| Post date | Matter | Order | Status |
|---|---|---|---|
| 03-17-2008 | In the Matter of Daniel J McFall | Order and Consent to Order | Final |
| 03-17-2008 | McFall Daniel J | West Des Moines IA Allegation: Criminal History Resolution: Order and Consent to Order monetary penalty assessed. Date of Order/Settlement: 2008-03-18 00:00:00 | |
| 03-16-2008 | In the Matter of David Grismore | Order and Consent to Order | Final |
| 03-16-2008 | Grismore David Jr. | Corydon IA Allegation: Manipulated the insurance producer computer system in order to receive numerous policies for himself without paying. Resolution: Consent Order issued and license revoked. Date of Order/Settlement: 2008-03-17 00:00:00 | |
| 02-28-2008 | In the Matter of Kevin Flaherty | Order | Final |
| 02-15-2008 | In the Matter of Columbia Card Svcs International LLC F/K/A Columbia International Inc. and Columbia Advanced Wireless Inc Corporate Solustion LLC William V. Read Jack G. Irons | Cease and Desist Order | Final |
| 02-15-2008 | Irons Jack | Lincoln NE Allegation: Unregistered securities; Unregistered agent; Misrepresentation and Omissions Resolution: Cease and Desist Order issued and monetary penalty assessed. Date of Order/Settlement: 2008-02-15 00:00:00 | |
| 02-15-2008 | Read William | Vancouver WA Allegation: Unregistered securities; Unregistered agent; Misrepresentation and Omissions Resolution: Cease and Desist Order issued and monetary penalty assessed. Date of Order/Settlement: 2008-02-15 00:00:00 | |
| 02-15-2008 | Columbia Card Services International LLC F/K/A Columbia International Inc. and Columbia Advanced Wireless Inc. | Vancouver WA Allegation: Unregistered securities; Unregistered agent; Misrepresentation and Omissions Resolution: Cease and Desist Order and Monetary penalty assessed. Date of Order/Settlement: 2008-02-15 00:00:00 | |
| 02-13-2008 | American Family Life Insurance Company | Madison WI Allegation: Failure to Respond Resolution: Consent Order issued and a monetary penalty assessed. Date of Order/Settlement: 2008-02-13 00:00:00 | |
| 02-08-2008 | In the Matter of Peter C Klamka | Order Granting Motion to Dismiss | Final |
| 02-07-2008 | In the Matter of BARRON TRADING GROUP INC. GLOBAL ASSET MANAGEMENT INC. CHRISTOPHER R. HELD | Order and Consent to Order and Agreement; Cease and Desist Order | Final |
| 02-07-2008 | In the Matter of Gregg Lorenzo and John Thomas Financial Firm |
Order and Consent to Order |
Final |
| 01-29-2008 | In the Matter of Johnathan Ahlf | Decision | Final |
| 01-29-2008 | In the Matter of Richard D. Martin | Order and Consent to Order; Order Vacating Denial of Securities Agent License; Order Denying Securities Agent License | Final |
| 01-29-2008 | Ahlf Johnathan | Muscatine IA Allegation: Reconsideration of license revocation. Resolution: Decision issued affirming the Divisions decision to deny Ahlfs resident producer license. Date of Order/Settlement: 2008-01-29 00:00:00 | |
| 01-29-2008 | Martin Richard D. | Omaha NE Allegation: Denial of Securities license. Resolution: Consent signed and securities license issued with 2 year heightened supervision. Date of Order/Settlement: 2008-01-29 00:00:00 | |
| 01-18-2008 | In the Matter of Ralph R Johnson Jr. | Summary Order Denying Application for Sales Agent License | Final |
| 01-18-2008 | Johnson Ralph Jr. | West Des Moines IA Allegation: Criminal History Resolution: Summary Order Denying Application for Sales Agent License. Date of Order/Settlement: 2008-01-18 00:00:00 | |
| 01-16-2008 | In the Matter of Maytag Corporation | Order and Consent to Order | Final |
| 01-16-2008 | Maytag Corporation | Benton Harbor MI Allegation: Failure to timely file and failure to respond. Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2008-01-16 00:00:00 | |
| 01-11-2008 | In the matter of application of GREGORY M. SHEPARD for disclaimer of control relating to DONEGAL GROUP INC. ultimate controlling party of LE MARS INSURANCE COMPANY | Notice of Public Hearing and Order | Final |
| 01-09-2008 | In the Matter of Michael J. Murphy | Order and Consent to Order and Agreement | Final |
| 01-09-2008 | Murphy Michael J. | Deephaven MN Allegation: Failure to report other states action. Resolution: Order and Consent to Order and Agreement issued and a monetary penalty assessed. Date of Order/Settlement: 2008-01-09 00:00:00 | |
| 01-03-2008 | In the Matter of the Certificate of Authority of MARQUETTE NATIONAL LIFE INSURANCE COMPANY | Order Releasing Suspension | Final |
