|
10-11-2007 |
In the Matter of Future Stars Sports Inc. / Mark McLaughlin |
Cease and Desist Order |
Final |
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10-11-2007 |
Future Stars Sports Inc. |
Green City MO
Allegation: Unregistered agent Unregistered securities misrepresentations omissions.
Resolution: Cease & Desist Order issued and a monetary penalty assessed.
Date of Order/Settlement: 2007-10-12 00:00:00 |
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10-11-2007 |
McLaughlin Mark |
Green City MO
Allegation: Unregistered agent Unregistered securities misrepresentations omissions.
Resolution: Cease & Desist Order issued and a monetary penalty assessed.
Date of Order/Settlement: 2007-10-12 00:00:00 |
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09-27-2007 |
In the matter of Jack L. Straw |
Order of Summary Revocation and Order to Cease and Desist |
Final |
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09-27-2007 |
Straw Jack |
Cedar Rapids IA
Allegation: Unlicensed SEC. Misrepresentation; misappropriation of funds.
Resolution: Order of Summary Revocation and Order to Cease and Desist.
Date of Order/Settlement: 2007-09-28 00:00:00 |
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09-25-2007 |
In the matter of the application of ARIEL HOLDINGS LTD for approval of a plan to acquire control of VALIANT INSURANCE COMPANY |
Findings of Fact Conclusions of Law and Order |
Final |
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09-24-2007 |
In the matter of Judy Ann Yamada |
Order and Consent to Order |
Final |
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09-23-2007 |
In the matter of Kevin Barnett; Barnett Investments Inc. |
Order and Consent to Order |
Final |
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09-23-2007 |
Barnett Kevin |
Louis MO
Allegation: Unregistered agent; Unregistered Securities; Omissions and Misrepresentations.
Resolution: Cease and Desist Order issued and a monetary penalty assessed.
Date of Order/Settlement: 2007-09-24 00:00:00 |
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09-16-2007 |
In the matter of Daniel William Huebner; Net Worth One Inc.;Rental Property LLC Program (A/K/A Royalty Lease Rental Partnership Program Loan) |
Cease and Desist Order |
Final |
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09-16-2007 |
In the Matter of Hartford Life Insurance Company |
Order and Consent to Order |
Final |
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09-16-2007 |
Hartford Life Insurance Company |
Simsbury CT
Allegation: Failure to respond to two separate inquiries related to a complaint received by the Division.
Resolution: Consent Order signed and a monetary penalty assessed.
Date of Order/Settlement: 2007-09-17 00:00:00 |
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09-13-2007 |
In the matter of Mark J. Reno |
Order and Consent to Order and Agreement |
Final |
|
09-13-2007 |
In re the application of MONUMENTAL LIFE INSURANCE COMPANY for approval of an "Agreement and Plan of Merger" with PEOPLES BENEFIT LIFE INSURANCE COMPANY |
Findings of Fact Conclusions of Law and Order |
Final |
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09-13-2007 |
Reno Mark |
Des Moines IA
Allegation: Misappropriation of money; Dishonesty incompetence untrustworthiness; Failure to notify Division of address change.
Resolution: Consent Order signed; License revoked and barred from reapplying for 2 yrs.
Date of Order/Settlement: 2007-09-14 00:00:00 |
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09-11-2007 |
In the Matter of Laura Patterson and Coventry Health Care of Iowa Inc |
Decision |
Final |
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09-11-2007 |
Coventry Health Care of Iowa |
Urbandale IA
Allegation: Denial of coverage
Resolution: Decision rendered. Insurer hasnt sustained burden of poof. Cancellation not upheld and policy remains in force.
Date of Order/Settlement: 2007-09-12 00:00:00 |
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09-10-2007 |
In the Matter of Avera Health Plans |
Order and Consent to Order |
Final |
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09-10-2007 |
Avera Health Plans Inc. |
Sioux Falls SD
Allegation: Avera had not filed a sample notification of a members right to have an external review following a claim denial.
