Administrative Orders and Actions

Post date Matter Order Status
01-07-2003 In the Matter of Stacy MacDonald Agreement Order and Consent to Agreement and Order Final
01-07-2003 MacDonald Stacy Scranton IA Allegation: Sale of unregistered securities by unregistered agentl omissions of material facts in the sale of securities. Resolution: Consent: 1 yr probation of insurance license; Payment to Bureau as settlement of disputed claims $10161.11 Date of Order/Settlement: 2003-01-07 00:00:00
01-03-2003 In the Matter of Signature Oil Corporation Cease and Desist Order Final
12-24-2002 Wright Curtis M. Waterloo IA Allegation: Failure to pay child support Resolution: License suspended Date of Order/Settlement: 2002-12-24 00:00:00
12-16-2002 Transamerica Occidental Life Insurance Company Los Angeles CA Allegation: Failure to respond to Insurance Division inquiry Resolution: Consent signed: Provide response; Paid $500 Fine; $100 Costs Date of Order/Settlement: 2002-12-16 00:00:00
12-02-2002 In the Matter of the October 22 2002 Rate Filing by NCCI Order  
11-25-2002 Nielsen Virginia E. Marshalltown IA Allegation: Selling unregistered securities Resolution: Consent Signed: Agrees to solicit and sell only insurance products offered in Iowa by authorized and admitted insurance carriers; Cease and Desist with the offer and sale of unregistered securities and promissory notes Date of Order/Settlement: 2002-11-25 00:00:00
11-20-2002 In the Matter of Modern Technological Concepts Inc.; Blaine Doll; Jerry Hammel Cease and Desist Order  
11-13-2002 In the Matter of Daniel Scott Huseman Order and Consent To Order and Agreement  
11-04-2002 Ferguson Bethany L. Fredericksburg VA Allegation: Failure to notify IID of other states actions Resolution: Order issued: License suspended; Pay $250 Fine; $100 Costs; Give complete information as requested. Date of Order/Settlement: 2002-11-04 00:00:00
10-09-2002 Lopez Wilson Joseph Bellevue NE Allegation: Other states action Resolution: Consent Signed: 1 year Probationary license with life and health qualifications restrictions Date of Order/Settlement: 2002-10-10 00:00:00
09-26-2002 Conseco Annuity Assurance Co. Carmel IN Allegation: Failure to respond to Division Resolution: Consent signed: Provide response to Division; pay $500 Fine $100 Costs Date of Order/Settlement: 2002-09-27 00:00:00
09-24-2002 Conseco Senior Health Ins. Co. Carmel IN Allegation: Failure to respond to Division inquiry Resolution: Consent Signed: Provide response to Division; Pay $500 Fine $100 Costs Date of Order/Settlement: 2002-09-25 00:00:00
09-17-2002 In the Matter of Matthew McGaffick Karum Corporation Cease and Desist Order Final
09-17-2002 Huseman Daniel S. Alta IA Allegation: Conviction of a felony Resolution: Consent signed: Permanent license revocation Date of Order/Settlement: 2002-09-18 00:00:00
09-09-2002 Conseco Annuity Ins. Co. (0157) Carmel IN Allegation: Failure to respond to IID inquiry Resolution: Consent Signed: Respond to IID: Pay $500 Fine; $100 Costs Date of Order/Settlement: 2002-09-10 00:00:00
09-09-2002 Conseco Senior Health Ins. Co. (0156) Carmel IN Allegation: Failure to respond to IID inquiry Resolution: Consent Signed: Respond to IID: Pay $500 Fine; $100 Costs Date of Order/Settlement: 2002-09-10 00:00:00
09-09-2002 Applegate William B. Leon IA Allegation: Resolution: Consent signed: Voluntary Suspension of license; Pay $400 Fine; $100 Costs Date of Order/Settlement: 2002-09-10 00:00:00
08-20-2002 In the Matter of Bruce Lynn Troyer Order and Consent To Order Final
08-18-2002 In the Matter of Filmscool Inc. et al Cease and Desist Order Final
08-11-2002 Lake David L. Guthrie Center IA Allegation: Sold unregistered and non-exempt securities; failure to notify of change of address Resolution: Consent signed: Cease and Desist from solicitation of unlicensed insurance related products; 2 yr. probation; voluntary surrender of life and health qualifications; may retest after 2 yr; $2000 Costs; refund to clients $8759.23. Date of Order/Settlement: 2002-08-12 00:00:00
08-05-2002 In the Matter of William Donaldson Youth Light 2010 Inc. Pompano Beach FL Cease and Desist Order  
08-01-2002 Schuster Mark K. Muscatine/Bettendorf IA Allegation: Misappropriation of premiums Resolution: Consent Signed: License revocation; $1000 Fine; Cooperate; Repay premiums to clients and insurance companies $8926.03 Date of Order/Settlement: 2002-08-02 00:00:00
07-31-2002 Cooper Vernon W. Cedar Rapids IA Allegation: Issued promissory notes to insurance customers Resolution: Consent Signed: Voluntary Suspension of license pending resolution of issues surrounding promissory notes to clients Date of Order/Settlement: 2002-08-01 00:00:00
07-31-2002 Frederick Ronald D. Alta IA Allegation: Failure to respond to IID inquiry; Resolution: Consent Signed: Cease and Desits from failing to respond to IID; $600 Costs Date of Order/Settlement: 2002-08-01 00:00:00
07-18-2002 Anderson Paul A. Alta IA Allegation: Failure to respond to IID inquiry; failure to remit premiums Resolution: Consent Signed: License surrendered; cooperate with investigation. Date of Order/Settlement: 2002-07-19 00:00:00
