Administrative Orders and Actions

Post date Matter Order Status
03-27-2012 In the Matter of David Cochran

Order for Suspension

Final
03-27-2012 In the Matter of Robert Beau

Order for Suspension

Final
03-20-2012 In the Matter of the Resident Producer Application of Steven T. Norris

Order and Consent to Order

Final
03-06-2012 In the Matter of Mervin Duane Hague; Global Pension Plan

Cease and Desist Order and Subpoena Duces Tecum; Order and Consent to Order and Agreement

Final
03-02-2012 In re the application of CUMIS INSURANCE SOCIETY, INC. for approval of an Assumption Reinsurance Agreement with QBE INSURANCE (AUSTRALIA) LIMITED

Findings of Fact, Conclusions of Law and Order

Final
02-21-2012 In the Matter of Anthony Kocian

Suspension Order

Final
02-21-2012 In the Matter of Charles Sessions

Suspension Order; Order Reinstating License After Suspension

Final
02-21-2012 In the Matter of James Copeland

Order for Suspension

Final
02-17-2012 In the Matter of Theresa Mulhern;

Consent Order

Final
02-15-2012 In the Matter of the Certificate of Authority of First Sealord Surety, Inc.

Suspension Order

Final
02-02-2012 In the Matter of Anthony McCann

General Agreement 

Final
01-25-2012 In the Matter of David Kempema

Order and Consent to Order

Final
01-11-2012 In the Matter of Brian Roth

Order for Suspension; Order Reinstating License After Suspension

Final
12-30-2011 In the Matter of NCCI Filing E-1402

Findings of Fact, Conclusions of Law, and Order

Final
12-29-2011 In the Matter of Columbia National Insurance Company

Order Disapproving Filing Involving Premium Rate Change

Final
12-29-2011 In the Matter of Western National Mutual Insurance Company

Order Disapproving Filing Involving Premium Rate Change

Final
12-29-2011 In the Matter of Western National Mutual Insurance Company

Order Disapproving Filing Involving Premium Rate Change 

Final
12-27-2011 In the Matter of U.S. Patriot Services

Cease and Desist Order and Subpoena Duces Tecum; Agreement and Consent Order

Final
12-16-2011 In the Matter of Application of SAMMONS ENTERPRISES, INC. and GPFT HOLDCO, LLC for Approval of a Plan to Acquire Control of EQUITRUST LIFE INSURANCE COMPANY

Findings of Fact, Conclusions of Law, and Order

Final
12-07-2011 In the Matter of Larry Nielsen

Order for Suspension; Order Reinstating License After Suspension

Final
12-05-2011 In the Matter of Chad Ziesman

Default Order

Final
11-18-2011 In the Matter of Dansco Contracting; Dan Glasgow and Joel Manley

Summary Cease and Desist Order

Pending
11-17-2011 In the Matter of Chad G. McNew

Order and Consent to Order

Final
11-16-2011 In the Matter of Brodie Thomas

Order for Suspension

Final
11-08-2011 In the Matter of the Petition of Iowa Dental Association for a Declaratory Order Regarding Section 514C.3B, Code of Iowa (2011)

Declaratory Order

Final
11-04-2011 In the Matter of Jill Clapper

Consent to Order

Final
10-24-2011 In re the application of Farmers Mutual Hail Insurance Company of Iowa for approval of a Plan of Reinsurance with Farmers Union Cooperative Insurance Company, Inc.

Findings of Fact, Conclusions of Law and Order

Final
10-18-2011 In the Matter of Dana Howard

Order for Suspension

Final
10-18-2011 In the Matter of Dougles Inlay

Default Order

Final
10-14-2011 In the Matter of Pamela Armstrong

Proposed Decision

Pending
10-10-2011 In the Matter of the Certificate of Authority of Western Insurance Company

Suspension Order

Final
10-07-2011 In the matter of the application of CUNA MUTUAL INSURANCE SOCIETY, for approval of a plan to create CUNA MUTUAL HOLDING COMPANY, CUNA MUTUAL FINANCIAL GROUP, INC., and convert CUNA MUTUAL INSURANCE SOCIETY into a stock insurance company

Findings of Fact, Conclusions of Law, and Order

Final
09-29-2011 In the Matter of Teresa Jo Dorenkamp

Order of Summary Suspension and Notice of Opportunity for Hearing; Order of Revocation of Securities Agent License

Final
09-27-2011 In the Matter of Jason Stoneking

Order for Suspension

Final
09-26-2011 In the Matter of Angelo Sferrazza and IL Bridge Fund LLC.

Stop Order, Cease and Desist Order; Agreement Order, Consent to Order

Final
09-23-2011 In the Matter of Troy Handke

Order and Consent to Order

Final
09-15-2011 In the Matter of James Shipley

Order and Consent Order

Final
09-13-2011 In the Matter of Edmund Scarborough & IBCS Group, Inc.

Nunc Pro Tunc Order; Cease and Desist Order; Agreement Order, Consent to Order

Final
09-08-2011 In the Matter of James Ellis

Order and Consent to Order

Final
09-06-2011 In the Matter of Debbie Alfrey

Consent Order

Final
09-06-2011 In the Matter of Dean Whaley

Order for Suspension

Final
09-06-2011 In the Matter of Dawn Peck

Default Order

Final
08-31-2011 In the Matter of Dante Lackland

Order for Suspension

Final
08-23-2011 In the Matter of Kenneth Robert Lohr

 

Default Order

Final
08-22-2011 In the Matter of Travelers et al

Order and Consent to Order

Final
08-19-2011 In the Matter of United States Fire Insurance Company

Order and Consent to Order

Final
08-15-2011 In the Matter of Americas Insurance Company

Order and Consent to Order

Final
08-05-2011 In the Matter of Randy Stites

Default Order

Final
07-29-2011 In the Matter of Great Northwest Insurance Company

Order and Consent to Order

Final
07-28-2011 In the Matter of Peter Bucy

Order Reinstating License After Suspension; Order for Suspension

Final