2007 Allen Curtis Forsyth IL Allegation: Unfair trade practice Resolution: Order and Consent to Order and Agreement issued and is permanently barred from reapplying for an Insurance producer license in the state of Iowa. License is revoked. Date of Order/Settlement: 2007-12-31 00:00:00
12-31-2007 Carley Douglas A. Oakland IA Allegation: Failure to inform Division of prior criminal conviction. Resolution: Order and Consent to Order issued and monetary penalty assessed. Date of Order/Settlement: 2007-12-31 00:00:00
12-30-2007 In the Matter of Maryo D. Lindsey Order for Suspension Final
12-30-2007 Lindsey Maryo Waterloo IA Allegation: Child Support Violation Resolution: Order for Suspension issued. Date of Order/Settlement: 2007-12-30 00:00:00
12-26-2007 In re the application of NATIONAL INDEMNITY COMPANY OF MID-AMERICA for approval of an Agreement and Plan of Merger with THE PENNSYLVANIA REINSURANCE COMPANY Findings of Fact Conclusions of Law and Order Final
12-20-2007 In the Matter of John Behn Order and Consent to Order Final
12-20-2007 Behn John D. Cedar Rapids IA Allegation: Misrepresented life insurance documents in order to qualify for a personal loan. Resolution: Order and Consent to Order issued and a monetary penalty assessed. Date of Order/Settlement: 2007-12-20 00:00:00
12-10-2007 In re the application of HAWKEYE MUTUAL INSURANCE ASSOCIATION for approval of an Assumption and Reinsurance Agreement with PATRONS MUTUAL INSURANCE ASSOCIATION Findings of Fact Conclusions of Law and Order Final
11-21-2007 In re the application of VALIANT INSURANCE COMPANY for approval of an "Assumption Reinsurance Agreement" with ZURICH AMERICAN INSURANCE COMPANY Findings of Fact Conclusions of Law and Order Final
11-19-2007 In the Matter of Jack L. Straw Order and Consent to Order Final
10-30-2007 In the Matter of Edmond Flattery Order and Consent to Order Final
10-30-2007 Flattery Edmond Albia IA Allegation: Criminal charges Resolution: Consent Order - Insurance Producer License is permanently revoked and permanently barred from reapplying for an insurance producer license. Also permanently barred from applying for a securities agent license in the State of Iowa. Date of Order/Settlement: 2007-10-31 00:00:00
10-25-2007 In the Matter of Virginia E. Smith Order and Consent to Order Final
10-25-2007 Smith Virginia E. Harlan IA Allegation: Failure to disclose criminal conviction. Resolution: Consent Order signed and monetary penalty assessed. Date of Order/Settlement: 2007-10-26 00:00:00
10-24-2007 In the Matter of Donald E. Johnson Cease and Desist Order Final
10-24-2007 Johnson Donald E Eldon MO Allegation: Unregistered Securities and agent; misrepresentations and Omissions. Resolution: Cease and Desist Order issued and monetary penalty assessed. Date of Order/Settlement: 2007-10-25 00:00:00
10-21-2007 In the Matter of Memberselect Insurance Company Order and Consent to Order and Agreement Final
10-21-2007 MemberSelect Insurance Company Dearborn MI Allegation: Summary Order Disapproving premium rate changes. Resolution: Consent Order signed. Date of Order/Settlement: 2007-10-22 00:00:00
10-18-2007 Hughes Chuck and Hughes Investment Advisors LLC Hot Springs NC Allegation: Transacted business as an investment adviser representative without being registered. Resolution: Order and Consent Order signed and Hughes reimbursed former subscriber $2500. Date of Order/Settlement: 2007-10-19 00:00:00