| 12-31-2007 | In the Matter of Douglas Arthur Carley | Order and Consent to Order | Final |
| 12-31-2007 | In the Matter of Curtis M. Allen | Order and Consent to Order and Agreement | Final |
| 12-31-2007 | Allen Curtis | Forsyth IL Allegation: Unfair trade practice Resolution: Order and Consent to Order and Agreement issued and is permanently barred from reapplying for an Insurance producer license in the state of Iowa. License is revoked. Date of Order/Settlement: 2007-12-31 00:00:00 | |
| 12-31-2007 | Carley Douglas A. | Oakland IA Allegation: Failure to inform Division of prior criminal conviction. Resolution: Order and Consent to Order issued and monetary penalty assessed. Date of Order/Settlement: 2007-12-31 00:00:00 | |
| 12-30-2007 | In the Matter of Maryo D. Lindsey | Order for Suspension | Final |
| 12-30-2007 | Lindsey Maryo | Waterloo IA Allegation: Child Support Violation Resolution: Order for Suspension issued. Date of Order/Settlement: 2007-12-30 00:00:00 | |
| 12-26-2007 | In re the application of NATIONAL INDEMNITY COMPANY OF MID-AMERICA for approval of an Agreement and Plan of Merger with THE PENNSYLVANIA REINSURANCE COMPANY | Findings of Fact Conclusions of Law and Order | Final |
| 12-20-2007 | In the Matter of John Behn | Order and Consent to Order | Final |
| 12-20-2007 | Behn John D. | Cedar Rapids IA Allegation: Misrepresented life insurance documents in order to qualify for a personal loan. Resolution: Order and Consent to Order issued and a monetary penalty assessed. Date of Order/Settlement: 2007-12-20 00:00:00 | |
| 12-10-2007 | In re the application of HAWKEYE MUTUAL INSURANCE ASSOCIATION for approval of an Assumption and Reinsurance Agreement with PATRONS MUTUAL INSURANCE ASSOCIATION | Findings of Fact Conclusions of Law and Order | Final |
| 11-21-2007 | In re the application of VALIANT INSURANCE COMPANY for approval of an "Assumption Reinsurance Agreement" with ZURICH AMERICAN INSURANCE COMPANY | Findings of Fact Conclusions of Law and Order | Final |
| 11-19-2007 | In the Matter of Jack L. Straw | Order and Consent to Order | Final |
| 10-30-2007 | In the Matter of Edmond Flattery | Order and Consent to Order | Final |
| 10-30-2007 | Flattery Edmond | Albia IA Allegation: Criminal charges Resolution: Consent Order - Insurance Producer License is permanently revoked and permanently barred from reapplying for an insurance producer license. Also permanently barred from applying for a securities agent license in the State of Iowa. Date of Order/Settlement: 2007-10-31 00:00:00 | |
| 10-25-2007 | In the Matter of Virginia E. Smith | Order and Consent to Order | Final |
| 10-25-2007 | Smith Virginia E. | Harlan IA Allegation: Failure to disclose criminal conviction. Resolution: Consent Order signed and monetary penalty assessed. Date of Order/Settlement: 2007-10-26 00:00:00 | |
| 10-24-2007 | In the Matter of Donald E. Johnson | Cease and Desist Order | Final |
| 10-24-2007 | Johnson Donald E | Eldon MO Allegation: Unregistered Securities and agent; misrepresentations and Omissions. Resolution: Cease and Desist Order issued and monetary penalty assessed. Date of Order/Settlement: 2007-10-25 00:00:00 | |
| 10-21-2007 | In the Matter of Memberselect Insurance Company | Order and Consent to Order and Agreement | Final |
| 10-21-2007 | MemberSelect Insurance Company | Dearborn MI Allegation: Summary Order Disapproving premium rate changes. Resolution: Consent Order signed. Date of Order/Settlement: 2007-10-22 00:00:00 | |
| 10-18-2007 | Hughes Chuck and Hughes Investment Advisors LLC | Hot Springs NC Allegation: Transacted business as an investment adviser representative without being registered. Resolution: Order and Consent Order signed and Hughes reimbursed former subscriber $2500. Date of Order/Settlement: 2007-10-19 00:00:00 | |
| 10-17-2007 | In the matter of Chuck Hughes and Hughes Investment Advisors LLC. | Order and Consent to Order | Final |
| 10-17-2007 | In re the application of EMCASCO INSURANCE COMPANY for approval of an "Agreement and Plan of Merger" with FARM AND CITY INSURANCE COMPANY | Findings of Fact Conclusions of Law and Order | Final |
| 10-14-2007 | In the Matter of Memberselect Insurance Company | Order and Consent to Order and Agreement; Summary Order Disapproving Premium Rate Changes | Final |
| 10-14-2007 | Yamada Judy Ann | Harlan IA Allegation: Failure to disclose criminal convictions on appl. For licensure. Resolution: Consent signed & monetary penalty assessed. Date of Order/Settlement: 2007-10-15 00:00:00 |