Administrative Orders and Actions

Post date Matter Order Status
10-22-2013 In the Matter of Bjorn Hjelmland

Proposed Decision

Final
10-17-2013 In the Matter of Eric A. Wickham

Order & Consent to Order

Final
10-15-2013 In the Matter of Jeffrey A. Stewart

Order & Consent to Order

Final
10-04-2013 In the Matter of Kristine M. McGregor

Default Order

Final
10-03-2013 In the Matter of Transamerica Life Insurance Company

Regulatory Settlement Agreement

Final
10-03-2013 In the Matter of Aviva Life & Annuity Company and Aviva Life & Annuity Company of New York

Regulatory Settlement Agreement

Final
09-30-2013 In re the application of AVIVA LIFE AND ANNUITY COMPANY for Approval of a Coinsurance and Assumption Agreement with PRESIDENTIAL LIFE INSURANCE COMPANY-USA

Findings of Fact, Conclusions of Law and Order

Final
09-30-2013 In the Matter of Angela L. Crawford

Order & Consent to Order

Final
09-27-2013 In the matter of application of COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY and THE GOLDMAN SACHS GROUP, INC. for a plan to acquire control of PRESIDENTIAL LIFE INSURANCE COMPANY-USA

Findings of Fact, Conclusions of Law, and Order

Final
09-27-2013 Acquisition of STRUCTURED ANNUITY REINSURANCE COMPANY In the matter of application of APOLLO GLOBAL MANAGEMENT, LLC, LEON BLACK, JOSHUA HARRIS, and MARC ROWAN for approval of a plan to acquire control of AVIVA LIFE AND ANNUITY COMPANY, AVIVA RE IOWA, INC.

Findings of Fact, Conclusions of Law, and Order

Final
09-24-2013 In the Matter of Broadspire Services Inc.

Order & Consent to Order

Final
09-20-2013 In the Matter of Voyager Financial Group, LLC and Andrew Paul Gamber

Order and Consent to Order and Agreement

Final
09-18-2013 In the Matter of the Certificate of Authority of Triad Guaranty Insurance Corporation

Suspension Order

Final
09-12-2013 In the Matter of Debra J. Bauer

Proposed Decision

Final
09-10-2013 In the Matter of Chris Long

Order for Suspension

Final
09-06-2013 In the Matter of Timothy W. Hibbing

Order & Consent to Order

Final
09-03-2013 In the Matter of ING

Regulatory Settlement Agreement

Final
08-30-2013 In the Matter of Joseph R. Flaherty

Order & Consent to Order

Final
08-30-2013 In the Matter of Todd A. Miller

Order of Summary Suspension & Opportunity for Hearing

Pending
08-28-2013 In the Matter of Mark Schroder

Order for Suspension

Final
08-20-2013 IN RE STEVE'S ROOFING, INC.

Order on Remand

Final
08-15-2013 In the matter of application of APOLLO GLOBAL MANAGEMENT, LLC, LEON BLACK, JOSHUA HARRIS, and MARC ROWAN for approval of a plan to acquire control of AVIVA LIFE AND ANNUITY COMPANY, AVIVA RE IOWA, INC., AVIVA RE IOWA II, INC., and AVIVA RE IOWA III, INC.

Findings of Fact, Conclusions of Law, and Order

Final
08-08-2013 In the Matter of Catherine Hankins

Order for Suspension

Final
08-08-2013 in the Matter of Gregorio Garza

Order for Suspension

Final
08-08-2013 In the Matter of Jesse McKinney

Order for Suspension

Final
08-08-2013 In the Matter of Stephen Serati

Order for Suspension; Order Reinstating License After Suspension

Final
08-01-2013 In the Matter of TIAA-CREF

Regulatory Settlement Agreement

Final
07-31-2013 In the Matter of Shannon M. Trucke

Default Order

Final
07-30-2013 In the matter of the application of AMERICAN ENTERPRISE MUTUAL HOLDING COMPANY and LINCOLN MUTUAL LIFE AND CASUALTY INSURANCE COMPANY for approval of an Agreement and Plan of Reorganization

Findings of Fact, Conclusions of Law, and Order

Final
07-30-2013 In re the application of CMFG LIFE INSURANCE COMPANY for approval of an Assumption Reinsurance Agreement with CUMIS LIFE INSURANCE COMPANY

Finding of Fact, Conclusions of Law, and Order

Final
07-30-2013 In the Matter of Dansco Contracting and Dan Glasgow

Proposed Decision

Final
07-24-2013 In the Matter of Krystal Adkins

Proposed Decision

Final
07-18-2013 In re the application of DANISH MUTUAL INSURANCE ASSOCIATION for approval of a Plan of Merger with RINGGOLD MUTUAL INSURANCE ASSOCIATION

Findings of Fact, Conclusions of Law, and Order; Articles of Merger

Final
07-18-2013 In the Matter of Kenneth Gomez and Brian Sullivan

Proposed Decision

Final
07-15-2013 In the Matter of Darrell D. Smith

Order & Consent to Order and Agreement

Final
07-11-2013 In the Matter of Lambic Telcom, NCCI #21130, and CHARTIS Policy WC 5319816

Findings of Fact, Conclusions of Law and Order

Final
07-10-2013 In the Matter of Mathew W. Guess

Order & Consent to Order

Final
07-01-2013 In the Matter of David Rhoades

Suspension Order

Final
06-28-2013 In the Matter of Bruce Robertson

Order for Suspension; Order Reinstating License After Suspension

Final
06-11-2013 In the Matter of LIFE INSURANCE COMPANY OF NORTH AMERICA, CONNECTICUT GENERAL LIFE INSURANCE COMPANY, AND CIGNA HEALTH AND LIFE INSURANCE COMPANY

Regulatory Settlement Agreement

Final
06-05-2013 In the Matter of Voyager Financial Group, LLC

Cease & Desist Order

Final
06-03-2013 In the Matter of the Certificate of Authority of American Motorists Insurance Company

Suspension Order

Final
06-03-2013 In the Matter of the Certificate of Authority of Drivers Insurance Company

Suspension Order

Final
05-21-2013 In the Matter of Jason Schwieder

Order for Suspension; Order Reinstating License After Suspension

Final
05-20-2013 In the Matter James Roberts

Order of Summary of Suspension and Notice of Opportunity for Hearing

Final
05-16-2013 In the Matter of Craig R. Hoefflin

Order & Consent to Order

Final
05-14-2013 In the Matter of Waterloo Memorial Park Cemetery

Voluntary Settlement and Consent Order

Final
05-09-2013 In the Matter of Darren McDowell

Order for Suspension

Final
05-03-2013 In the Matter of Tony Hulstein Jr.

Proposed Decision

Final
04-30-2013 In the Matter of Pamela Benton

Order for Suspension; Order Reinstating License After Suspension

Final