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06-17-2002 |
Golden Rule Ins. Co. |
Lawrenceville IL
Allegation: Market Conduct Exam; Advertising violations
Resolution: Consent Signed: See Consent; $70000 Fine
Date of Order/Settlement: 2002-06-18 00:00:00 |
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06-10-2002 |
Mohr Mandy |
Loves Park IL
Allegation: Failure to respond
Resolution: Order Signed: License Suspended; $250 Fine; $100 Costs; Respond to Division inquiry
Date of Order/Settlement: 2002-06-11 00:00:00 |
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06-03-2002 |
In the matter of the application of DONEGAL MUTUAL INSURANCE COMPANY for approval of a plan to acquire control of LE MARS MUTUAL INSURANCE COMPANY |
Order (Iowa Code Chapter 521A) |
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06-03-2002 |
In the matter of the application of DONEGAL MUTUAL INSURANCE COMPANY for approval of a plan to consolidate with LE MARS MUTUAL INSURANCE COMPANY |
Order (Iowa Code Chapter 521) |
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05-27-2002 |
United American Ins. Co. |
McKinney TX
Allegation: Market Conduct Exam
Resolution: Consent Signed: Implement procedures; $5000 Fine
Date of Order/Settlement: 2002-05-28 00:00:00 |
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05-09-2002 |
Lenz Nathaniel A. |
Urbandale IA
Allegation: Marketing and sales violations
Resolution: Consent Signed: 2 years probation; Cease and Desist from violations; Pay $1000 Costs
Date of Order/Settlement: 2002-05-10 00:00:00 |
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05-08-2002 |
Rhone Robert M. |
Mingo IA
Allegation: Failure to submit premiums to ins. co..
Resolution: Consent Signed: License suspended: pay $800 Fine; $200 Costs; Maintain separate premium trust account.
Date of Order/Settlement: 2002-05-09 00:00:00 |
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05-02-2002 |
Saddler Sr. Obie |
Waterloo IA
Allegation: Failure to report criminal activity
Resolution: Order Signed: License permanently revoked
Date of Order/Settlement: 2002-05-03 00:00:00 |
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04-30-2002 |
International Marine Water Safety Foundation |
Blainville Quebec Canada
Allegation: Unauthorized insurance company
Resolution: Order for Default: Cease and Desist as an unauthorized insurer in Iowa; $50000 Fine
Date of Order/Settlement: 2002-05-01 00:00:00 |
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04-18-2002 |
In the Matter of Bernard Peterson |
Cease and Desist Order |
Final |
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03-25-2002 |
Riggall John |
Centerville IA
Allegation: Selling products not issued by a licensed insurance company
Resolution: Consent Signed: Cease and desist; 2 yr probation; supervision; pay monetary amount of $12000
Date of Order/Settlement: 2002-03-25 00:00:00 |
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03-25-2002 |
HuffJr. Roland L |
Des Moines IA
Allegation: Misappropriation; refusal to cooperate; lack of character.
Resolution: Consent signed: License revocation.
Date of Order/Settlement: 2002-03-25 00:00:00 |
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03-19-2002 |
In the Matter of Income Ventures aka Income-Ventures.Com |
Cease and Desist Order |
Final |
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03-14-2002 |
Gesink Jr. Henry |
Sheldon IA
Allegation: Selling unauthorized insurance products
Resolution: Consent Signed: Cease and Desist from selling unauthorized ins. Products; Pay all outstanding health claims after final resolution of US Dept of Labor action against Employers Mutual L.L.C. $45400.
Date of Order/Settlement: 2002-03-14 00:00:00 |
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03-14-2002 |
Vander Wilt Arthur J. |
Hospers IA
Allegation: Selling unauthorized insurance products
Resolution: Consent Signed: Cease and Desist from selling unauthorized ins. Products; Pay all outstanding health claims after final resolution of US Dept of Labor action against Employers Mutual L.L.C.
