Administrative Orders and Actions

Post date Matter Order Status
08-05-2010 In the Matter of Michael Anthony Proposed Decision Final
08-02-2010 In the Matter of Travis Duke Default Order Final
07-18-2010 In the Matter of Michelle Davis Order for Suspension Final
07-18-2010 In the Matter of Progressive Casualty Insurance Company Order and Consent to Order Final
07-14-2010 In the Matter of Chad Hayslett Order for Suspension Final
07-11-2010 In the Matter of James Fyfe Order for Suspension Final
07-06-2010 In the Matter of Melody Barrueta Order for Suspension Final
07-06-2010 In the Matter of Gary King and Financial Stewardship LLC Cease and Desist Order Final
07-05-2010 In the Matter of UBS Securities LLC and UBS Financial Services Inc. Administrative Consent Order Final
07-05-2010 In the Matter of Sean W. Howell Order for Suspension Final
07-05-2010 In the Matter of Landry A. McGahuey Order for Suspension Final
07-05-2010 In the Matter of Gregory T. Myers Order for Suspension Final
06-29-2010 In the Matter of Conseco Life Insurance Company Regulatory Settlement Agreement Final
06-24-2010 In the Matter of the Certificate of Authority of Pegasus Insurance Company Inc. in Rehabilitation Suspension Order Final
06-23-2010 In the Matter of Thomas Finnegan Order of Summary Suspension and Opportunity for Hearing Final
06-22-2010 In the Matter of John Green Default Order Final
06-21-2010 In the Matter of Manivong Khongmaly-Lu Order of Summary Suspension and Opportunity for Hearing Final
06-17-2010 In the Matter of Carla Gunderson Default Order Final
06-13-2010 In the Matter of Deutsche Bank Securities Inc. Consent Order Final
06-08-2010 In the Matter of Daniel Stuck Amended Proposed Decision; Proposed Decision Final
06-01-2010 In the Matter of Auto-Owners Insurance Company Order and Consent to Order Final
05-31-2010 In the Matter of Liberty Mutual Order and Consent to Order Final
05-23-2010 In the Matter of Deangelo Seay Order for Suspension Final
05-23-2010 In the Matter of Erik Defoe Order for Suspension Final
05-23-2010 In the Matter of Rachel Hawbaker Order for Suspension Final
05-23-2010 In the Matter of Matthew Speck Order for Suspension Final
05-20-2010 In the Matter of the Certificate of Authority of Imperial Casualty and Indemnity Company in Rehabilitation Suspension Order Final
05-20-2010 In the Matter of Merrill Lynch Pierce Fenner & Smith Incorporated Administrative Consent Order Final
05-18-2010 In the Matter of Charles Geilenfeld and Geilenfeld Funeral Home Inc. Consent Order and Surrender of License Final
05-17-2010 In the Matter of Lynn Belseth-Powers Consent Order Final
05-12-2010 In the Matter of Wells Fargo Investments LLC Administrative Consent Order Final
05-02-2010 In the Matter of Morgan Stanley & Co. Inc. Administrative Consent Order Final
04-26-2010 In the Matter of Lisa Cundiff Consent Order Final
04-12-2010 In the Matter of Tramaris McQuerry Order of Summary Suspension Final
04-11-2010 In the Matter of Jill White Consent Order Final
03-08-2010 In the Matter of Credit Suisse Securities LLC Administrative Consent Order Final
03-05-2010 In the Matter of William Lehmann Proposed Decision Final
03-03-2010 In the Matter of Samantha Schmidt and Coventry Health Care of Iowa Inc. Decision Final
03-01-2010 In re the application of FAMILY LIFE INSURANCE COMPANY for approval of an Assumption Reinsurance Agreement with EMC NATIONAL LIFE COMPANY and a Master Agreement for Reinsurance between EMC NATIONAL LIFE COMPANY and CENTRAL UNITED LIFE INSURANCE COMPANY Findings of Fact Conclusions of Law and Order Final
02-26-2010 In the Matter of Dr Richard D. Nelson Cease and Desist Order Final
02-22-2010 In the Matter of Wade Schmudlach Order Denying Application For Insurance Producer License Final
02-19-2010 In the Matter of Michael Blake Order for Suspension Final
02-18-2010 In the Matter of Luke Brenden Order for Suspension Final
02-17-2010 In the Matter of Ronald Diotte Cease and Desist Order Final
02-11-2010 In the Matter of Sherwin Hesebeck Order Approving Application For Insurance Producer License Final
01-27-2010 In the Matter of Bankers Life & Casualty Company Order and Consent to Order Final
01-22-2010 In the Matter of Petition For the Waiver By Agri General Insurance Company Order - Waiver of 191-98.13(8) Final
01-15-2010 In the Matter of Scott Helmer Order of Summary Suspension Order to Cease and Desist and Revocation Final
01-08-2010 In the Matter of Adrienne Stoglin-Boore Order for Suspension Final
12-29-2009 In the Matter of Petition For the Waiver By Annett Holdings Inc. d/b/a TMC Transportation Inc. Order - Waiver of 191-57.3(1) Final