|
07-18-2010 |
In the Matter of Progressive Casualty Insurance Company |
Order and Consent to Order |
Final |
|
07-14-2010 |
In the Matter of Chad Hayslett |
Order for Suspension |
Final |
|
07-11-2010 |
In the Matter of James Fyfe |
Order for Suspension |
Final |
|
07-06-2010 |
In the Matter of Melody Barrueta |
Order for Suspension |
Final |
|
07-06-2010 |
In the Matter of Gary King and Financial Stewardship LLC |
Cease and Desist Order |
Final |
|
07-05-2010 |
In the Matter of UBS Securities LLC and UBS Financial Services Inc. |
Administrative Consent Order |
Final |
|
07-05-2010 |
In the Matter of Sean W. Howell |
Order for Suspension |
Final |
|
07-05-2010 |
In the Matter of Landry A. McGahuey |
Order for Suspension |
Final |
|
07-05-2010 |
In the Matter of Gregory T. Myers |
Order for Suspension |
Final |
|
06-29-2010 |
In the Matter of Conseco Life Insurance Company |
Regulatory Settlement Agreement |
Final |
|
06-24-2010 |
In the Matter of the Certificate of Authority of Pegasus Insurance Company Inc. in Rehabilitation |
Suspension Order |
Final |
|
06-23-2010 |
In the Matter of Thomas Finnegan |
Order of Summary Suspension and Opportunity for Hearing |
Final |
|
06-22-2010 |
In the Matter of John Green |
Default Order |
Final |
|
06-21-2010 |
In the Matter of Manivong Khongmaly-Lu |
Order of Summary Suspension and Opportunity for Hearing |
Final |
|
06-17-2010 |
In the Matter of Carla Gunderson |
Default Order |
Final |
|
06-13-2010 |
In the Matter of Deutsche Bank Securities Inc. |
Consent Order |
Final |
|
06-08-2010 |
In the Matter of Daniel Stuck |
Amended Proposed Decision; Proposed Decision |
Final |
|
06-01-2010 |
In the Matter of Auto-Owners Insurance Company |
Order and Consent to Order |
Final |
|
05-31-2010 |
In the Matter of Liberty Mutual |
Order and Consent to Order |
Final |
|
05-23-2010 |
In the Matter of Deangelo Seay |
Order for Suspension |
Final |
|
05-23-2010 |
In the Matter of Erik Defoe |
Order for Suspension |
Final |
|
05-23-2010 |
In the Matter of Rachel Hawbaker |
Order for Suspension |
Final |
|
05-23-2010 |
In the Matter of Matthew Speck |
Order for Suspension |
Final |
|
05-20-2010 |
In the Matter of the Certificate of Authority of Imperial Casualty and Indemnity Company in Rehabilitation |
Suspension Order |
Final |
|
05-20-2010 |
In the Matter of Merrill Lynch Pierce Fenner & Smith Incorporated |
Administrative Consent Order |
Final |
|
05-18-2010 |
In the Matter of Charles Geilenfeld and Geilenfeld Funeral Home Inc. |
Consent Order and Surrender of License |
Final |
|
05-17-2010 |
In the Matter of Lynn Belseth-Powers |
Consent Order |
Final |
|
05-12-2010 |
In the Matter of Wells Fargo Investments LLC |
Administrative Consent Order |
Final |
|
05-02-2010 |
In the Matter of Morgan Stanley & Co. Inc. |
Administrative Consent Order |
Final |
|
04-26-2010 |
In the Matter of Lisa Cundiff |
Consent Order |
Final |
|
04-12-2010 |
In the Matter of Tramaris McQuerry |
Order of Summary Suspension |
Final |
|
04-11-2010 |
In the Matter of Jill White |
Consent Order |
Final |
|
03-08-2010 |
In the Matter of Credit Suisse Securities LLC |
Administrative Consent Order |
Final |
|
03-05-2010 |
In the Matter of William Lehmann |
Proposed Decision |
Final |
|
03-03-2010 |
In the Matter of Samantha Schmidt and Coventry Health Care of Iowa Inc. |
Decision |
Final |
|
03-01-2010 |
In re the application of FAMILY LIFE INSURANCE COMPANY for approval of an Assumption Reinsurance Agreement with EMC NATIONAL LIFE COMPANY and a Master Agreement for Reinsurance between EMC NATIONAL LIFE COMPANY and CENTRAL UNITED LIFE INSURANCE COMPANY |
Findings of Fact Conclusions of Law and Order |
Final |
|
02-26-2010 |
In the Matter of Dr Richard D. Nelson |
Cease and Desist Order |
Final |
|
02-22-2010 |
In the Matter of Wade Schmudlach |
Order Denying Application For Insurance Producer License |
Final |
|
02-19-2010 |
In the Matter of Michael Blake |
Order for Suspension |
Final |
|
02-18-2010 |
In the Matter of Luke Brenden |
Order for Suspension |
Final |
|
02-17-2010 |
In the Matter of Ronald Diotte |
Cease and Desist Order |
Final |
|
02-11-2010 |
In the Matter of Sherwin Hesebeck |
Order Approving Application For Insurance Producer License |
Final |
|
01-27-2010 |
In the Matter of Bankers Life & Casualty Company |
Order and Consent to Order |
Final |
|
01-22-2010 |
In the Matter of Petition For the Waiver By Agri General Insurance Company |
Order - Waiver of 191-98.13(8) |
Final |
|
01-15-2010 |
In the Matter of Scott Helmer |
Order of Summary Suspension Order to Cease and Desist and Revocation |
Final |
|
01-08-2010 |
In the Matter of Adrienne Stoglin-Boore |
Order for Suspension |
Final |
|
12-29-2009 |
In the Matter of Petition For the Waiver By Annett Holdings Inc. d/b/a TMC Transportation Inc. |
Order - Waiver of 191-57.3(1) |
Final |
|
12-16-2009 |
In the matter of the application of FARM BUREAU MUTUAL INSURANCE COMPANY for approval of a plan to create FARM BUREAU MUTUAL HOLDING COMPANY and FARM BUREAU MULTI-STATE SERVICES INC. and convert FARM BUREAU MUTUAL…into a stock Insurance Company |
Findings of Fact Conclusions of Law and Order |
Final |
|
12-10-2009 |
In the Matter of OM Financial Life Insurance Company |
Order and Consent to Order |
Final |
|
12-01-2009 |
In the Matter of James Opheim |
Order and Consent to Order |
Final |