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02-10-2003 |
Chapin Scott R |
DeSoto IA
Allegation: Sale of unregistered securities and/or unregistered business opportunities
Resolution: Consent signed: 1 yr probation; repayment of commissisons and/or finders fee payments of $18900.
Date of Order/Settlement: 2003-02-10 00:00:00 |
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02-10-2003 |
Baxter Raymond E. |
Ft. Madison IA
Allegation: Sale of unregistered securities and/or unregistered business opportunities
Resolution: Consent signed: 1 yr probation; repayment of commissions and finders fee payments $2695.
Date of Order/Settlement: 2003-02-10 00:00:00 |
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02-10-2003 |
Barnett Robert R. |
Salem IA
Allegation: Sale of unregistered securities and/or unregistered business opportunities
Resolution: Consent signed: 1 yr. probation; repay all commissions and/or finders fee payments $1400.
Date of Order/Settlement: 2003-02-10 00:00:00 |
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02-10-2003 |
Golden American Life Insurance Company |
West Chester PA
Allegation: Violations of right to return life insurance policy or annuity (free look).
Resolution: Consent: Refund to consumers of difference in premium; Pay $1000 Costs; Compliance.
Date of Order/Settlement: 2003-02-10 00:00:00 |
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02-10-2003 |
Priest Harry A. |
Avoca IA
Allegation: Sale of unregistered securities and/or business opportunities
Resolution: Consent signed: 1 yr probation; restitution to investors of $8400; sell only approved insurance or securities products.
Date of Order/Settlement: 2003-02-10 00:00:00 |
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02-07-2003 |
In the Matter of Terry Frey |
Statement of Charges |
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02-07-2003 |
Christian Kevin M. |
Des Moines IA
Allegation: Failure to notify of other states actions; accepting insurance business from unlicensed persons;
Resolution: Consent Signed: 2 year license probation; Pay Reimbursement of $300; $500 Fine; Sales restrictions
Date of Order/Settlement: 2003-02-07 00:00:00 |
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02-06-2003 |
In the Matter of Principal Resources Inc. New Vision Financial LLC Vision South RLLPs and Frederick A. Howard |
Agreement Order and Consent to Agreement and Order |
Final |
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01-17-2003 |
In the Matter of Dennis T. Siamis |
Statement of Charges |
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01-16-2003 |
Denney Janis I. |
Mount Ayr IA
Allegation: Misappropriation of premiums
Resolution: Consent: License revocation; cooperate with the IID investigation
Date of Order/Settlement: 2003-01-16 00:00:00 |
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01-10-2003 |
In the Matter of Pasquale Vitucci Samuel Shanks and Log Point Technologies Inc. |
Cease and Desist Order |
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01-07-2003 |
In the Matter of Stacy MacDonald |
Agreement Order and Consent to Agreement and Order |
Final |
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01-07-2003 |
MacDonald Stacy |
Scranton IA
Allegation: Sale of unregistered securities by unregistered agentl omissions of material facts in the sale of securities.
Resolution: Consent: 1 yr probation of insurance license; Payment to Bureau as settlement of disputed claims $10161.11
Date of Order/Settlement: 2003-01-07 00:00:00 |
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01-03-2003 |
In the Matter of Signature Oil Corporation |
Cease and Desist Order |
Final |
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12-24-2002 |
Wright Curtis M. |
Waterloo IA
Allegation: Failure to pay child support
Resolution: License suspended
Date of Order/Settlement: 2002-12-24 00:00:00 |
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12-16-2002 |
Transamerica Occidental Life Insurance Company |
Los Angeles CA
Allegation: Failure to respond to Insurance Division inquiry
Resolution: Consent signed: Provide response; Paid $500 Fine; $100 Costs
Date of Order/Settlement: 2002-12-16 00:00:00 |
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12-02-2002 |
In the Matter of the October 22 2002 Rate Filing by NCCI |
Order |
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11-25-2002 |
Nielsen Virginia E. |
Marshalltown IA
Allegation: Selling unregistered securities
Resolution: Consent Signed: Agrees to solicit and sell only insurance products offered in Iowa by authorized and admitted insurance carriers; Cease and Desist with the offer and sale of unregistered securities and promissory notes
Date of Order/Settlement: 2002-11-25 00:00:00 |
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11-20-2002 |
In the Matter of Modern Technological Concepts Inc.; Blaine Doll; Jerry Hammel |
Cease and Desist Order |
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11-13-2002 |
In the Matter of Daniel Scott Huseman |
Order and Consent To Order and Agreement |
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11-04-2002 |
Ferguson Bethany L. |
Fredericksburg VA
Allegation: Failure to notify IID of other states actions
Resolution: Order issued: License suspended; Pay $250 Fine; $100 Costs; Give complete information as requested.
