Administrative Orders and Actions

Post date Matter Order Status
05-02-2009 Bliek Roy Hull IA Allegation: Sale of unregistered securities; Unregistered agent Resolution: Consent Order issued to cease and desist violations. Date of Order/Settlement: 2009-05-03 00:00:00
04-30-2009 Knall David Wells Indianapolis IN Allegation: Prior regulatory action Resolution: Summary Order Denying Application for Securities Agent License. Date of Order/Settlement: 2009-05-01 00:00:00
04-29-2009 In the Matter of David Wells Knall Summary Cease and Desist Order (VACATED 6/15/09) Vacated
04-20-2009 In the Matter of Palm Beach Specialty Coffee LLC and Joseph Kelly III Proposed Decision Final
04-20-2009 In the Matter of Javabucks Inc. Palm Beach Specialty Coffee LLC John A Gravante Joseph P Kelly III Cease and Desist Order and Subpoena & Proposed Decision Final
04-15-2009 In the Matter of Physicians Life Insurance Company Decision Final
04-15-2009 In the Matter of Michael Rosen Order Vacating Denial of Securities Agent License Final
04-15-2009 In the Matter of Jack D Seibald Order Vacating Denial of Securities Agent License Final
04-09-2009 In the Matter of Bobbi J. Stasney Order and Summary Suspension and Order to Cease and Desist Final
04-09-2009 In the Matter of Jerald Lee Woods Cease and Desist Order Final
04-09-2009 Stasney Bobbi Boone IA Allegation: Criminal Proceedings Resolution: Order of Summary Suspension and Cease and Desist. Date of Order/Settlement: 2009-04-10 00:00:00
04-09-2009 Woods Jerald Elizabethtown KY Allegation: Sale of unregistered securities; Unregistered agent; Misrepresentations and Omissions. Resolution: Cease & Desist Order issued. Date of Order/Settlement: 2009-04-10 00:00:00
04-02-2009 In the Matter of James J. Healey Cease and Desist Order Final
04-02-2009 Healey James Dubuque IA Allegation: Sale of unregistered securities; Unregistered agent; Misrepresentations and Omissions. Resolution: Cease & Desist Order issued. Date of Order/Settlement: 2009-04-03 00:00:00
03-31-2009 In the Matter of Michael Hinton Proposed Decision Final
03-29-2009 In the Matter of Conseco Life Insurance Company Stipulation and Standstill Agreement Regarding Summary Cease and Desist Order Final
03-23-2009 Balboa Insurance Company Irvine CA Allegation: Failure to promptly respond to inquiries from the Commissioner Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2009-03-24 00:00:00
03-22-2009 In the Matter of Farmers Insurance Company Order and Consent to Order Final
03-22-2009 Farmers Insurance Company Allegation: Failed to properly inform the claimant of the status of her claim and to verify whether another insurance carrier was actually responsible for the handling of the claim. Resolution: Order and Consent to Order issued and monetary penalty assessed. Date of Order/Settlement: 2009-03-23 00:00:00
03-18-2009 In the Matter of Balboa Insurance Company Order and Consent to Order Final
03-15-2009 In the Matter of Viking Insurance Company of Wisconsin Order and Consent to Order Final
03-09-2009 Viking Insurance Company of Wisconsin Stevens Point WI Allegation: Violation in claim handling Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2009-03-10 00:00:00
03-08-2009 In the Matter of Travis M Wilcox Order and Consent to Order Final
03-08-2009 Wilcox Travis Ankeny IA Allegation: Demonstrated incompetence untrustworthiness or financial irresponsibility in the course of conducting business. Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2009-03-09 00:00:00
