Administrative Orders and Actions

Post date Matter Order Status
06-17-2002 Golden Rule Ins. Co. Lawrenceville IL Allegation: Market Conduct Exam; Advertising violations Resolution: Consent Signed: See Consent; $70000 Fine Date of Order/Settlement: 2002-06-18 00:00:00
06-10-2002 Mohr Mandy Loves Park IL Allegation: Failure to respond Resolution: Order Signed: License Suspended; $250 Fine; $100 Costs; Respond to Division inquiry Date of Order/Settlement: 2002-06-11 00:00:00
06-03-2002 In the matter of the application of DONEGAL MUTUAL INSURANCE COMPANY for approval of a plan to acquire control of LE MARS MUTUAL INSURANCE COMPANY Order (Iowa Code Chapter 521A)
06-03-2002 In the matter of the application of DONEGAL MUTUAL INSURANCE COMPANY for approval of a plan to consolidate with LE MARS MUTUAL INSURANCE COMPANY Order (Iowa Code Chapter 521)
05-27-2002 United American Ins. Co. McKinney TX Allegation: Market Conduct Exam Resolution: Consent Signed: Implement procedures; $5000 Fine Date of Order/Settlement: 2002-05-28 00:00:00
05-09-2002 Lenz Nathaniel A. Urbandale IA Allegation: Marketing and sales violations Resolution: Consent Signed: 2 years probation; Cease and Desist from violations; Pay $1000 Costs Date of Order/Settlement: 2002-05-10 00:00:00
05-08-2002 Rhone Robert M. Mingo IA Allegation: Failure to submit premiums to ins. co.. Resolution: Consent Signed: License suspended: pay $800 Fine; $200 Costs; Maintain separate premium trust account. Date of Order/Settlement: 2002-05-09 00:00:00
05-02-2002 Saddler Sr. Obie Waterloo IA Allegation: Failure to report criminal activity Resolution: Order Signed: License permanently revoked Date of Order/Settlement: 2002-05-03 00:00:00
04-30-2002 International Marine Water Safety Foundation Blainville Quebec Canada Allegation: Unauthorized insurance company Resolution: Order for Default: Cease and Desist as an unauthorized insurer in Iowa; $50000 Fine Date of Order/Settlement: 2002-05-01 00:00:00
04-18-2002 In the Matter of Bernard Peterson Cease and Desist Order Final
03-25-2002 Riggall John Centerville IA Allegation: Selling products not issued by a licensed insurance company Resolution: Consent Signed: Cease and desist; 2 yr probation; supervision; pay monetary amount of $12000 Date of Order/Settlement: 2002-03-25 00:00:00
03-25-2002 HuffJr. Roland L Des Moines IA Allegation: Misappropriation; refusal to cooperate; lack of character. Resolution: Consent signed: License revocation. Date of Order/Settlement: 2002-03-25 00:00:00
03-19-2002 In the Matter of Income Ventures aka Income-Ventures.Com Cease and Desist Order Final
03-14-2002 Gesink Jr. Henry Sheldon IA Allegation: Selling unauthorized insurance products Resolution: Consent Signed: Cease and Desist from selling unauthorized ins. Products; Pay all outstanding health claims after final resolution of US Dept of Labor action against Employers Mutual L.L.C. $45400. Date of Order/Settlement: 2002-03-14 00:00:00
03-14-2002 Vander Wilt Arthur J. Hospers IA Allegation: Selling unauthorized insurance products Resolution: Consent Signed: Cease and Desist from selling unauthorized ins. Products; Pay all outstanding health claims after final resolution of US Dept of Labor action against Employers Mutual L.L.C. Date of Order/Settlement: 2002-03-14 00:00:00
03-11-2002 In the Matter of Terrence A. Tecco Wespac Technologies Corp. Bruce L. Troyer Cease and Desist Order  
03-07-2002 In the Matter of CIA Limited Liability Company Dennis R. Jones Melvin Meling First Amended Cease and Desist Order  
03-04-2002 In the Matter of Starcash Inc. Jeanne Leclercq Frederick Jay Shapiro Kip Marsique and Steven C. Searson Cease and Desist Order Final
02-20-2002 In the Matter of Life Insurance Company of Georgia and Southland Life Insurance Company

