Administrative Orders and Actions

Post date Matter Order Status
05-28-2007 Lincoln Benefit Life Company Lincoln NE Allegation: Failure to cooperate in an investigation by the Commissioner. Resolution: Consent Order - Civil penalty and costs imposed and response received for the Divisions inquiries. Date of Order/Settlement: 2007-05-29 00:00:00
05-28-2007 Davis Carl West Des Moines IA Allegation: Advertising Violations Resolution: Order and Consent to Order - placed on probation for a period of six months; Civil penalty and costs imposed. Date of Order/Settlement: 2007-05-29 00:00:00
05-20-2007 In the Matter of Vernon Wayne Cooper Order and Consent to Order and Agreement Final
05-20-2007 Comeau Perry Oelwein IA Allegation: Unregistered investment advisor and representative. Resolution: Consent Order signed and civil penalty assessed. Date of Order/Settlement: 2007-05-21 00:00:00
05-20-2007 Cooper Vernon Rochester MN Allegation: Plead guilty to criminal charges. Resolution: Consent Order - producer license is revoked and Cooper is permanently barred from reapplying. Date of Order/Settlement: 2007-05-21 00:00:00
05-09-2007 In the Matter of Louis J. Roi Order and Consent to Order Final
05-09-2007 In the Matter of Christine Lueders Order and Consent to Order Final
05-09-2007 Lueders Christine Deer Park IL Allegation: Surplus Violations. Resolution: Consent Order signed and civil penalty assessed. Date of Order/Settlement: 2007-05-10 00:00:00
05-09-2007 Roi Louis Naperville IL Allegation: Surplus Violations. Resolution: Consent Order signed and civil penalty assessed. Date of Order/Settlement: 2007-05-10 00:00:00
05-02-2007 Skaggs Christopher Iowa City IA Allegation: Failure to disclose criminal history. Resolution: Order and Consent to Order; Civil penalty. Date of Order/Settlement: 2007-05-03 00:00:00
04-22-2007 In the Matter of Thomas K. Anderson Order for Suspension Final
04-22-2007 In the Matter of Luminar Media Corporation and Michael C. Woodman A/K/A Jesse Dylan Cease and Desist Order Final
04-22-2007 Anderson Thomas K Davenport IA Allegation: Failure to comply with Other State Agency - DHS; Non-compliance w/order of Child Support. Resolution: Iowa Insurance Producer License suspended. Date of Order/Settlement: 2007-04-23 00:00:00
04-12-2007 In the Matter of National Foundation of America Richard K. Olive and Luis S. Moscoso Cease and Desist Order Issued
04-08-2007 In the Matter of Adam N. Schadt Decision Final
04-08-2007 Goering Wendy Boone IA Allegation: Failure to disclose criminal history. Resolution: Decision - Ordered to pay civil penalty. Date of Order/Settlement: 2007-04-09 00:00:00
04-02-2007 In the Matter of Wendy D. Goering Decision Final
04-02-2007 Schadt Adam Green Bay WI Allegation: Failure to respond Resolution: Default decision - Revoked producer license; Civil penalty of $500 and Costs of $250. Date of Order/Settlement: 2007-04-03 00:00:00
04-01-2007 In the Matter of Lucas M. Fischer Order for Suspension Final
04-01-2007 Fischer Lucas Newton IA Allegation: Child Support Violation. Resolution: Order for suspension of insurance producer license. Date of Order/Settlement: 2007-04-02 00:00:00
03-20-2007 In the Matter of Conseco Life Insurance Company Order and Consent to Order Final
03-20-2007 Conseco Life Insurance Co Allegation: Failure to respond to company exam relating to the use of R-Factor in policies. Resolution: Consent Order - Civil penalty $725000 and costs assessed. Date of Order/Settlement: 2007-03-21 00:00:00
03-14-2007 In the Matter of Bankers Life & Casualty Company Order and Consent to Order Final
03-14-2007 In the Matter of Success Trust and Holding LLC and A. Paul Reynolds Cease and Desist Order Final
03-14-2007 Reynolds Archie Paul Simpsonville SC Allegation: Acting as an unregistered securities agent; Sale of unregistered security. Resolution: Cease and Desist Order issued. Date of Order/Settlement: 2007-03-15 00:00:00
03-14-2007 Success Trust and Holdings LLC Simpsonville SC Allegation: Sale of unregistered security. Resolution: Cease and Desist Order issued. Date of Order/Settlement: 2007-03-15 00:00:00
03-13-2007 In the Matter of Garlon Maxwell Cease and Desist Order Final