Resolution: Consent Order signed and monetary fines and costs assessed.
Date of Order/Settlement: 2007-09-11 00:00:00 |
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09-05-2007 |
In the matter of the joint application of CUNA MUTUAL LIFE INSURANCE COMPANY and CUNA MUTUAL INSURANCE SOCIETY for the approval of a plan to merge CUNA MUTUAL LIFE INSURANCE COMPANY with and into CUNA MUTUAL INSURANCE SOCIETY |
Combined Findings of Facts Conclusions of Law and Order |
Final |
|
09-05-2007 |
In the Matter of United Health Care Insurance Company Et. Al. |
Multi-State Regulatory Settlement Agreement |
Final |
|
09-05-2007 |
Olive Richard K. |
Franklin TN
Allegation: Unauthorized Insurer; Failure to disclose to policyholders that NFA is not a tax exempt organization; Misleading sales presentations; Unlawful solicitation of insurance business; Unsuitable transactions or recommendations.
Resolution: Consent Order signed. Cease and desist violations.
Date of Order/Settlement: 2007-09-06 00:00:00 |
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09-04-2007 |
In the Matter of Richard K. Olive |
Order and Consent to Order and Agreement |
Final |
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08-28-2007 |
In the matter of application of LONGS DRUG STORES CORPORATION and ACCENDO HOLDINGS COMPANY INC. for approval of a plan to acquire control of NUTMEG LIFE INSURANCE COMPANY |
Findings of Fact Conclusions of Law and Order |
Final |
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08-27-2007 |
Nielsen Nancy |
Marcus IA
Allegation: Incorrectly completed a policy application and failed to execute the policyholders intentions.
Resolution: Consent Order signed and civil penalty assessed.
Date of Order/Settlement: 2007-08-28 00:00:00 |
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08-20-2007 |
In the Matter of Midwest Financial Consultants and William James Davis |
Appeal Decision |
Final |
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08-20-2007 |
Moscoso Luis |
Dubuque IA
Allegation: Unauthorized Insurer; Failure to disclose to policyholders that NFA is not a tax exempt organization; Misleading sales presentations; Unlawful solicitation of insurance business; Unsuitable transactions or recommendations.
Resolution: Consent Order signed: Insurance producer license is revoked and is permanently barred from reapplying for insurance license or applying for a securities agent license or investment advisor representative license.
Date of Order/Settlement: 2007-08-21 00:00:00 |
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08-19-2007 |
Davis William |
Spirit Lake IA
Allegation: Appealed denial of licensure.
Resolution: Appeal Decision: Denied Securities license; as to his insurance license the decision of the administrative law judge is affirmed. Davis is suspended for a period of three months and is assessed a civil penalty.
Date of Order/Settlement: 2007-08-20 00:00:00 |
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08-17-2007 |
International Paper |
Memphis TN
Allegation: Failed to file an application for renewal for Workers Compensation Self-Insurance program.
Resolution: Consent Order signed and monetary penalty assessed.
Date of Order/Settlement: 2007-08-18 00:00:00 |
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08-16-2007 |
In the Matter of Luis S. Moscoso |
Order and Consent to Order |
Final |
|
08-14-2007 |
In the Matter of Nancy Nielsen |
Order and Consent to Order |
Final |
|
08-12-2007 |
In the matter of Growth Stock Guru Aharon Bronfman |
Cease and Desist Order |
Final |
|
08-12-2007 |
Bronfman Aharon |
South San Francisco CA
Allegation: Unlicensed Investment Advisor and Representative; Misrepresentations and Omissions.
Resolution: Cease & Desist order issued and a monetary penalty assessed.
Date of Order/Settlement: 2007-08-13 00:00:00 |
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08-12-2007 |
Growth Stock Guru |
New York NY
Allegation: Unlicensed Investment Advisor and Representative; Misrepresentations and Omissions.
