Administrative Orders and Actions

Post date Matter Order Status
12-31-2008 In the Matter of Trent D. Whitinger Order and Consent to Order Final
12-30-2008 Whitinger Trent Fairfax IA Allegation: Falsified coverage Resolution: Consent Order issued suspending insurance producer license for 180 days and imposed a civil penalty. Date of Order/Settlement: 2008-12-31 00:00:00
12-18-2008 In the Matter of Conseco Life Insurance Company Stipulation and Standstill Agreement Regarding Summary Cease and Desist Order Final
12-09-2008 In the Matter of Conseco Life Insurance Company Cease and Desist Final
12-09-2008 In the Matter of Michael Hinton Order and Consent to Order Final
12-09-2008 HintonMichael Bettendorf IA Allegation: Failure to Respond Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2008-12-09 00:00:00
11-20-2008 In the Matter of Kensington Resources Inc Cease and Desist Order and Subpoena Final
11-20-2008 Kensington Resources Inc. Costa Mesa CA Allegation: Unregistered securities Resolution: Cease & Desist Order issued and a monetary penalty assessed. Date of Order/Settlement: 2008-11-20 00:00:00
11-10-2008 In the Matter of Church Life Insurance Corporation Order and Consent to Order Final
11-10-2008 Church Life Insurance New York NY Allegation: Violation of Iowa Unauthorized Insurers Act. Resolution: Consent issued and monetary penalty assessed. Date of Order/Settlement: 2008-11-10 00:00:00
10-30-2008 NevadaCare Inc d/b/a Iowa Health Solutions Inc. Las Vegas NV Allegation: Failure or refusal to submit to a peer review; Fail to file or properly complete an application foe renewal of cert of authority; Fail to file or complete a premium tax return Resolution: Order and Consent to Order issued. NevadaCare will voluntarily withdraw its registration and not transact or solicit business in the state for a period of 5 years. Date of Order/Settlement: 2008-10-31 00:00:00
10-26-2008 In the Matter of Nevadacare Inc. D/B/A Iowa Health Solutions Order and Consent to Order and Agreement Final
10-19-2008 In the Matter of Samuel Hermawan Decision Final
10-16-2008 Hermawan Samuel Des Moines IA Allegation: Misappropriating monies; Using fraudulent coercive or dishonest practices; Demonstrating incompetence untrustworthiness or financial irresponsibility. Resolution: Decision issued and monetary penalty assessed. Date of Order/Settlement: 2008-10-17 00:00:00
09-28-2008 In the matter of the application of AVIVA LIFE AND ANNUITY COMPANY for approval of an "Agreement and Plan of Merger" with INDIANAPOLIS LIFE INSURANCE COMPANY Findings of Fact Conclusions of Law and Order Final
09-28-2008 In the matter of the application of AVIVA LIFE AND ANNUITY COMPANY for approval of an "Agreement and Plan of Merger" with AVIVA LIFE INSURANCE COMPANY Findings of Fact Conclusions of Law and Order Final
09-28-2008 In the Matter of Dennis A. Davis Order and Consent to Order Final
09-25-2008 In the Matter of Steven Svoboda Order of Summary Revocation Final
09-25-2008 Svoboda Steven Washington IA Allegation: Accepted money from clients that was intended for investment or savings purposes and converted those client funds for personal use. Resolution: Order of Summary Revocation Date of Order/Settlement: 2008-09-26 00:00:00
09-24-2008 In the Matter of John Vedovino Order and Consent to Order Final
09-24-2008 Vedovino John Pompton Plains NJ Allegation: Violation of NYSE rules Resolution: Consent Order issued and suspension of securities license that shall run concurrent to the NYSE suspension. Date of Order/Settlement: 2008-09-25 00:00:00
09-11-2008 In the Matter of John J. Conroy Summary Order Denying Application for Securities Agent License Final
09-11-2008 In re the application of TRANSAMERICA LIFE INSURANCE COMPANY for approval of an "Agreement of Assumption" with CENTRAL BENEFITS MUTUAL INSURANCE COMPANY and affiliate CENTRAL BENEFITS NATIONAL LIFE INSURANCE COMPANY Findings of Fact Conclusions of Law and Order Final
09-11-2008 Conroy John East Norwich NY Allegation: Prior regulatory action taken. Resolution: Summary Order Denying Application for Securities Agent License. Date of Order/Settlement: 2008-09-12 00:00:00