03-04-2009 Joann M. Moffitt Olathe KS Allegation: Misappropriating monies; using fraudulent coercive or dishonest practices in the conduct of business; demonstrating incompetence untrustworthiness or financial irresponsibility in the conduct of business. Resolution: Order issued and a consent order issued revoking insurance producer license. Date of Order/Settlement: 2009-03-04 00:00:00
03-03-2009 In the Matter of Derek Black Summary Cease and Desist Order Final
03-03-2009 Black Derek Osage Beach MO Allegation: Violated Iowa Insurance Trade Practices Act Resolution: Summary Cease & Desist Order Date of Order/Settlement: 2009-03-03 00:00:00
02-10-2009 In the Matter of Mark Cillo Summary Cease and Desist Order (VACATED 5-27-09) Vacated
02-10-2009 Cillo Mark Saint Louis MO Allegation: Violated Iowa Insurance Trade Practices Act Resolution: Summary Cease and Desist Order. Date of Order/Settlement: 2009-02-10 00:00:00
02-09-2009 In the Matter of Joseph Michael Scarborough Summary Order Denying Application for Securities Agent License Final
02-06-2009 In the Matter of Jack D Seibald Summary Order Denying Application for Securities Agent License Final
02-06-2009 In the Matter of Michael Scott Rosen Summary Order Denying Application for Securities Agent License Final
02-06-2009 Seibald Jack Hewlett Harbor NY Allegation: Prior regulatory action Resolution: Summary Order Denying Application for Securities Agent License. Date of Order/Settlement: 2009-02-06 00:00:00
02-06-2009 Rosen Michael Scarsdale NY Allegation: Prior regulatory action Resolution: Summary Order Denying Application for Securities Agent License. Date of Order/Settlement: 2009-02-06 00:00:00
02-05-2009 In re Chubb Corporation et al Multi-State Regulatory Agreement Final
02-05-2009 In the Matter of Joann Moffit Order Final
01-23-2009 Trenwick American Reinsurance Corporation Fairfield CT Allegation: Failure to respond Resolution: Consent issued and monetary penalty assessed. Date of Order/Settlement: 2009-01-23 00:00:00
01-21-2009 In the Matter of Mark Geertsma Consent Order Final
01-21-2009 Geertsma Mark Independence IA Allegation: Engaged in dishonest and unethical practices in the securities and investment business. Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2009-01-21 00:00:00
01-20-2009 In the Matter of Trenwick America Reinsurance Corporation Order and Consent to Order Final
01-16-2009 In the Matter of Bruce Bergen Decision Final
01-16-2009 Bergen Bruce Marion IA Allegation: Failure to Respond to Division Inquiries Resolution: Decision issued and a monetary penalty assessed. Date of Order/Settlement: 2009-01-16 00:00:00
01-14-2009 Scarborough Joseph Michael Prince Frederick MD Allegation: Prior regulatory action Resolution: Summary Order Denying Application for Securities Agent License. Date of Order/Settlement: 2009-01-14 00:00:00
01-05-2009 In the Matter of Jeananne M Robins Order for Suspension Final
01-05-2009 In the Matter of Larry Lubarsky Summary Order Denying Application for Securities Agent License Final
01-05-2009 Robins Jeananne Clemmons IA Allegation: Child support violation. Resolution: Order for Suspension issued. Date of Order/Settlement: 2009-01-05 00:00:00
01-05-2009 Lubarsky Larry Brooklyn NY Allegation: Prior regulatory action Resolution: Summary Order Denying Application for Securities Agent License. Date of Order/Settlement: 2009-01-05 00:00:00
12-31-2008 In re the application of FARMERS MUTUAL INSURANCE ASSOCIATION for approval of a Plan of Merger with BUCHANAN MUTUAL INSURANCE ASSOCIATION Findings of Fact Conclusions of Law and Order Final
12-31-2008 In re the application of TOYOTA MOTOR INSURANCE COMPANY for approval of a Novation and Assumption Agreement with SENTRUITY CASUALTY COMPANY Findings of Fact Conclusions of Law and Order Final
12-31-2008 In the Matter of Trent D. Whitinger Order and Consent to Order Final