Administrative Orders and Actions

Post date Matter Order Status
07-05-2010 In the Matter of Landry A. McGahuey Order for Suspension Final
07-05-2010 In the Matter of Gregory T. Myers Order for Suspension Final
06-29-2010 In the Matter of Conseco Life Insurance Company Regulatory Settlement Agreement Final
06-24-2010 In the Matter of the Certificate of Authority of Pegasus Insurance Company Inc. in Rehabilitation Suspension Order Final
06-23-2010 In the Matter of Thomas Finnegan Order of Summary Suspension and Opportunity for Hearing Final
06-22-2010 In the Matter of John Green Default Order Final
06-21-2010 In the Matter of Manivong Khongmaly-Lu Order of Summary Suspension and Opportunity for Hearing Final
06-17-2010 In the Matter of Carla Gunderson Default Order Final
06-13-2010 In the Matter of Deutsche Bank Securities Inc. Consent Order Final
06-08-2010 In the Matter of Daniel Stuck Amended Proposed Decision; Proposed Decision Final
06-01-2010 In the Matter of Auto-Owners Insurance Company Order and Consent to Order Final
05-31-2010 In the Matter of Liberty Mutual Order and Consent to Order Final
05-23-2010 In the Matter of Deangelo Seay Order for Suspension Final
05-23-2010 In the Matter of Erik Defoe Order for Suspension Final
05-23-2010 In the Matter of Rachel Hawbaker Order for Suspension Final
05-23-2010 In the Matter of Matthew Speck Order for Suspension Final
05-20-2010 In the Matter of the Certificate of Authority of Imperial Casualty and Indemnity Company in Rehabilitation Suspension Order Final
05-20-2010 In the Matter of Merrill Lynch Pierce Fenner & Smith Incorporated Administrative Consent Order Final
05-18-2010 In the Matter of Charles Geilenfeld and Geilenfeld Funeral Home Inc. Consent Order and Surrender of License Final
05-17-2010 In the Matter of Lynn Belseth-Powers Consent Order Final
05-12-2010 In the Matter of Wells Fargo Investments LLC Administrative Consent Order Final
05-06-2010 In the Matter of Conseco Life Insurance Company, et al.

Regulatory Settlement Agreement

Final
05-02-2010 In the Matter of Morgan Stanley & Co. Inc. Administrative Consent Order Final
04-26-2010 In the Matter of Lisa Cundiff Consent Order Final
04-12-2010 In the Matter of Tramaris McQuerry Order of Summary Suspension Final
04-11-2010 In the Matter of Jill White Consent Order Final
03-08-2010 In the Matter of Credit Suisse Securities LLC Administrative Consent Order Final
03-05-2010 In the Matter of William Lehmann Proposed Decision Final
03-03-2010 In the Matter of Samantha Schmidt and Coventry Health Care of Iowa Inc. Decision Final
03-01-2010 In re the application of FAMILY LIFE INSURANCE COMPANY for approval of an Assumption Reinsurance Agreement with EMC NATIONAL LIFE COMPANY and a Master Agreement for Reinsurance between EMC NATIONAL LIFE COMPANY and CENTRAL UNITED LIFE INSURANCE COMPANY Findings of Fact Conclusions of Law and Order Final
02-26-2010 In the Matter of Dr Richard D. Nelson Cease and Desist Order Final
02-22-2010 In the Matter of Wade Schmudlach Order Denying Application For Insurance Producer License Final
02-19-2010 In the Matter of Michael Blake Order for Suspension Final
02-18-2010 In the Matter of Luke Brenden Order for Suspension Final
02-17-2010 In the Matter of Ronald Diotte Cease and Desist Order Final
02-11-2010 In the Matter of Sherwin Hesebeck Order Approving Application For Insurance Producer License Final
01-27-2010 In the Matter of Bankers Life & Casualty Company Order and Consent to Order Final
01-22-2010 In the Matter of Petition For the Waiver By Agri General Insurance Company Order - Waiver of 191-98.13(8) Final
01-15-2010 In the Matter of Scott Helmer Order of Summary Suspension Order to Cease and Desist and Revocation Final
01-08-2010 In the Matter of Adrienne Stoglin-Boore Order for Suspension Final
12-29-2009 In the Matter of Petition For the Waiver By Annett Holdings Inc. d/b/a TMC Transportation Inc. Order - Waiver of 191-57.3(1) Final
12-16-2009 In the matter of the application of FARM BUREAU MUTUAL INSURANCE COMPANY for approval of a plan to create FARM BUREAU MUTUAL HOLDING COMPANY and FARM BUREAU MULTI-STATE SERVICES INC. and convert FARM BUREAU MUTUAL…into a stock Insurance Company Findings of Fact Conclusions of Law and Order Final
12-10-2009 In the Matter of OM Financial Life Insurance Company Order and Consent to Order Final
12-01-2009 In the Matter of James Opheim Order and Consent to Order Final
11-24-2009 In re the Matter of Floyd Sheridan Order and Consent to Order Final
11-24-2009 In re the application of UNITED FIRE & CASUALTY COMPANY for approval of an Assumption Reinsurance Agreement with TEXAS GENERAL INDEMNITY COMPANY Findings of Fact Conclusions of Law and Order Final
11-18-2009 In re the Matter of Brenda Newcomb Order for Suspension Final
11-16-2009 In the Matter of TD Ameritrade Inc. Administrative Consent Order Final
10-25-2009 In the matter of the Kohls Department Stores Respondent Order and Consent to Order Final
10-25-2009 In re the application of CENTRAL UNITED LIFE INSURANCE COMPANY for approval of an Assumption Reinsurance Agreement with EMC NATIONAL LIFE COMPANY Findings of Fact Conclusions of Law and Order Final