Administrative Orders and Actions

PLEASE NOTE: Prior to April 17, 2015, the Division placed both enforcement and administrative orders and actions on this page. After that date, only new administrative orders and actions will be posted here.

Enforcement orders and actions made after that date will be posted at http://www.iid.state.ia.us/enforders_list.

Post date Matter Order Status
11-13-2002 In the Matter of Daniel Scott Huseman Order and Consent To Order and Agreement  
11-04-2002 Ferguson Bethany L. Fredericksburg VA Allegation: Failure to notify IID of other states actions Resolution: Order issued: License suspended; Pay $250 Fine; $100 Costs; Give complete information as requested. Date of Order/Settlement: 2002-11-04 00:00:00
10-09-2002 Lopez Wilson Joseph Bellevue NE Allegation: Other states action Resolution: Consent Signed: 1 year Probationary license with life and health qualifications restrictions Date of Order/Settlement: 2002-10-10 00:00:00
09-26-2002 Conseco Annuity Assurance Co. Carmel IN Allegation: Failure to respond to Division Resolution: Consent signed: Provide response to Division; pay $500 Fine $100 Costs Date of Order/Settlement: 2002-09-27 00:00:00
09-24-2002 Conseco Senior Health Ins. Co. Carmel IN Allegation: Failure to respond to Division inquiry Resolution: Consent Signed: Provide response to Division; Pay $500 Fine $100 Costs Date of Order/Settlement: 2002-09-25 00:00:00
09-17-2002 In the Matter of Matthew McGaffick Karum Corporation Cease and Desist Order Final
09-17-2002 Huseman Daniel S. Alta IA Allegation: Conviction of a felony Resolution: Consent signed: Permanent license revocation Date of Order/Settlement: 2002-09-18 00:00:00
09-09-2002 Conseco Annuity Ins. Co. (0157) Carmel IN Allegation: Failure to respond to IID inquiry Resolution: Consent Signed: Respond to IID: Pay $500 Fine; $100 Costs Date of Order/Settlement: 2002-09-10 00:00:00
09-09-2002 Conseco Senior Health Ins. Co. (0156) Carmel IN Allegation: Failure to respond to IID inquiry Resolution: Consent Signed: Respond to IID: Pay $500 Fine; $100 Costs Date of Order/Settlement: 2002-09-10 00:00:00
09-09-2002 Applegate William B. Leon IA Allegation: Resolution: Consent signed: Voluntary Suspension of license; Pay $400 Fine; $100 Costs Date of Order/Settlement: 2002-09-10 00:00:00
08-20-2002 In the Matter of Bruce Lynn Troyer Order and Consent To Order Final
08-18-2002 In the Matter of Filmscool Inc. et al Cease and Desist Order Final
08-11-2002 Lake David L. Guthrie Center IA Allegation: Sold unregistered and non-exempt securities; failure to notify of change of address Resolution: Consent signed: Cease and Desist from solicitation of unlicensed insurance related products; 2 yr. probation; voluntary surrender of life and health qualifications; may retest after 2 yr; $2000 Costs; refund to clients $8759.23. Date of Order/Settlement: 2002-08-12 00:00:00
08-05-2002 In the Matter of William Donaldson Youth Light 2010 Inc. Pompano Beach FL Cease and Desist Order  
08-01-2002 Schuster Mark K. Muscatine/Bettendorf IA Allegation: Misappropriation of premiums Resolution: Consent Signed: License revocation; $1000 Fine; Cooperate; Repay premiums to clients and insurance companies $8926.03 Date of Order/Settlement: 2002-08-02 00:00:00
07-31-2002 Cooper Vernon W. Cedar Rapids IA Allegation: Issued promissory notes to insurance customers Resolution: Consent Signed: Voluntary Suspension of license pending resolution of issues surrounding promissory notes to clients Date of Order/Settlement: 2002-08-01 00:00:00
