Administrative Orders and Actions

Post date Matter Order Status
03-20-2014 In the Matter of Keith Mahoney

Order & Consent to Order

Final
03-14-2014 In the Matter of Thomas Pontow

Order & Consent to Order

Final
03-10-2014 In the Matter of Continental Casualty Company

Order & Consent to Order

Final
03-04-2014 In the Matter of Daniel W. Ciha, Colette Ciha Soults and Gay & Gay, Inc. DBA Gay & Ciha Funeral and Cremation Service

Cease & Desist Order and Order of Suspension and Notice of Right of Hearing

Final
03-03-2014 In the Matter of Sarah Carry

Order & Consent to Order

Final
02-27-2014 In the Matter of Kelly G. Thompson

Order for Suspension

Final
02-26-2014 In the Matter of Dallas Buck lll

Order & Consent to Order

Final
02-26-2014 In the Matter of Crysty Robbins

Order for Suspension

Final
02-26-2014 In the Matter of Derek R. Knudsen

Order for Suspension

Final
02-25-2014 In the Matter of Anthony Valenti

Default Order of Revocation, Cease and Desist and Civil Penalty

Final
02-25-2014 In the Matter of Melissa L. Halferty

Order for Suspension

Final
02-24-2014 In the Matter of Myron A. Owens

Order & Consent to Order

Final
02-21-2014 In the Matter of Lyle H. Abbas, D.C., et al., v. Wellmark, Inc.

Proposed Decision

Pending
02-21-2014 In the Matter of Liana Burgoyne

Order & Consent to Order

Final
02-20-2014 In the Matter of Ryan C. Surber

Order for Suspension

Final
02-19-2014 In the Matter of Scott M. Livezey

Order for Suspension

Final
02-19-2014 In the Matter of Family Life Insurance Company

Order & Consent to Order

Final
02-14-2014 In the Matter of Guarantee Trust Life Insurance Company

Order Adopting Settlement

Final
02-12-2014 In the Matter of Kenneth Crosser

Order and Consent to Order

Final
02-06-2014 In the Matter of Jasmine Chastang

Default Order

Final
01-24-2014 In the Matter of James J. Fyfe

Order for Suspension

Final
01-24-2014 AMTRUST FINANCIAL SERVICES, INC., MICHAEL KARFUNKEL, GEORGE KARFUNKEL, BARRY ZYSKIND, and LEAH KARFUNKEL, TRUSTEE OF THE MICHAEL KARFUNKEL 2005 GRANTOR RETAINED ANNUITY TRUST for plan to acquire control of DEVELOPERS SURETY AND INDEMNITY COMPANY, AMTRUST FINANCIAL SERVICES, INC., MICHAEL KARFUNKEL, GEORGE KARFUNKEL, BARRY ZYSKIND, and LEAH KARFUNKEL, TRUSTEE OF THE MICHAEL KARFUNKEL 2005 GRANTOR RETAINED ANNUITY TRUST for plan to acquire control of DEVELOPERS SURETY AND INDEMNITY COMPANY

Findings of Fact, Conclusions of Law, and Order; Public Form A filing

Part 1

Part 2

Final
01-22-2014 In the Matter of Saira O. Ahmed

Order for Suspension

Final
01-22-2014 In the Matter of Michael L. Jones

Order & Consent Order

Final
01-22-2014 In the Matter of Genworth Life Insurance Co., Genworth Life Annuity Insurance Co., and Genworth Life Insurance Co. of NY

Regulatory Settlement Agreement

Final
01-21-2014 In the Matter of Lincoln National Life Insurance Co., Lincoln Life & Annuity Co. of NY and First Penn Pacific Life Insurance Co.

Regulatory Settlement Agreement

Final
01-13-2014 In the Matter of Brian M. White

Order for Suspension

Final
01-08-2014 In the Matter of Cory J. Ernst

Order & Consent to Order

Final
12-30-2013 In the Matter of James Roberts

Order & Consent to Order

Final
12-30-2013 In the Matter of Tom Richardson

Order & Consent Order

Final
12-24-2013 In the Matter of Vincent Jiles

Order for Suspension

Final
12-23-2013 In the Matter of Todd A. Miller

Default Order of Revocation, Cease & Desist and Civil Penalty

Final
12-18-2013 In the Matter of Samantha Huynh

Proposed Decision

Final
12-11-2013 In the Matter of Kunta L. Brown

Order for Suspension

Final
12-10-2013 In the Matter of UBS Financial Services, Inc.

Consent Order and Order to Cease and Desist

Final
12-05-2013 In the Matter of RBC Capital Markets, LLC

Administrative Consent Order

Final
11-25-2013 In the Matter of Larry S. Young

Order for Suspension

Final
11-25-2013 In the Matter of Melissa I. Williams

Default Order

Final
11-21-2013 In the Matter of Daniel Petefish

Default Order

Final
11-15-2013 In the Matter of Andrew W. Rooker

Order for Suspension

Final
11-13-2013 In the Matter of Mark A. Schroder

Order Reinstating License After Suspension

Final
11-12-2013 In the Matter of John P. Sharoian

Order for Suspension

Final
11-04-2013 In the Matter of John L. Ege Jr.

Order Reinstating License After Suspension and Suspension Order

Final
11-04-2013 In the Matter of Katherine A. Krieg

Proposed Decision

Final
11-01-2013 In the Matter of Jared M. Cross

Default Order

Final
10-30-2013 In the Matter of Neil L. Ouverson

Order & Consent to Order

Final
10-29-2013 In the Matter of New York Life Insurance Company, New York Life Insurance and Annuity Corporation, and NYLife Insurance Company of Arizona

Regulatory Settlement Agreement

Final
10-28-2013 In the Matter of Lindsay Gilliatt

Order & Consent to Order

Final
10-25-2013 In the Matter of Justin McKinnon

Default Order

Final
10-23-2013 In the Matter of Midland National Life Insurance Company and North American For Life and Health Insurance

Regulatory Settlement Agreement

Final