Administrative Orders and Actions

Post date Matter Order Status
01-08-2013 In the Matter of Reid's Funeral Chapel, Marilyn Reid and Fred Retz

Order & Consent to Order

Final
01-07-2013 In the Matter of Zachary T. Frederick

Consent Order

Final
12-26-2012 In re the application of State Auto Property & Casualty Insurance Company for approval of a Plan of Merger with Farmers Casualty Insurance Company

Findings of Fact, Conclusions of Law, and Order

Final
12-24-2012 In re the application of DMC Mutual Insurance Association for approval of a Plan of Merger with Van Buren Mutual Insurance Association

Findings of Fact, Conclusions of Law, and Order

Final
12-24-2012 In re the application of Iowa River Mutual Insurance Association f/k/a Hardin County Mutual Insurance Association for approval of a Plan of Merger with Iowa Valley Mutual Insurance Association

Findings of Fact, Conclusions of Law, and Order

Final
12-24-2012 In re the application of EquiTrust Life Insurance Company for approval of an Assumption Reinsurance Agreement with American-Amicable Life Insurance Company of Texas, Pioneer American Insurance Company, Pioneer Security Life Insurance Company, and...

Findings of Fact, Conclusions of Law, and Order

Final
12-19-2012 In the matter of the application of AETNA, Inc. for approval of a Plan to acquire control of Coventry Health Care of Iowa, Inc.

Findings of Fact, Conclusions of Law, and Order

Final
12-14-2012 In the Matter of Lance Smith II

Order for Suspension

Final
12-10-2012 In the Matter of Casey C. Henry

Order & Consent to Order

Final
12-07-2012 In the Matter of Lori Mitchell

Order for Suspension

Final
11-27-2012 In the Matter of Korey Davis

Order for Suspension

Final
11-21-2012 In the Matter of Bankers Life & Casualty Company

Regulatory Settlement Agreement

Final
11-21-2012 In the Matter of Chantelle Morman

Order for Suspension

Final
11-20-2012 In the Matter of Carla Riley

Order for Suspension

Final
11-20-2012 In the Matter of Stephanie Larson

Order for Suspension

Final
11-19-2012 In the Matter of John Hancock

Regulatory Settlement Agreement

Final
11-16-2012 In the Matter of Justin Peppard

Order for Suspension

Final
11-16-2012 In the Matter of ProEquities, Inc.

Administrative Consent Order

Final
11-13-2012 In the Matter of David Rowell

Order for Suspension

Final
11-13-2012 In the Matter of Christopher Sessions

Order for Suspension

Final
11-09-2012 In the Matter of Aaron Madsen

Order for Suspension

Final
11-09-2012 In the Matter of Stephen Lickiss

Order for Suspension

Final
11-06-2012 In the Matter of BANKERS LIFE AND CASUALTY COMPANY and BLC FINANCIAL SERVICES, INC.

Administrative Consent Order

Final
10-26-2012 In the Matter of Joseph Fitzgibbon

Order for Suspension; Order Reinstating License After Suspension

Final
10-24-2012 In the Matter of Charles Kapp

Order for Suspension

Final
10-22-2012 In the Matter of American International Group, Inc.

Regulatory Settlement Agreement

Final
10-21-2012 In the Matter of the Certificate of Authority of STANDARD LIFE INSURANCE COMPANY OF INDIANA

Suspension Order

Final
10-15-2012 In the Matter of Nationwide Financial Services, Inc., Nationwide Life Insurance Company, Nationwide Life and Annuity Insurance Company, Nationwide Life Insurance Company of America and Nationwide Life and Annuity Insurance Company of America

Regulatory Settlement Agreement

Final
10-12-2012 In the Matter of Jeffrey Schmidt

Order for Suspension

Final
10-12-2012 In the Matter of Curtis Kelderman

Order for Suspension

Final
10-12-2012 In the Matter of Thomas Atwood

Order for Suspension

Final
10-12-2012 In the Matter of Richie Logsdon

Order for Suspension

Final
10-11-2012 In the Matter of Timothy Lloyd

Order for Suspension

Final
10-11-2012 In the Matter of Russell Brown

Order for Suspension

Final
10-11-2012 In the Matter of Linda Oberly

Order for Suspension

Final
10-08-2012 In the Matter of Douglas E. Welte

Order & Consent to Order

Final
10-01-2012 In the Matter of Mark E. Abel

Order for Suspension

Final
10-01-2012 In the Matter of Sandy Grillet

Order for Suspension

Final
10-01-2012 In the Matter of Connie Lacour

Order for Suspension

Final
09-17-2012 In the Matter of E*Trade Securities LLC

Administrative Consent Order

Final
09-17-2012 In the Matter of RAYMOND JAMES & ASSOCIATES, INC., AND RAYMOND JAMES FINANCIAL SERVICES, INC.

Administrative Consent Order

Final
09-08-2012 In the Matter of James J. Ellis

Order & Consent to Order

Final
09-07-2012 In the Matter of Michael Black

Order for Suspension

Final
09-05-2012 In the Matter of Ryder System, Inc.

Order & Consent to Order

Final
08-22-2012 In the Matter of Terry Stammer

Order for Suspension; Order Reinstating License After Suspension

Final
08-22-2012 In the Matter of James J. Ellis

Proposed Decision

Final
08-16-2012 In the Matter of Kathleen M. Vonk

Proposed Decision

Final
08-16-2012 In the Matter of the Certificate of Authority of Standard Life Insurance Company of Indiana

Suspension Order

Final
08-10-2012 In the Matter of Rodney D. Berry

Proposed Decision

Final
08-02-2012 In the Matter of John M. Stepanek

Order & Consent to Order

Final