Administrative Orders and Actions

Post date Matter Order Status
02-23-2006 Davis Shana M. Des Moines IA Allegation: Violations of Securities Act; Unregistered agent & investment adviser representative Misrepresentations & Omissions Cease and Desist orders issued by other states Resolution: Consent: pay $3000 Costs; cooperate in investigation; Date of Order/Settlement: 2006-02-23 00:00:00
02-23-2006 Richardson Terry C. Des Moines IA Allegation: Violations of Securities Act; Unregistered agent & investment adviser representative Misrepresentations & Omissions Cease and Desist orders issued by other states Resolution: Consent: permanently barred from reapplying for insurance producer license; pay $3000 Costs; cooperate in investigation; Date of Order/Settlement: 2006-02-23 00:00:00
02-17-2006 South Central Mutual Insurance Association Chariton IA Allegation: Failure to respond Resolution: Consent; agrees to respond; Fine $1000 & Cost $500 paid. Date of Order/Settlement: 2006-02-17 00:00:00
02-17-2006 Schatz Kenneth Sioux City IA Allegation: Resolution: Order: license revocation rescinded Date of Order/Settlement: 2006-02-17 00:00:00
02-17-2006 United Fire & Casualty Company Cedar Rapids IA Allegation: Failure to report dividends Resolution: Consent: Report dividends as directed; submit schedule; pay $1000 fine; $500 Costs Date of Order/Settlement: 2006-02-17 00:00:00
02-15-2006 In the Matter of Shana M. Davis;Terry C. Richardson Order and Consent to Order Final
02-07-2006 State of Iowa vs. Dennis Stephens Findings of Fact Conclusions of Law and Order Final
02-02-2006 In the Matter of Jamie L. Stoner Summary Order Denying Application For Sales Permit Final
02-01-2006 In the Matter of Loren Binstock;Julie Binstock Cease and Desist Order Final
02-01-2006 Binstock Julie Marshalltown IA Allegation: Sale of unregistered securities; misrepresentations omissions Resolution: Order: Cease and desist the offer or sale of unregistered securities acting as unregistered agents; making untrue statements of facts omitting material facts; pay $5000 fine Date of Order/Settlement: 2006-02-01 00:00:00
02-01-2006 Binstock Loren Marshalltown IA Allegation: Sale of unregistered securities; misrepresentations omissions Resolution: Order: Cease and desist the offer or sale of unregistered securities acting as unregistered agents; making untrue statements of facts omitting material facts; pay $5000 fine Date of Order/Settlement: 2006-02-01 00:00:00
01-27-2006 In the Matter of Bruce E. Nelson Summary Order Denying Agent Registration Final
01-03-2006 Roth Samantha Germantown OH Allegation: Failure to notify Division of administrative action Resolution: Consent: Cease and desist violations of Iowa law; pay $125 Fine and $125 Costs Date of Order/Settlement: 2006-01-03 00:00:00
12-22-2005 Newkirk Timothy De Pere WI Allegation: Failure to notify of other state’s action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00
12-22-2005 Pell Melissa Kenova WV Allegation: Failure to notify of other state’s action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00
12-22-2005 Pettus Rodney Charlotte NC Allegation: Failure to notify of other state’s action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00
12-22-2005 Reyna Ray Jr San Francisco CA Allegation: Failure to notify of other state’s action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00
12-22-2005 Smith Jessica Wallingford CT Allegation: Failure to notify of other state’s action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00
12-22-2005 Sonnichsen Alan Westport CT Allegation: Failure to notify of other state’s action Resolution: Order License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00
12-22-2005 Goff John Pike Road AL Allegation: Failure to notify of other state’s action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00
12-22-2005 Hegedus Margo Tampa FL Allegation: Failure to notify of other state’s action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00
12-22-2005 Gajdos Daniel Denver CO Allegation: Failure to notify of other state’s action Resolution: Order; License Revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00
12-22-2005 Dail Angela Sorrento FL Allegation: Failure to notify of other state’s action Resolution: Order; License Revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00
12-22-2005 Artz Scott Sarasota FL Allegation: Failure to notify of other states action Resolution: Order; License revoked; $250 fine Date of Order/Settlement: 2005-12-22 00:00:00