07-17-2002 Lund William J. Norwalk OH Allegation: Selling unlicensed crop insurance programs Resolution: Consent Signed: Cease & Desist; Use approved marketing material; $500 Costs Date of Order/Settlement: 2002-07-18 00:00:00
07-15-2002 Reliable Life Insurance Company Union National Life Insurance Company United Insurance Company of America UNITRIN Companies Settlement Chicago IL Allegation: Discriminatory Sales Practices Resolution: Consent Signed: Initiate compliance; payment of allocated sanction specified for Iowa; Date of Order/Settlement: 2002-07-16 00:00:00
07-11-2002 Cosgrove William C. Campton NH Allegation: Failure to notify IID of other states administrative actions Resolution: Order: License suspended; $250 Fine; $100 Costs; Report other states administrative actions Date of Order/Settlement: 2002-07-12 00:00:00
07-09-2002 Conseco Senior Health Ins. Co. Carmel IN Allegation: Failure to respond to IID inquiry Resolution: Consent Signed: Respond to IID; Pay $500 Fine; $100 Costs Date of Order/Settlement: 2002-07-10 00:00:00
07-09-2002 Conseco Annuity Assur. Co. Carmel IN Allegation: Failure to respond to IID inquiry Resolution: Consent Signed: Respond to IID; Pay $500 Fine and $100 Costs Date of Order/Settlement: 2002-07-10 00:00:00
07-02-2002 Rouse Janie E Des Moines IA Allegation: Appealed denial of licensure Resolution: Order: Denial of Licensure upheld; may resubmit application on or after 9/30/02 Pay $200 Costs. Date of Order/Settlement: 2002-07-03 00:00:00
06-27-2002 In the Matter of Cooper Enterprises Vern Cooper & Associates Inc. Bio-Max Fuels Inc. Byron D. Cooper Virginia E. Nielsen Cease and Desist Order  
06-26-2002 Rowen Theodore R. Colorado Springs CO Allegation: Failure to disclose felony convictions information on license application Resolution: Order Signed: License revoked Date of Order/Settlement: 2002-06-27 00:00:00
06-19-2002 In the Matter of Douglas C. Johnson Gateway Express Inc. and True Wheel Bicycle Company Cease and Desist Order  
06-17-2002 Golden Rule Ins. Co. Lawrenceville IL Allegation: Market Conduct Exam; Advertising violations Resolution: Consent Signed: See Consent; $70000 Fine Date of Order/Settlement: 2002-06-18 00:00:00
06-10-2002 Mohr Mandy Loves Park IL Allegation: Failure to respond Resolution: Order Signed: License Suspended; $250 Fine; $100 Costs; Respond to Division inquiry Date of Order/Settlement: 2002-06-11 00:00:00
06-03-2002 In the matter of the application of DONEGAL MUTUAL INSURANCE COMPANY for approval of a plan to acquire control of LE MARS MUTUAL INSURANCE COMPANY Order (Iowa Code Chapter 521A)
06-03-2002 In the matter of the application of DONEGAL MUTUAL INSURANCE COMPANY for approval of a plan to consolidate with LE MARS MUTUAL INSURANCE COMPANY Order (Iowa Code Chapter 521)
05-27-2002 United American Ins. Co. McKinney TX Allegation: Market Conduct Exam Resolution: Consent Signed: Implement procedures; $5000 Fine Date of Order/Settlement: 2002-05-28 00:00:00
05-09-2002 Lenz Nathaniel A. Urbandale IA Allegation: Marketing and sales violations Resolution: Consent Signed: 2 years probation; Cease and Desist from violations; Pay $1000 Costs Date of Order/Settlement: 2002-05-10 00:00:00
05-08-2002 Rhone Robert M. Mingo IA Allegation: Failure to submit premiums to ins. co.. Resolution: Consent Signed: License suspended: pay $800 Fine; $200 Costs; Maintain separate premium trust account. Date of Order/Settlement: 2002-05-09 00:00:00
05-02-2002 Saddler Sr. Obie Waterloo IA Allegation: Failure to report criminal activity Resolution: Order Signed: License permanently revoked Date of Order/Settlement: 2002-05-03 00:00:00
04-30-2002 International Marine Water Safety Foundation Blainville Quebec Canada Allegation: Unauthorized insurance company Resolution: Order for Default: Cease and Desist as an unauthorized insurer in Iowa; $50000 Fine Date of Order/Settlement: 2002-05-01 00:00:00
04-18-2002 In the Matter of Bernard Peterson Cease and Desist Order Final
03-25-2002 Riggall John Centerville IA Allegation: Selling products not issued by a licensed insurance company Resolution: Consent Signed: Cease and desist; 2 yr probation; supervision; pay monetary amount of $12000 Date of Order/Settlement: 2002-03-25 00:00:00
03-25-2002 HuffJr. Roland L Des Moines IA Allegation: Misappropriation; refusal to cooperate; lack of character. Resolution: Consent signed: License revocation. Date of Order/Settlement: 2002-03-25 00:00:00
03-19-2002 In the Matter of Income Ventures aka Income-Ventures.Com Cease and Desist Order Final
03-14-2002 Gesink Jr. Henry Sheldon IA Allegation: Selling unauthorized insurance products Resolution: Consent Signed: Cease and Desist from selling unauthorized ins. Products; Pay all outstanding health claims after final resolution of US Dept of Labor action against Employers Mutual L.L.C. $45400. Date of Order/Settlement: 2002-03-14 00:00:00
03-14-2002 Vander Wilt Arthur J. Hospers IA Allegation: Selling unauthorized insurance products Resolution: Consent Signed: Cease and Desist from selling unauthorized ins. Products; Pay all outstanding health claims after final resolution of US Dept of Labor action against Employers Mutual L.L.C. Date of Order/Settlement: 2002-03-14 00:00:00