Administrative Orders and Actions

Post date Matter Order Status
04-16-2003 Fagan Robert Shaun Kansas City MO Allegation: Misrepresentations in insurance applications Resolution: Order: License suspended; Pay $500 Fine Date of Order/Settlement: 2003-04-17 00:00:00
04-14-2003 In the matter of Willard Johnson Voluntary Agreement Final
04-04-2003 Ohio National Life Insurance Company Cincinnati OH Allegation: Replacement violations Resolution: Consent Signed: Pay civil Penalty of $15000; Pay $2200 Costs; Submit to Division $21054 in commissions earned by agent; compliance with insurance regulations laws regarding replacement. Date of Order/Settlement: 2003-04-04 00:00:00
04-04-2003 Petersen Jeff A. Sioux City IA Allegation: Unlicensed activity Resolution: Consent signed: Cease and Desist with unlicensed offer and sale of insurance; Pay costs of $7000. Date of Order/Settlement: 2003-04-04 00:00:00
04-02-2003 Revland Markis J. Arnolds Park IA Allegation: Sale of unregistered securities and/or business opportunities Resolution: Consent signed: 2 yr probation; repay all commissions and/or finders fees of $19460; repay investors a prorata portion; pay $1000 administrative penalty; sell only approved insurance products. Date of Order/Settlement: 2003-04-02 00:00:00
03-30-2003 Lavin Larry B. Milford IA Allegation: Sale of unregistered securities and/or unregistered business opportunities Resolution: Consent signed: 1 yr; probation; Repay commissions and/or finders fees; Restitution on pro-rata basis to Iowa investors of $18480; sell only approved products or investments. Date of Order/Settlement: 2003-03-31 00:00:00
03-27-2003 Coventry Health Care of Iowa Inc. West Des Moines IA Allegation: Time and Notice requirements of external review procedure violations Resolution: Consent signed: Pay $1000 Civil Penalty Date of Order/Settlement: 2003-03-27 00:00:00
03-27-2003 Johnson Willard G. Geneseo IL Allegation: Sale of unregistered securities and/or business opportunities Resolution: Consent Signed: Voluntary surrender of Iowa Insurance license; repay commissions of $11200 before eligible for relicensing in Iowa; Cease and Desist insurance business or securities business in IA Date of Order/Settlement: 2003-03-27 00:00:00
03-27-2003 McCain Larry D. Sioux City IA Allegation: Failure to cooperate Resolution: Consent signed: 2 yrs probation; cooperate with Divisions investigation into complaints; Pay $2500 Costs. Date of Order/Settlement: 2003-03-27 00:00:00
03-27-2003 Lark Dershaun A. Bellevue NE Allegation: Failure to cooperate; failure to notify Division of prior action Resolution: Order signed: License suspended until full response received Date of Order/Settlement: 2003-03-27 00:00:00
03-24-2003 In the Matter of Stanley Blaue Agreement Order and Consent to Agreement and Order Final
03-21-2003 Christensen Jr. Robert A. Atlantic IA Allegation: Violation of Commissioners Order; Dishonest practices and incompetence; Failure to inform of address change Resolution: Order: License revoked Date of Order/Settlement: 2003-03-21 00:00:00
03-20-2003 Rhynsburger Ronald J. Sioux City IA Allegation: Failure to cooperate Resolution: Order: License suspended until response received; Pay $500 Fine. Date of Order/Settlement: 2003-03-20 00:00:00
03-17-2003 Lippold Robert J. Des Moines IA Allegation: Sale of unregistered securities and/or unregistered business opportunities Resolution: Consent Signed: 1 yr probation; Pay $3500 civil penalty to IID; sell only approved products. Date of Order/Settlement: 2003-03-17 00:00:00
03-17-2003 McGinnis Douglas D. Shenandoah IA Allegation: Sale of unregistered securities and/or business opportunities Resolution: Consent signed: 1 yr probation; repay all commissions and/or finders fees $9000; sell only approved insurance products. Date of Order/Settlement: 2003-03-17 00:00:00
03-16-2003 In the Matter of Douglass Keigley also known as Pete Keigley Cease and Desist Order Final
03-12-2003 Moeller Gregory M. Mount Pleasant IA Allegation: Sale of unregistered securities and/or business opportunities Resolution: Consent signed: 1 yr. probation; repay all commissions of $1400;sell only approved products. Date of Order/Settlement: 2003-03-12 00:00:00
03-11-2003 Buchholz Barry L. Cedar Rapids IA Allegation: Replacement violations Resolution: Consent signed: Cease and desist violating replacement laws and regulations: pay $2000 Civil Penalty; $500 Costs Date of Order/Settlement: 2003-03-11 00:00:00
03-05-2003 In the matter of Global Pictures Inc.; Michael Rich; Robert Nittolo Cease and Desist Order Final
03-03-2003 Daugherty Sandra J. Madrid IA Allegation: Criminal complaints Resolution: Consent signed: License revoked permanently Date of Order/Settlement: 2003-03-03 00:00:00
02-22-2003 In the Matter of American Metals Company Joseph Vasconcelos Cease and Desist Order Final
02-13-2003 Barnes Lloyd Omaha NE Allegation: Used unlicensed agent/agents to solicit and procure applications for insurance; retained excess premium;signed application without authorization Resolution: Consent signed: License revoked Date of Order/Settlement: 2003-02-13 00:00:00
02-13-2003 Scribner Monica F Omaha NE Allegation: Sale of unregistered securites and/or unregistered business opportunities Resolution: Consent signed: 1 yr probation; repayment of commissions and finders fee payments of $3500. Date of Order/Settlement: 2003-02-13 00:00:00