07-31-2002 Frederick Ronald D. Alta IA Allegation: Failure to respond to IID inquiry; Resolution: Consent Signed: Cease and Desits from failing to respond to IID; $600 Costs Date of Order/Settlement: 2002-08-01 00:00:00
07-18-2002 Anderson Paul A. Alta IA Allegation: Failure to respond to IID inquiry; failure to remit premiums Resolution: Consent Signed: License surrendered; cooperate with investigation. Date of Order/Settlement: 2002-07-19 00:00:00
07-17-2002 Lund William J. Norwalk OH Allegation: Selling unlicensed crop insurance programs Resolution: Consent Signed: Cease & Desist; Use approved marketing material; $500 Costs Date of Order/Settlement: 2002-07-18 00:00:00
07-15-2002 Reliable Life Insurance Company Union National Life Insurance Company United Insurance Company of America UNITRIN Companies Settlement Chicago IL Allegation: Discriminatory Sales Practices Resolution: Consent Signed: Initiate compliance; payment of allocated sanction specified for Iowa; Date of Order/Settlement: 2002-07-16 00:00:00
07-11-2002 Cosgrove William C. Campton NH Allegation: Failure to notify IID of other states administrative actions Resolution: Order: License suspended; $250 Fine; $100 Costs; Report other states administrative actions Date of Order/Settlement: 2002-07-12 00:00:00
07-09-2002 Conseco Senior Health Ins. Co. Carmel IN Allegation: Failure to respond to IID inquiry Resolution: Consent Signed: Respond to IID; Pay $500 Fine; $100 Costs Date of Order/Settlement: 2002-07-10 00:00:00
07-09-2002 Conseco Annuity Assur. Co. Carmel IN Allegation: Failure to respond to IID inquiry Resolution: Consent Signed: Respond to IID; Pay $500 Fine and $100 Costs Date of Order/Settlement: 2002-07-10 00:00:00
07-02-2002 Rouse Janie E Des Moines IA Allegation: Appealed denial of licensure Resolution: Order: Denial of Licensure upheld; may resubmit application on or after 9/30/02 Pay $200 Costs. Date of Order/Settlement: 2002-07-03 00:00:00
06-27-2002 In the Matter of Cooper Enterprises Vern Cooper & Associates Inc. Bio-Max Fuels Inc. Byron D. Cooper Virginia E. Nielsen Cease and Desist Order  
06-26-2002 Rowen Theodore R. Colorado Springs CO Allegation: Failure to disclose felony convictions information on license application Resolution: Order Signed: License revoked Date of Order/Settlement: 2002-06-27 00:00:00
06-19-2002 In the Matter of Douglas C. Johnson Gateway Express Inc. and True Wheel Bicycle Company Cease and Desist Order  
06-17-2002 Golden Rule Ins. Co. Lawrenceville IL Allegation: Market Conduct Exam; Advertising violations Resolution: Consent Signed: See Consent; $70000 Fine Date of Order/Settlement: 2002-06-18 00:00:00
06-10-2002 Mohr Mandy Loves Park IL Allegation: Failure to respond Resolution: Order Signed: License Suspended; $250 Fine; $100 Costs; Respond to Division inquiry Date of Order/Settlement: 2002-06-11 00:00:00
06-03-2002 In the matter of the application of DONEGAL MUTUAL INSURANCE COMPANY for approval of a plan to acquire control of LE MARS MUTUAL INSURANCE COMPANY Order (Iowa Code Chapter 521A)
06-03-2002 In the matter of the application of DONEGAL MUTUAL INSURANCE COMPANY for approval of a plan to consolidate with LE MARS MUTUAL INSURANCE COMPANY Order (Iowa Code Chapter 521)
05-27-2002 United American Ins. Co. McKinney TX Allegation: Market Conduct Exam Resolution: Consent Signed: Implement procedures; $5000 Fine Date of Order/Settlement: 2002-05-28 00:00:00
05-09-2002 Lenz Nathaniel A. Urbandale IA Allegation: Marketing and sales violations Resolution: Consent Signed: 2 years probation; Cease and Desist from violations; Pay $1000 Costs Date of Order/Settlement: 2002-05-10 00:00:00
