Administrative Orders and Actions

PLEASE NOTE: Prior to April 17, 2015, the Division placed both enforcement and administrative orders and actions on this page. After that date, only new administrative orders and actions will be posted here.

Enforcement orders and actions made after that date will be posted at http://www.iid.state.ia.us/enforders_list.

Post date Matter Order Status
12-22-2010 In the Matter of Allied Property and Casualty Insurance Company Amco Insurance Company Depositors Insurance Company and Nationwide Insurance Company of America Order and Consent to Order Final
12-22-2010 In the Matter of Geno Surskov Order and Consent to Order Final
12-16-2010 In the Matter of Kevin Kruse Consent Order Final
12-15-2010 In the Matter of Chad Tannahill Order for Suspension Final
12-14-2010 In the Matter of Dante Lackland Order for Suspension Final
12-14-2010 In the Matter of Juanita Wolff Order for Suspension Final
12-08-2010 In the Matter of Lacey Gansen Order and Consent to Order Final
12-03-2010 In the Matter of Alven Nguyen

 

Proposed Decision; Appeal Decision

Final
11-22-2010 In the Matter of Hamburg Cemetery Voluntary Settlement and Consent Order Final
11-09-2010 In the Matter of Douglas Inlay Amended Proposed Decision; Proposed Decision; Final Decision Final
11-01-2010 In the Matter of Bruce Bergen Default Order Dismissing Appeal and Making Proposed Decision Final Final
10-26-2010 In the Matter of All American Homes of Iowa LLC Order and Consent to Order Final
10-24-2010 In the Matter of Randall Lee Order of Summary Suspension and Notice of Opportunity for Hearing and Notice of Revocation Final
10-21-2010 In the Matter of West Bend Mutual Insurance Company Order and Consent to Order Final
10-10-2010 In the Matter of Michael S. Deal Order for Suspension Final
10-03-2010 In the Matter of the Certificate of Authority of National States Insurance Company In Rehabilitation Suspension Order Final
09-29-2010 In the Matter of Mark A. Schroder Order for Suspension Final
09-28-2010 In the Matter of Patrick J. Murphy Order and Consent to Order Final
09-23-2010 In the Matter of Regina Nassif Consent Order Final
09-16-2010 In the Matter of Dennis M. Flaherty

Summary Cease and Desist Order

Final
09-15-2010 In the Matter of Jeremy Morris Order and Consent to Order Final
09-14-2010 In the Matter of Ryan Hahn

Proposed Decision

Final
09-06-2010 In the Matter of Principal Life Insurance Company Order and Consent to Order Final
09-06-2010 In the Matter of Katherine Wall

Proposed Decision

Final
09-01-2010 In the Matter of Kathy Duggan-Conlan

Proposed Decision

Final
09-01-2010 In the Matter of David John Glessner Order of Revocation of Insurance Producer License; Order of Suspension and Notice of Opportunity for Hearing Final
09-01-2010 In the Matter of Tierney Brothers Construction LLC Sean Tierney and Tracy Tierney Order and Consent to Order; Summary Cease and Desist Order Final
08-23-2010 In the Matter of Covenant Benefits Inc. a/k/a Covenant Advisors and Noah James Aulwes Consent Order; Cease and Desist Order Final
08-19-2010 In the Matter of Glaze Roofing and Remodeling Joe Glaze Order and Consent to Order and Agreement; Summary Cease and Desist Order Final
08-09-2010 In the Matter of Kasey Peterson Consent Order Final
08-05-2010 In the Matter of Michael Anthony Proposed Decision Final
08-02-2010 In the Matter of Travis Duke Default Order Final
07-18-2010 In the Matter of Michelle Davis Order for Suspension Final
07-18-2010 In the Matter of Progressive Casualty Insurance Company Order and Consent to Order Final
07-14-2010 In the Matter of Chad Hayslett Order for Suspension Final
07-11-2010 In the Matter of James Fyfe Order for Suspension Final
07-06-2010 In the Matter of Melody Barrueta Order for Suspension Final
07-06-2010 In the Matter of Gary King and Financial Stewardship LLC Cease and Desist Order Final
07-05-2010 In the Matter of UBS Securities LLC and UBS Financial Services Inc. Administrative Consent Order Final
07-05-2010 In the Matter of Sean W. Howell Order for Suspension Final
07-05-2010 In the Matter of Landry A. McGahuey Order for Suspension Final
07-05-2010 In the Matter of Gregory T. Myers Order for Suspension Final
06-29-2010 In the Matter of Conseco Life Insurance Company Regulatory Settlement Agreement Final
06-24-2010 In the Matter of the Certificate of Authority of Pegasus Insurance Company Inc. in Rehabilitation Suspension Order Final
06-23-2010 In the Matter of Thomas Finnegan Order of Summary Suspension and Opportunity for Hearing Final
06-22-2010 In the Matter of John Green Default Order Final
06-21-2010 In the Matter of Manivong Khongmaly-Lu Order of Summary Suspension and Opportunity for Hearing Final
06-17-2010 In the Matter of Carla Gunderson Default Order Final
06-13-2010 In the Matter of Deutsche Bank Securities Inc. Consent Order Final
06-08-2010 In the Matter of Daniel Stuck Amended Proposed Decision; Proposed Decision Final