03-13-2007 Bankers Life and Casualty Company Camel IN Allegation: Market conduct; Misrepresentations and Violation of sales practices. Resolution: Order and Consent to Order - Cease and Desist violations Implement the terms of the MOU Civil penalty of $100000. Date of Order/Settlement: 2007-03-14 00:00:00
03-08-2007 In the Matter of Patricia Townsend Order and Consent to Order Final
03-08-2007 Townsend Patricia Morton IL Allegation: Sold policies during the time period that insurance producer license not renewed. Resolution: Order and Consent to Order - Civil penalty and costs imposed. Date of Order/Settlement: 2007-03-08 00:00:00
03-07-2007 In the Matter of Combined Insurance Co. Order and Consent to Order Final
03-07-2007 Combined Insurance Company of America Glenview IL Allegation: Failed to implement adequate procedures to ensureproper licensure of its independent agents thereby resulting in the sale of policies by an unlicensed agent. Resolution: Order and Consent to Order - Civil penalty and costs imposed. Date of Order/Settlement: 2007-03-07 00:00:00
03-07-2007 Steckis William Omaha NE Allegation: Failure to report other states action. Resolution: Cease & Desist from violations and monetary penalty. Date of Order/Settlement: 2007-03-07 00:00:00
03-05-2007 Bessine Dustin Burlington IA Allegation: Failure to comply with Other State Agency - DHS; Non-compliance w/order of Child Support Resolution: License is suspended Date of Order/Settlement: 2007-03-05 00:00:00
02-23-2007 In the Matter of Pamela Larson Order and Consent to Order Final
02-23-2007 Larson Pamela Clear Lake IA Allegation: Issued fraudulent insurance cards issued retroactive coverage and committed fraud. Resolution: Order & Consent to Order - 60 day suspension civil penalty and costs assessed. Date of Order/Settlement: 2007-02-23 00:00:00
02-22-2007 In the Matter of Gregory Messmore Order and Consent to Order Final
02-22-2007 Messmore Gregory Mason City IA Allegation: Unsuitable sale and violation of insurance and securities license. Resolution: Order & Consent to Order- Insurance and Securities License is suspended for a period of no less than five years. Date of Order/Settlement: 2007-02-22 00:00:00
02-21-2007 In the Matter of Sheryl K. Oberreuter Order and Consent to Order Final
02-21-2007 Oberreuter Sheryl Norway IA Allegation: Issued retroactive coverage. Resolution: Order and Consent to Order - Suspension of insurance producer license for 60 days; Civil Penalty and Costs were assessed. Date of Order/Settlement: 2007-02-21 00:00:00
02-07-2007 Nelson Gary Tarpon Springs FL Allegation: Unregistered securities Unregistered agent Ommissions and Misrepresentations. Resolution: Order and Consent to Order signed. Civil penalty imposed in Cease & Desist is vacated. Date of Order/Settlement: 2007-02-07 00:00:00
02-07-2007 Nelson Judith Tarpon Springs FL Allegation: Unregistered securities Unregistered agent Ommissions and Misrepresentations. Resolution: Order and Consent to Order signed. Civil penalty imposed in Cease & Desist is vacated. Date of Order/Settlement: 2007-02-07 00:00:00
02-07-2007 The Just Foundation Tarpon Springs FL Allegation: Unregistered securities Unregistered agents Ommissions and Misrepresentations. Resolution: Order and Consent to Order signed. Civil penalty imposed in Cease & Desist is vacated. Date of Order/Settlement: 2007-02-07 00:00:00
01-24-2007 In the Matter of Blair C. Williams Order for Suspension Final
01-24-2007 In the Matter of Jason J. Rudd Order for Suspension Final
01-24-2007 Williams Blair Ankeny IA Allegation: Failure to comply with Other State Agency - DHS; Non-compliance w/order of Child Support Resolution: License suspended. Date of Order/Settlement: 2007-01-24 00:00:00
01-24-2007 Rudd Jason Montrose IA Allegation: Failure to comply with Other State Agency - DHS; Non-compliance w/order of Child Support Resolution: License suspended. Date of Order/Settlement: 2007-01-24 00:00:00
01-18-2007 In the Matter of Gene D. Tyson Order for Suspension Final
01-18-2007 Tyson Gene North Liberty IA Allegation: Failure to comply with Other State Agency - DHS; Non-compliance w/order of Child Support Resolution: License suspended. Date of Order/Settlement: 2007-01-18 00:00:00
01-10-2007 In the Matter of Wade Schmudlach Order and Consent to Order Final