09-10-2008 Clem Anthony Ames IA Allegation: Sumitted a falsified proof of insurance card to Insurance Company to obtain a refund of premiums for customer. Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2008-09-11 00:00:00
09-09-2008 In re the application of TRANSAMERICA LIFE INSURANCE COMPANY for approval of an Assumption Reinsurance Agreement with MONUMENTAL LIFE INSURANCE COMPANY Findings of Fact Conclusions of Law and Order Final
09-09-2008 In re the application of MONUMENTAL LIFE INSURANCE COMPANY for approval of an Assumption Reinsurance Agreement with UNION LABOR LIFE INSURANCE COMPANY Findings of Fact Conclusions of Law and Order Final
08-28-2008 In the Matter of Anthony Clem Order and Consent to Order Final
08-24-2008 In the Matter of Kevin Brennan Summary Order Denying Application For Securities Agent License Final
08-14-2008 In the Matter of Kevin Brennan Summary Order Denying Application For Securities Agent License Final
08-12-2008 Whirlpool Corporation Benton Harbor MI Allegation: Failure to timely file renewal. Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2008-08-13 00:00:00
08-10-2008 In the Matter of Peter E Miover Order Affirming Proposed Decision and Denying Licensure Final
08-10-2008 Miover Peter Pilot Mound IA Allegation: Appealing Proposed Decision Denying Licensure Resolution: Order Affirming Proposed Decision and Denying Licensure Date of Order/Settlement: 2008-08-11 00:00:00
08-06-2008 In the Matter of Whirlpool Corporation Order and Consent to Order Final
08-04-2008 Barns Drew Bloomington MN Allegation: Used fraudulent coercive or dishonest practices or demonstrated incompetence untrustworthiness or financial irresponsibility in the conduct of business. Resolution: Consent Order issued and insurance producer license revoked. Date of Order/Settlement: 2008-08-05 00:00:00
08-03-2008 In the Matter of Drew Barns Order and Consent to Order Final
07-28-2008 In the Matter of The Delaware Group Order and Consent to Order Final
07-28-2008 Delaware Group (The) Allegation: Failed to timely file renewal notice fillings Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2008-07-29 00:00:00
07-27-2008 In the Matter of Jason Schumacher and Behr Funeral Home Order and Consent to Order Final
07-20-2008 In the Matter of Charles H. Stoner Order and Consent to Order Final
07-20-2008 Stoner Charles Omaha NE Allegation: sold insurance polices for a company not licensed to do business in Iowa. Resolution: Consent Order issued and license revoked. Date of Order/Settlement: 2008-07-21 00:00:00
07-15-2008 In the Matter of Foremost Insurance Company Order and Consent to Order Final
07-15-2008 Foremost Insurance Caledonia MI Allegation: Allowed non-appointed producers to submit business. Resolution: Consent Order issued and assessed a monetary penalty. Date of Order/Settlement: 2008-07-16 00:00:00
07-14-2008 In the Matter of the Market Conduct Exam of The Mega Life & Health Ins Co Mid-West Natl Life Ins Co of TN and The Chesapeake Life Ins Co Regulatory Settlement Agreement Multi-State Regulatory Agreement Final
07-08-2008 In the Matter of Nathan J. McGraw Order and Consent to Order Final
07-08-2008 McGraw Nathan Des Moines IA Allegation: Failure to make required disclosure on insurance producer application. Resolution: Consent Order issued; granted probationary license. Date of Order/Settlement: 2008-07-09 00:00:00
07-07-2008 In re the application of TRANSAMERICA LIFE INSURANCE COMPANY for approval of an "Agreement and Plan of Merger" with LIFE INVESTORS INSURANCE COMPANY OF AMERICA Findings of Fact Conclusions of Law and Order Final
07-07-2008 In re the application of TRANSAMERICA LIFE INSURANCE COMPANY for approval of an "Agreement and Plan of Merger" with TRANSAMERICA OCCIDENTAL LIFE INSURANCE COMPANY Findings of Fact Conclusions of Law and Order Final
07-01-2008 Hawkeye Life Insurance Group West Des Moines IA Allegation: Failure to timely file annual audited reports. Resolution: Consent Order issued and assessed a monetary penalty. Date of Order/Settlement: 2008-07-02 00:00:00
06-29-2008 In the Matter of Hawkeye Life Insurance Group Inc Order and Consent to Order Final