Regulatory Settlement Agreement

Final
02-20-2002 Continental Casualty Co. Chicago IL Allegation: Failure to respond to Division inquiry Resolution: Consent signed: Respond to inquiry; $500 Fine; $100 Costs Date of Order/Settlement: 2002-02-20 00:00:00
02-20-2002 Puget Sound Agricultural Society Arbuckle CA Allegation: Conducting business of insurance in Iowa without a license; other states actions. Resolution: Order on Default: Order to Cease and Desist issued on 1/22/02 is final; Cease and desist from the offer or sale of and operation of unauthorized insurer; $50000 civil penalty Date of Order/Settlement: 2002-02-20 00:00:00
02-15-2002 Montgomery Carla S. Medical Lake WA Allegation: Failure to notify of prior actions Resolution: Consent Signed: $100 Fine; $100 Costs Date of Order/Settlement: 2002-02-15 00:00:00
02-15-2002 Huebner Daniel W. Grinnell IA Allegation: Replacement violations; receiving commissions without company appointment; Omissions from insurance applications Resolution: Order: Cease and Desist from further violation; $800 Fine; $500 Costs Date of Order/Settlement: 2002-02-15 00:00:00
02-11-2002 In the Matter of Health Maintenance Centers Inc. Kevin L. Lawrence and Znetix Inc. Cease and Desist Order Final
02-11-2002 Cabell Douglas J. Bettendorf IA Allegation: Advertising Violations Resolution: Consent Signed: 2 yrs probation; $500 Costs Date of Order/Settlement: 2002-02-11 00:00:00
02-08-2002 Schatz Kenneth C. Sioux City IA Allegation: Failure to report criminal prosecution Resolution: Consent Signed: If convicted of any criminal offense greater than a misdemeanor subsequent to this order license will be automatically revoked Date of Order/Settlement: 2002-02-08 00:00:00
02-04-2002 In the Matter of James Duncan Cease and Desist Order Final
02-01-2002 In the Matter of Thomas Marshall Swartwood Order and Consent to Order and Agreement Final
02-01-2002 In the Matter of Ritalee Shapiro aka Ritalee Archer Cease and Desist Order Final
01-22-2002 In the Matter of Ronald Homer Andersen Cease and Desist Order  
01-17-2002 Nunnikhoven Carl F. Oskaloosa IA Allegation: Replacement violations Resolution: Consent Signed: 1 yr probation; $750 Fine; $250 Costs Date of Order/Settlement: 2002-01-17 00:00:00
01-14-2002 Employers Mutual LLC Carson City NV Allegation: Unauthorized business of insurance Resolution: Order signed: Cease and Desist doing business of insurance; $50000 Fine Date of Order/Settlement: 2002-01-14 00:00:00
01-02-2002 In the Matter of Trophy Bound Inc. and Harold E. Selby Cease and Desist Order Final
11-28-2001 American Gen. Assur. Co. Schaumburg IL Allegation: Failure to respond to Division inquiry Resolution: Consent Signed: Provide a response; $500 Fine $100 Costs Date of Order/Settlement: 2001-11-28 00:00:00
11-16-2001 Andersen Elizabeth J. Fort Dodge IA Allegation: Prior disciplinary action Resolution: Consent Signed: Licensure permanently restricted to Qualification 16 personal lines; work subject to regular review by licensed producer. Date of Order/Settlement: 2001-11-16 00:00:00
11-07-2001 Ayala Adriane Savannah GA Allegation: Failure to report prior disciplinary action Resolution: Order: License suspended until $400 Fine and $100 Costs paid Date of Order/Settlement: 2001-11-07 00:00:00
10-22-2001 Lincoln Benefit Life Co. Northbrook IL Allegation: Failure to respond to Division inquiry Resolution: Consent Signed: Provide a response; $500 Fine; $100 Costs Date of Order/Settlement: 2001-10-23 00:00:00
10-22-2001 Mills Dwight L. Allegation: Improper Sales Resolution: Consent Signed: Permanent License Revocation Date of Order/Settlement: 2001-10-23 00:00:00
09-24-2001 Courtney Mark A. Guthrie Center IA Allegation: Improper Sales Resolution: Consent Signed: Permanent license revocation Date of Order/Settlement: 2001-09-25 00:00:00
09-24-2001 General Cas. Co of WI Sun Prairie WI Allegation: Failure to respond Resolution: Consent Signed: Respond to Division inquiries; $500 Fine; $100 Costs Date of Order/Settlement: 2001-09-25 00:00:00
09-24-2001 Herrera Sharon S. West Des Moines IA Allegation: Unsuitable Sales; Unfair Trade practices Resolution: Consent Signed: 2 yr. Probation; Cease and Desist from violations; Date of Order/Settlement: 2001-09-25 00:00:00
09-24-2001 Herrera Richard L. West Des Moines IA Allegation: Unsuitable Sales; Unfair trade practices Resolution: Consent Signed: 2 yr. Probation; Cease and Desist from violations Date of Order/Settlement: 2001-09-25 00:00:00
09-24-2001 Kiegley Douglass Adel IA Allegation: Alleged Sale of Unregistered Securities Resolution: Consent Signed: Permanent Revocation of License Date of Order/Settlement: 2001-09-25 00:00:00
09-24-2001 Ross Michael J Hopkinton IA Allegation: Improper Sales Resolution: Consent Signed: Permanent license revocation Date of Order/Settlement: 2001-09-25 00:00:00
09-04-2001 Hedges Dawn M. Cedar Rapids IA Allegation: Failure to report criminal action Resolution: Order Signed: License suspended; $500 Fine; $100 Costs Date of Order/Settlement: 2001-09-05 00:00:00
09-04-2001 Erwin Gary Davenport IA Allegation: Failure to pay penalty & costs from previous actions Resolution: Consent Signed: Revocation of license until penalty and costs paid Date of Order/Settlement: 2001-09-05 00:00:00
09-04-2001 Rudnicki Jeffrey A. Marion IA Allegation: Unauthorized signature on application Resolution: Order Signed: Revocation of License; $200 Fine; $100 Costs Date of Order/Settlement: 2001-09-05 00:00:00
08-27-2001 In the matter of the application of PRINCIPAL MUTUAL HOLDING COMPANY for approval of a plan of conversion from a mutual insurance holding company into a stock company Findings of fact conclusions of law and order
07-09-2001 Hrdlicka Raymond W. Fremont CA Allegation: Failure to notify of other state’s action Resolution: Consent Signed: License revoked for 10 years; $200 Fine; $100 Costs Date of Order/Settlement: 2001-07-10 00:00:00
07-09-2001 Pleggenkuhle Jason E. Des Moines IA Allegation: Failure to notify of other administrative action Resolution: Consent Signed: Permanent License revocation Date of Order/Settlement: 2001-07-10 00:00:00