12-22-2005 Burkett Jeffrey Warren OH Allegation: Failure to notify of other states action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00
12-19-2005 Haley Robert E. San Antonio TX Allegation: Failure to notify of other states actions Resolution: Order: License revoked. Date of Order/Settlement: 2005-12-19 00:00:00
12-07-2005 In the Matter of Marc A. Geels Order and Consent to Order Final
12-07-2005 In the Matter of Donald R. Heilbuth Order and Consent to Order Final
12-07-2005 Geels Marc A. Sioux Center IA Allegation: Advertising violations Resolution: Consent signed: Cease and desist violations; Pay $500 Costs Date of Order/Settlement: 2005-12-07 00:00:00
12-07-2005 Heilbuth Donald R. Sioux City IA Allegation: Advertising violations Resolution: Consent signed: Cease and desist violations; pay $500 Costs Date of Order/Settlement: 2005-12-07 00:00:00
12-07-2005 Gibbs Sherry G. Shaker Heights OH Allegation: Failure to notify Division of administrative action. Resolution: Consent signed: Cease and desist from violations; pay $125 fine and $125 costs Date of Order/Settlement: 2005-12-07 00:00:00
12-05-2005 In the Matter of Sherry G. Gibbs Order and Consent to Order Final
11-10-2005 In the Matter of So. Central Mutual Insurance Co. Order and Consent to Order Final
10-27-2005 Worldwide Insurance Services Inc. Oakton VA Allegation: Failure to notify Division of other states actions Resolution: Consent: Cease and desist violations; Pay $1750 Fine and $250 Costs Date of Order/Settlement: 2005-10-28 00:00:00
10-25-2005 In re the application of UNION SECURITY INSURANCE COMPANY for approval of an “Agreement and Plan of Merger” with UNITED DENTAL CARE INSURANCE COMPANY Findings of Fact Conclusions of Law and Order Final
10-22-2005 In the Matter of Jason R. Waters Order and Consent to Order Final
10-16-2005 In re the application of UNION SECURITY INSURANCE COMPANY for approval of an "Agreement and Plan of Merger" with DENTICARE INC. Findings of Fact Conclusions of Law and Order Final
10-16-2005 In re the application of UNION SECURITY INSURANCE COMPANY for approval of an "Agreement and Plan of Merger" with DENTICARE INC. Findings of Fact Conclusions of Law and Order Final
10-16-2005 In re the application of UNION SECURITY INSURANCE COMPANY for approval of an "Agreement and Plan of Merger" with UNITED DENTAL CARE OF NEBRASKA INC. Findings of Fact Conclusions of Law and Order Final
10-16-2005 In re the application of UNION SECURITY INSURANCE COMPANY for approval of an "Agreement and Plan of Merger" with UDC LIFE AND HEALTH INSURANCE COMPANY Findings of Fact Conclusions of Law and Order Final
10-16-2005 In re the application of UNION SECURITY INSURANCE COMPANY for approval of an "Agreement and Plan of Merger" with UNITED DENTAL CARE OF PENNSYLVANIA INC. Findings of Fact Conclusions of Law and Order Final
10-16-2005 In re the application of UNION SECURITY INSURANCE COMPANY for approval of an "Agreement and Plan of Merger" with FORTIS BENEFITS DENTALCARE OF WISCONSIN INC. Findings of Fact Conclusions of Law and Order Final
10-16-2005 In re the application of UNION SECURITY INSURANCE COMPANY for approval of an "Agreement and Plan of Merger" with DENTICARE OF OKLAHOMA INC. Findings of Fact Conclusions of Law and Order Final
10-16-2005 Waters Jason R. Cedar Rapids IA Allegation: Failure to designate the licensee who solicited and written insurance policies; Resolution: Consent: Cease and desist violations; license suspended 14 days; 2 yrs probation; cooperate with investigation; pay $750 Fine and $250 Costs Date of Order/Settlement: 2005-10-17 00:00:00
10-11-2005 In the Matter of Robert C. Turner Order and Consent to Order Final
10-10-2005 Turner Robert C. Raleigh NC Allegation: Failure to notify Iowa Ins. Div. of other states administrative actions Resolution: Cease and desist from violations; pay $125 Fine and $125 Costs Date of Order/Settlement: 2005-10-11 00:00:00
10-05-2005 In the Matter of Randy Beltramea Proposed Findings of Fact Conclusions of Law and Order Final
10-05-2005 Beltramea Randy L Mt. Vernon IA Allegation: Failure to notify of administrative action Resolution: Order: Insurance License revoked. Date of Order/Settlement: 2005-10-06 00:00:00
09-28-2005 In the Matter of Kenneth E. Northrop Order and Consent to Order Final
09-27-2005 In re the applications of PETROLEUM MARKETERS MUTUAL INSURANCE COMPANY for approval of a plan of election and a plan of conversion to a stock insurance company Findings of Fact Conclusions of Law and Order Final