Date of Order/Settlement: 2002-03-14 00:00:00 |
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03-11-2002 |
In the Matter of Terrence A. Tecco Wespac Technologies Corp. Bruce L. Troyer |
Cease and Desist Order |
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03-07-2002 |
In the Matter of CIA Limited Liability Company Dennis R. Jones Melvin Meling |
First Amended Cease and Desist Order |
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03-04-2002 |
In the Matter of Starcash Inc. Jeanne Leclercq Frederick Jay Shapiro Kip Marsique and Steven C. Searson |
Cease and Desist Order |
Final |
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02-20-2002 |
Continental Casualty Co. |
Chicago IL
Allegation: Failure to respond to Division inquiry
Resolution: Consent signed: Respond to inquiry; $500 Fine; $100 Costs
Date of Order/Settlement: 2002-02-20 00:00:00 |
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02-20-2002 |
Puget Sound Agricultural Society |
Arbuckle CA
Allegation: Conducting business of insurance in Iowa without a license; other states actions.
Resolution: Order on Default: Order to Cease and Desist issued on 1/22/02 is final; Cease and desist from the offer or sale of and operation of unauthorized insurer; $50000 civil penalty
Date of Order/Settlement: 2002-02-20 00:00:00 |
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02-15-2002 |
Montgomery Carla S. |
Medical Lake WA
Allegation: Failure to notify of prior actions
Resolution: Consent Signed: $100 Fine; $100 Costs
Date of Order/Settlement: 2002-02-15 00:00:00 |
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02-15-2002 |
Huebner Daniel W. |
Grinnell IA
Allegation: Replacement violations; receiving commissions without company appointment; Omissions from insurance applications
Resolution: Order: Cease and Desist from further violation; $800 Fine; $500 Costs
Date of Order/Settlement: 2002-02-15 00:00:00 |
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02-11-2002 |
In the Matter of Health Maintenance Centers Inc. Kevin L. Lawrence and Znetix Inc. |
Cease and Desist Order |
Final |
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02-11-2002 |
Cabell Douglas J. |
Bettendorf IA
Allegation: Advertising Violations
Resolution: Consent Signed: 2 yrs probation; $500 Costs
Date of Order/Settlement: 2002-02-11 00:00:00 |
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02-08-2002 |
Schatz Kenneth C. |
Sioux City IA
Allegation: Failure to report criminal prosecution
Resolution: Consent Signed: If convicted of any criminal offense greater than a misdemeanor subsequent to this order license will be automatically revoked
Date of Order/Settlement: 2002-02-08 00:00:00 |
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02-04-2002 |
In the Matter of James Duncan |
Cease and Desist Order |
Final |
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02-01-2002 |
In the Matter of Thomas Marshall Swartwood |
Order and Consent to Order and Agreement |
Final |
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02-01-2002 |
In the Matter of Ritalee Shapiro aka Ritalee Archer |
Cease and Desist Order |
Final |
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01-22-2002 |
In the Matter of Ronald Homer Andersen |
Cease and Desist Order |
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01-17-2002 |
Nunnikhoven Carl F. |
Oskaloosa IA
Allegation: Replacement violations
Resolution: Consent Signed: 1 yr probation; $750 Fine; $250 Costs
Date of Order/Settlement: 2002-01-17 00:00:00 |
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01-14-2002 |
Employers Mutual LLC |
Carson City NV
Allegation: Unauthorized business of insurance
Resolution: Order signed: Cease and Desist doing business of insurance; $50000 Fine
Date of Order/Settlement: 2002-01-14 00:00:00 |
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01-02-2002 |
In the Matter of Trophy Bound Inc. and Harold E. Selby |
Cease and Desist Order |
Final |
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11-28-2001 |
American Gen. Assur. Co. |
Schaumburg IL
Allegation: Failure to respond to Division inquiry
Resolution: Consent Signed: Provide a response; $500 Fine $100 Costs
Date of Order/Settlement: 2001-11-28 00:00:00 |
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11-16-2001 |
Andersen Elizabeth J. |
Fort Dodge IA
Allegation: Prior disciplinary action
Resolution: Consent Signed: Licensure permanently restricted to Qualification 16 personal lines; work subject to regular review by licensed producer.