Date of Order/Settlement: 2002-11-04 00:00:00 |
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10-09-2002 |
Lopez Wilson Joseph |
Bellevue NE
Allegation: Other states action
Resolution: Consent Signed: 1 year Probationary license with life and health qualifications restrictions
Date of Order/Settlement: 2002-10-10 00:00:00 |
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09-26-2002 |
Conseco Annuity Assurance Co. |
Carmel IN
Allegation: Failure to respond to Division
Resolution: Consent signed: Provide response to Division; pay $500 Fine $100 Costs
Date of Order/Settlement: 2002-09-27 00:00:00 |
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09-24-2002 |
Conseco Senior Health Ins. Co. |
Carmel IN
Allegation: Failure to respond to Division inquiry
Resolution: Consent Signed: Provide response to Division; Pay $500 Fine $100 Costs
Date of Order/Settlement: 2002-09-25 00:00:00 |
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09-17-2002 |
In the Matter of Matthew McGaffick Karum Corporation |
Cease and Desist Order |
Final |
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09-17-2002 |
Huseman Daniel S. |
Alta IA
Allegation: Conviction of a felony
Resolution: Consent signed: Permanent license revocation
Date of Order/Settlement: 2002-09-18 00:00:00 |
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09-09-2002 |
Conseco Annuity Ins. Co. (0157) |
Carmel IN
Allegation: Failure to respond to IID inquiry
Resolution: Consent Signed: Respond to IID: Pay $500 Fine; $100 Costs
Date of Order/Settlement: 2002-09-10 00:00:00 |
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09-09-2002 |
Conseco Senior Health Ins. Co. (0156) |
Carmel IN
Allegation: Failure to respond to IID inquiry
Resolution: Consent Signed: Respond to IID: Pay $500 Fine; $100 Costs
Date of Order/Settlement: 2002-09-10 00:00:00 |
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09-09-2002 |
Applegate William B. |
Leon IA
Allegation:
Resolution: Consent signed: Voluntary Suspension of license; Pay $400 Fine; $100 Costs
Date of Order/Settlement: 2002-09-10 00:00:00 |
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08-20-2002 |
In the Matter of Bruce Lynn Troyer |
Order and Consent To Order |
Final |
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08-18-2002 |
In the Matter of Filmscool Inc. et al |
Cease and Desist Order |
Final |
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08-11-2002 |
Lake David L. |
Guthrie Center IA
Allegation: Sold unregistered and non-exempt securities; failure to notify of change of address
Resolution: Consent signed: Cease and Desist from solicitation of unlicensed insurance related products; 2 yr. probation; voluntary surrender of life and health qualifications; may retest after 2 yr; $2000 Costs; refund to clients $8759.23.
Date of Order/Settlement: 2002-08-12 00:00:00 |
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08-05-2002 |
In the Matter of William Donaldson Youth Light 2010 Inc. Pompano Beach FL |
Cease and Desist Order |
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08-01-2002 |
Schuster Mark K. |
Muscatine/Bettendorf IA
Allegation: Misappropriation of premiums
Resolution: Consent Signed: License revocation; $1000 Fine; Cooperate; Repay premiums to clients and insurance companies $8926.03
Date of Order/Settlement: 2002-08-02 00:00:00 |
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07-31-2002 |
Cooper Vernon W. |
Cedar Rapids IA
Allegation: Issued promissory notes to insurance customers
Resolution: Consent Signed: Voluntary Suspension of license pending resolution of issues surrounding promissory notes to clients
Date of Order/Settlement: 2002-08-01 00:00:00 |
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07-31-2002 |
Frederick Ronald D. |
Alta IA
Allegation: Failure to respond to IID inquiry;
Resolution: Consent Signed: Cease and Desits from failing to respond to IID; $600 Costs
Date of Order/Settlement: 2002-08-01 00:00:00 |
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07-18-2002 |
Anderson Paul A. |
Alta IA
Allegation: Failure to respond to IID inquiry; failure to remit premiums
Resolution: Consent Signed: License surrendered; cooperate with investigation.