05-08-2002 Rhone Robert M. Mingo IA Allegation: Failure to submit premiums to ins. co.. Resolution: Consent Signed: License suspended: pay $800 Fine; $200 Costs; Maintain separate premium trust account. Date of Order/Settlement: 2002-05-09 00:00:00
05-02-2002 Saddler Sr. Obie Waterloo IA Allegation: Failure to report criminal activity Resolution: Order Signed: License permanently revoked Date of Order/Settlement: 2002-05-03 00:00:00
04-30-2002 International Marine Water Safety Foundation Blainville Quebec Canada Allegation: Unauthorized insurance company Resolution: Order for Default: Cease and Desist as an unauthorized insurer in Iowa; $50000 Fine Date of Order/Settlement: 2002-05-01 00:00:00
04-18-2002 In the Matter of Bernard Peterson Cease and Desist Order Final
03-25-2002 Riggall John Centerville IA Allegation: Selling products not issued by a licensed insurance company Resolution: Consent Signed: Cease and desist; 2 yr probation; supervision; pay monetary amount of $12000 Date of Order/Settlement: 2002-03-25 00:00:00
03-25-2002 HuffJr. Roland L Des Moines IA Allegation: Misappropriation; refusal to cooperate; lack of character. Resolution: Consent signed: License revocation. Date of Order/Settlement: 2002-03-25 00:00:00
03-19-2002 In the Matter of Income Ventures aka Income-Ventures.Com Cease and Desist Order Final
03-14-2002 Gesink Jr. Henry Sheldon IA Allegation: Selling unauthorized insurance products Resolution: Consent Signed: Cease and Desist from selling unauthorized ins. Products; Pay all outstanding health claims after final resolution of US Dept of Labor action against Employers Mutual L.L.C. $45400. Date of Order/Settlement: 2002-03-14 00:00:00
03-14-2002 Vander Wilt Arthur J. Hospers IA Allegation: Selling unauthorized insurance products Resolution: Consent Signed: Cease and Desist from selling unauthorized ins. Products; Pay all outstanding health claims after final resolution of US Dept of Labor action against Employers Mutual L.L.C. Date of Order/Settlement: 2002-03-14 00:00:00
03-11-2002 In the Matter of Terrence A. Tecco Wespac Technologies Corp. Bruce L. Troyer Cease and Desist Order  
03-07-2002 In the Matter of CIA Limited Liability Company Dennis R. Jones Melvin Meling First Amended Cease and Desist Order  
03-04-2002 In the Matter of Starcash Inc. Jeanne Leclercq Frederick Jay Shapiro Kip Marsique and Steven C. Searson Cease and Desist Order Final
02-20-2002 In the Matter of Life Insurance Company of Georgia and Southland Life Insurance Company

Regulatory Settlement Agreement

Final
02-20-2002 Continental Casualty Co. Chicago IL Allegation: Failure to respond to Division inquiry Resolution: Consent signed: Respond to inquiry; $500 Fine; $100 Costs Date of Order/Settlement: 2002-02-20 00:00:00
02-20-2002 Puget Sound Agricultural Society Arbuckle CA Allegation: Conducting business of insurance in Iowa without a license; other states actions. Resolution: Order on Default: Order to Cease and Desist issued on 1/22/02 is final; Cease and desist from the offer or sale of and operation of unauthorized insurer; $50000 civil penalty Date of Order/Settlement: 2002-02-20 00:00:00
02-15-2002 Montgomery Carla S. Medical Lake WA Allegation: Failure to notify of prior actions Resolution: Consent Signed: $100 Fine; $100 Costs Date of Order/Settlement: 2002-02-15 00:00:00
02-15-2002 Huebner Daniel W. Grinnell IA Allegation: Replacement violations; receiving commissions without company appointment; Omissions from insurance applications Resolution: Order: Cease and Desist from further violation; $800 Fine; $500 Costs Date of Order/Settlement: 2002-02-15 00:00:00