Date of Order/Settlement: 2001-11-16 00:00:00 |
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11-07-2001 |
Ayala Adriane |
Savannah GA
Allegation: Failure to report prior disciplinary action
Resolution: Order: License suspended until $400 Fine and $100 Costs paid
Date of Order/Settlement: 2001-11-07 00:00:00 |
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10-22-2001 |
Lincoln Benefit Life Co. |
Northbrook IL
Allegation: Failure to respond to Division inquiry
Resolution: Consent Signed: Provide a response; $500 Fine; $100 Costs
Date of Order/Settlement: 2001-10-23 00:00:00 |
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10-22-2001 |
Mills Dwight L. |
Allegation: Improper Sales
Resolution: Consent Signed: Permanent License Revocation
Date of Order/Settlement: 2001-10-23 00:00:00 |
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09-24-2001 |
Courtney Mark A. |
Guthrie Center IA
Allegation: Improper Sales
Resolution: Consent Signed: Permanent license revocation
Date of Order/Settlement: 2001-09-25 00:00:00 |
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09-24-2001 |
General Cas. Co of WI |
Sun Prairie WI
Allegation: Failure to respond
Resolution: Consent Signed: Respond to Division inquiries; $500 Fine; $100 Costs
Date of Order/Settlement: 2001-09-25 00:00:00 |
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09-24-2001 |
Herrera Sharon S. |
West Des Moines IA
Allegation: Unsuitable Sales; Unfair Trade practices
Resolution: Consent Signed: 2 yr. Probation; Cease and Desist from violations;
Date of Order/Settlement: 2001-09-25 00:00:00 |
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09-24-2001 |
Herrera Richard L. |
West Des Moines IA
Allegation: Unsuitable Sales; Unfair trade practices
Resolution: Consent Signed: 2 yr. Probation; Cease and Desist from violations
Date of Order/Settlement: 2001-09-25 00:00:00 |
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09-24-2001 |
Kiegley Douglass |
Adel IA
Allegation: Alleged Sale of Unregistered Securities
Resolution: Consent Signed: Permanent Revocation of License
Date of Order/Settlement: 2001-09-25 00:00:00 |
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09-24-2001 |
Ross Michael J |
Hopkinton IA
Allegation: Improper Sales
Resolution: Consent Signed: Permanent license revocation
Date of Order/Settlement: 2001-09-25 00:00:00 |
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09-04-2001 |
Hedges Dawn M. |
Cedar Rapids IA
Allegation: Failure to report criminal action
Resolution: Order Signed: License suspended; $500 Fine; $100 Costs
Date of Order/Settlement: 2001-09-05 00:00:00 |
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09-04-2001 |
Erwin Gary |
Davenport IA
Allegation: Failure to pay penalty & costs from previous actions
Resolution: Consent Signed: Revocation of license until penalty and costs paid
Date of Order/Settlement: 2001-09-05 00:00:00 |
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09-04-2001 |
Rudnicki Jeffrey A. |
Marion IA
Allegation: Unauthorized signature on application
Resolution: Order Signed: Revocation of License; $200 Fine; $100 Costs
Date of Order/Settlement: 2001-09-05 00:00:00 |
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08-27-2001 |
In the matter of the application of PRINCIPAL MUTUAL HOLDING COMPANY for approval of a plan of conversion from a mutual insurance holding company into a stock company |
Findings of fact conclusions of law and order |
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07-09-2001 |
Hrdlicka Raymond W. |
Fremont CA
Allegation: Failure to notify of other state’s action
Resolution: Consent Signed: License revoked for 10 years; $200 Fine; $100 Costs
Date of Order/Settlement: 2001-07-10 00:00:00 |
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07-09-2001 |
Pleggenkuhle Jason E. |
Des Moines IA
Allegation: Failure to notify of other administrative action
Resolution: Consent Signed: Permanent License revocation
Date of Order/Settlement: 2001-07-10 00:00:00 |
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06-18-2001 |
Huff Sr. Roland L. |
Des Moines IA
Allegation: Replacement violations
Resolution: Consent signed: Cease and desist; $500 Costs
Date of Order/Settlement: 2001-06-19 00:00:00 |
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