02-10-2003 Chapin Scott R DeSoto IA Allegation: Sale of unregistered securities and/or unregistered business opportunities Resolution: Consent signed: 1 yr probation; repayment of commissisons and/or finders fee payments of $18900. Date of Order/Settlement: 2003-02-10 00:00:00
02-10-2003 Baxter Raymond E. Ft. Madison IA Allegation: Sale of unregistered securities and/or unregistered business opportunities Resolution: Consent signed: 1 yr probation; repayment of commissions and finders fee payments $2695. Date of Order/Settlement: 2003-02-10 00:00:00
02-10-2003 Barnett Robert R. Salem IA Allegation: Sale of unregistered securities and/or unregistered business opportunities Resolution: Consent signed: 1 yr. probation; repay all commissions and/or finders fee payments $1400. Date of Order/Settlement: 2003-02-10 00:00:00
02-10-2003 Golden American Life Insurance Company West Chester PA Allegation: Violations of right to return life insurance policy or annuity (free look). Resolution: Consent: Refund to consumers of difference in premium; Pay $1000 Costs; Compliance. Date of Order/Settlement: 2003-02-10 00:00:00
02-10-2003 Priest Harry A. Avoca IA Allegation: Sale of unregistered securities and/or business opportunities Resolution: Consent signed: 1 yr probation; restitution to investors of $8400; sell only approved insurance or securities products. Date of Order/Settlement: 2003-02-10 00:00:00
02-07-2003 In the Matter of Terry Frey Statement of Charges  
02-07-2003 Christian Kevin M. Des Moines IA Allegation: Failure to notify of other states actions; accepting insurance business from unlicensed persons; Resolution: Consent Signed: 2 year license probation; Pay Reimbursement of $300; $500 Fine; Sales restrictions Date of Order/Settlement: 2003-02-07 00:00:00
02-06-2003 In the Matter of Principal Resources Inc. New Vision Financial LLC Vision South RLLPs and Frederick A. Howard Agreement Order and Consent to Agreement and Order Final
01-17-2003 In the Matter of Dennis T. Siamis Statement of Charges  
01-16-2003 Denney Janis I. Mount Ayr IA Allegation: Misappropriation of premiums Resolution: Consent: License revocation; cooperate with the IID investigation Date of Order/Settlement: 2003-01-16 00:00:00
01-10-2003 In the Matter of Pasquale Vitucci Samuel Shanks and Log Point Technologies Inc. Cease and Desist Order  
01-07-2003 In the Matter of Stacy MacDonald Agreement Order and Consent to Agreement and Order Final
01-07-2003 MacDonald Stacy Scranton IA Allegation: Sale of unregistered securities by unregistered agentl omissions of material facts in the sale of securities. Resolution: Consent: 1 yr probation of insurance license; Payment to Bureau as settlement of disputed claims $10161.11 Date of Order/Settlement: 2003-01-07 00:00:00
01-03-2003 In the Matter of Signature Oil Corporation Cease and Desist Order Final
12-24-2002 Wright Curtis M. Waterloo IA Allegation: Failure to pay child support Resolution: License suspended Date of Order/Settlement: 2002-12-24 00:00:00
12-16-2002 Transamerica Occidental Life Insurance Company Los Angeles CA Allegation: Failure to respond to Insurance Division inquiry Resolution: Consent signed: Provide response; Paid $500 Fine; $100 Costs Date of Order/Settlement: 2002-12-16 00:00:00
12-02-2002 In the Matter of the October 22 2002 Rate Filing by NCCI Order  
11-25-2002 Nielsen Virginia E. Marshalltown IA Allegation: Selling unregistered securities Resolution: Consent Signed: Agrees to solicit and sell only insurance products offered in Iowa by authorized and admitted insurance carriers; Cease and Desist with the offer and sale of unregistered securities and promissory notes Date of Order/Settlement: 2002-11-25 00:00:00
11-20-2002 In the Matter of Modern Technological Concepts Inc.; Blaine Doll; Jerry Hammel Cease and Desist Order  
11-13-2002 In the Matter of Daniel Scott Huseman Order and Consent To Order and Agreement  
11-04-2002 Ferguson Bethany L. Fredericksburg VA Allegation: Failure to notify IID of other states actions Resolution: Order issued: License suspended; Pay $250 Fine; $100 Costs; Give complete information as requested. Date of Order/Settlement: 2002-11-04 00:00:00
10-09-2002 Lopez Wilson Joseph Bellevue NE Allegation: Other states action Resolution: Consent Signed: 1 year Probationary license with life and health qualifications restrictions Date of Order/Settlement: 2002-10-10 00:00:00
09-26-2002 Conseco Annuity Assurance Co. Carmel IN Allegation: Failure to respond to Division Resolution: Consent signed: Provide response to Division; pay $500 Fine $100 Costs Date of Order/Settlement: 2002-09-27 00:00:00
09-24-2002 Conseco Senior Health Ins. Co. Carmel IN Allegation: Failure to respond to Division inquiry Resolution: Consent Signed: Provide response to Division; Pay $500 Fine $100 Costs Date of Order/Settlement: 2002-09-25 00:00:00
09-17-2002 In the Matter of Matthew McGaffick Karum Corporation Cease and Desist Order Final
09-17-2002 Huseman Daniel S. Alta IA Allegation: Conviction of a felony Resolution: Consent signed: Permanent license revocation Date of Order/Settlement: 2002-09-18 00:00:00
09-09-2002 Conseco Annuity Ins. Co. (0157) Carmel IN Allegation: Failure to respond to IID inquiry Resolution: Consent Signed: Respond to IID: Pay $500 Fine; $100 Costs Date of Order/Settlement: 2002-09-10 00:00:00