Resolution: Cease and Desist order issued and monetary penalty assessed.
Date of Order/Settlement: 2007-08-13 00:00:00 |
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08-06-2007 |
In the Matter of International Paper |
Order and Consent to Order |
Final |
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08-06-2007 |
MemberSelect Insurance Company |
Dearborn MI
Allegation: MemberSelect was making rate revisions charged for its Iowa Homeowners program.
Resolution: Summary Order Disapproving premium rate changes.
Date of Order/Settlement: 2007-08-07 00:00:00 |
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07-30-2007 |
First Continental Life & Accident Insurance Co. |
Sugar Land TX
Allegation: Failed to maintain compliance with capital and surplus requirements.
Resolution: Consent Order - authority to do business in Iowa is suspended.
Date of Order/Settlement: 2007-07-31 00:00:00 |
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07-25-2007 |
National Foundation of America |
Franklin TN
Allegation: Unauth Insurer; Fail to disclose to policyholders that NFA is not a tax exempt organization; Mislead sales presentations; False Advertising; Unlawful solicitation of insurance business; Unsuitable transactions or recommendations; Unreg securities.
Resolution: Consent Order signed; cease and desist violations.
Date of Order/Settlement: 2007-07-26 00:00:00 |
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07-23-2007 |
In the Matter of John Tapken |
Order and Consent to Order |
Final |
|
07-23-2007 |
In the Matter of National Foundation of America |
Order and Consent to Order |
Final |
|
07-23-2007 |
Tapken John |
Marion IA
Allegation: Issued retroactive coverage and forged client signatures.
Resolution: Consent Order signed and civil penalty assessed.
Date of Order/Settlement: 2007-07-24 00:00:00 |
|
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07-19-2007 |
In the Matter of Penn Treaty Network America Insurance Co. |
Summary Order Denying Premium Rate Increase |
Final |
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07-19-2007 |
Penn Treaty Network America Insurance Co. |
Allentown PA
Allegation: Proposed a rate increases dated July 6 2007 for several types of long term care policies .
Resolution: Summary Order Denying Premium Rate Increase.
Date of Order/Settlement: 2007-07-20 00:00:00 |
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07-18-2007 |
In the Matter of David Tallett |
Order and Consent to Order |
Final |
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07-18-2007 |
Tallett David |
Cedar Rapids IA
Allegation: Advertising Violation
Resolution: Consent Order signed. Civil penalty assessed.
Date of Order/Settlement: 2007-07-19 00:00:00 |
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|
07-17-2007 |
In the Matter of Joan Hovey and Coventry Health Care of Iowa Inc. |
Decision |
Final |
|
07-17-2007 |
Coventry Health Care of Iowa |
Urbandale IA
Allegation: Denial of coverage
Resolution: Decision rendered based on facts presented. Contract will terminate 10 days after decision issued. Claims will be paid for submitted or medical charges incurred as provided under terms of contract during period of coverage.
Date of Order/Settlement: 2007-07-18 00:00:00 |
|
|
07-10-2007 |
In the Matter of Ritchie Chieves |
Order and Consent to Order |
Final |
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07-10-2007 |
Chieves Ritchie |
Ames IA
Allegation: Misappropriated premium dollars for personal business expenses.
Resolution: Consent Order signed to permanently revoke insurance producer license and is barred from reapplying for an insurance license in the State of Iowa. Chieves is also permanently barred from applying for a securities agent license in the State of Iowa.
Date of Order/Settlement: 2007-07-11 00:00:00 |
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06-19-2007 |
In the Matter of joint application of CUNA MUTUAL LIFE INSURANCE COMPANY and CUNA MUTUAL INSURANCE COMPANY for the approval of plan to merge CUNA MUTUAL LIFE INSURANCE COMPANY with and into CUNA MUTUAL INSURANCE SOCIETY |
NOTICE of Public Hearing and ORDER (Iowa Code chapters 521 and 521A) |
Final |