Date of Order/Settlement: 2002-07-19 00:00:00 |
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07-17-2002 |
Lund William J. |
Norwalk OH
Allegation: Selling unlicensed crop insurance programs
Resolution: Consent Signed: Cease & Desist; Use approved marketing material; $500 Costs
Date of Order/Settlement: 2002-07-18 00:00:00 |
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07-15-2002 |
Reliable Life Insurance Company Union National Life Insurance Company United Insurance Company of America UNITRIN Companies Settlement |
Chicago IL
Allegation: Discriminatory Sales Practices
Resolution: Consent Signed: Initiate compliance; payment of allocated sanction specified for Iowa;
Date of Order/Settlement: 2002-07-16 00:00:00 |
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07-11-2002 |
Cosgrove William C. |
Campton NH
Allegation: Failure to notify IID of other states administrative actions
Resolution: Order: License suspended; $250 Fine; $100 Costs; Report other states administrative actions
Date of Order/Settlement: 2002-07-12 00:00:00 |
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07-09-2002 |
Conseco Senior Health Ins. Co. |
Carmel IN
Allegation: Failure to respond to IID inquiry
Resolution: Consent Signed: Respond to IID; Pay $500 Fine; $100 Costs
Date of Order/Settlement: 2002-07-10 00:00:00 |
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07-09-2002 |
Conseco Annuity Assur. Co. |
Carmel IN
Allegation: Failure to respond to IID inquiry
Resolution: Consent Signed: Respond to IID; Pay $500 Fine and $100 Costs
Date of Order/Settlement: 2002-07-10 00:00:00 |
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07-02-2002 |
Rouse Janie E |
Des Moines IA
Allegation: Appealed denial of licensure
Resolution: Order: Denial of Licensure upheld; may resubmit application on or after 9/30/02 Pay $200 Costs.
Date of Order/Settlement: 2002-07-03 00:00:00 |
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06-27-2002 |
In the Matter of Cooper Enterprises Vern Cooper & Associates Inc. Bio-Max Fuels Inc. Byron D. Cooper Virginia E. Nielsen |
Cease and Desist Order |
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06-26-2002 |
Rowen Theodore R. |
Colorado Springs CO
Allegation: Failure to disclose felony convictions information on license application
Resolution: Order Signed: License revoked
Date of Order/Settlement: 2002-06-27 00:00:00 |
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06-19-2002 |
In the Matter of Douglas C. Johnson Gateway Express Inc. and True Wheel Bicycle Company |
Cease and Desist Order |
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06-17-2002 |
Golden Rule Ins. Co. |
Lawrenceville IL
Allegation: Market Conduct Exam; Advertising violations
Resolution: Consent Signed: See Consent; $70000 Fine
Date of Order/Settlement: 2002-06-18 00:00:00 |
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06-10-2002 |
Mohr Mandy |
Loves Park IL
Allegation: Failure to respond
Resolution: Order Signed: License Suspended; $250 Fine; $100 Costs; Respond to Division inquiry
Date of Order/Settlement: 2002-06-11 00:00:00 |
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06-03-2002 |
In the matter of the application of DONEGAL MUTUAL INSURANCE COMPANY for approval of a plan to acquire control of LE MARS MUTUAL INSURANCE COMPANY |
Order (Iowa Code Chapter 521A) |
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06-03-2002 |
In the matter of the application of DONEGAL MUTUAL INSURANCE COMPANY for approval of a plan to consolidate with LE MARS MUTUAL INSURANCE COMPANY |
Order (Iowa Code Chapter 521) |
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