Administrative Orders and Actions

PLEASE NOTE: Prior to April 17, 2015, the Division placed both enforcement and administrative orders and actions on this page. After that date, only new administrative orders and actions will be posted here.

Enforcement orders and actions made after that date will be posted at http://www.iid.state.ia.us/enforders_list.

Post date Matter Order Status
02-10-2003 Golden American Life Insurance Company West Chester PA Allegation: Violations of right to return life insurance policy or annuity (free look). Resolution: Consent: Refund to consumers of difference in premium; Pay $1000 Costs; Compliance. Date of Order/Settlement: 2003-02-10 00:00:00
02-10-2003 Priest Harry A. Avoca IA Allegation: Sale of unregistered securities and/or business opportunities Resolution: Consent signed: 1 yr probation; restitution to investors of $8400; sell only approved insurance or securities products. Date of Order/Settlement: 2003-02-10 00:00:00
02-07-2003 In the Matter of Terry Frey Statement of Charges  
02-07-2003 Christian Kevin M. Des Moines IA Allegation: Failure to notify of other states actions; accepting insurance business from unlicensed persons; Resolution: Consent Signed: 2 year license probation; Pay Reimbursement of $300; $500 Fine; Sales restrictions Date of Order/Settlement: 2003-02-07 00:00:00
02-06-2003 In the Matter of Principal Resources Inc. New Vision Financial LLC Vision South RLLPs and Frederick A. Howard Agreement Order and Consent to Agreement and Order Final
01-17-2003 In the Matter of Dennis T. Siamis Statement of Charges  
01-16-2003 Denney Janis I. Mount Ayr IA Allegation: Misappropriation of premiums Resolution: Consent: License revocation; cooperate with the IID investigation Date of Order/Settlement: 2003-01-16 00:00:00
01-10-2003 In the Matter of Pasquale Vitucci Samuel Shanks and Log Point Technologies Inc. Cease and Desist Order  
01-07-2003 In the Matter of Stacy MacDonald Agreement Order and Consent to Agreement and Order Final
01-07-2003 MacDonald Stacy Scranton IA Allegation: Sale of unregistered securities by unregistered agentl omissions of material facts in the sale of securities. Resolution: Consent: 1 yr probation of insurance license; Payment to Bureau as settlement of disputed claims $10161.11 Date of Order/Settlement: 2003-01-07 00:00:00
01-03-2003 In the Matter of Signature Oil Corporation Cease and Desist Order Final
12-24-2002 Wright Curtis M. Waterloo IA Allegation: Failure to pay child support Resolution: License suspended Date of Order/Settlement: 2002-12-24 00:00:00
12-16-2002 Transamerica Occidental Life Insurance Company Los Angeles CA Allegation: Failure to respond to Insurance Division inquiry Resolution: Consent signed: Provide response; Paid $500 Fine; $100 Costs Date of Order/Settlement: 2002-12-16 00:00:00
12-02-2002 In the Matter of the October 22 2002 Rate Filing by NCCI Order  
11-25-2002 Nielsen Virginia E. Marshalltown IA Allegation: Selling unregistered securities Resolution: Consent Signed: Agrees to solicit and sell only insurance products offered in Iowa by authorized and admitted insurance carriers; Cease and Desist with the offer and sale of unregistered securities and promissory notes Date of Order/Settlement: 2002-11-25 00:00:00
11-20-2002 In the Matter of Modern Technological Concepts Inc.; Blaine Doll; Jerry Hammel Cease and Desist Order  
11-13-2002 In the Matter of Daniel Scott Huseman Order and Consent To Order and Agreement  
11-04-2002 Ferguson Bethany L. Fredericksburg VA Allegation: Failure to notify IID of other states actions Resolution: Order issued: License suspended; Pay $250 Fine; $100 Costs; Give complete information as requested. Date of Order/Settlement: 2002-11-04 00:00:00
10-09-2002 Lopez Wilson Joseph Bellevue NE Allegation: Other states action Resolution: Consent Signed: 1 year Probationary license with life and health qualifications restrictions Date of Order/Settlement: 2002-10-10 00:00:00
09-26-2002 Conseco Annuity Assurance Co. Carmel IN Allegation: Failure to respond to Division Resolution: Consent signed: Provide response to Division; pay $500 Fine $100 Costs Date of Order/Settlement: 2002-09-27 00:00:00
09-24-2002 Conseco Senior Health Ins. Co. Carmel IN Allegation: Failure to respond to Division inquiry Resolution: Consent Signed: Provide response to Division; Pay $500 Fine $100 Costs Date of Order/Settlement: 2002-09-25 00:00:00
09-17-2002 In the Matter of Matthew McGaffick Karum Corporation Cease and Desist Order Final
09-17-2002 Huseman Daniel S. Alta IA Allegation: Conviction of a felony Resolution: Consent signed: Permanent license revocation Date of Order/Settlement: 2002-09-18 00:00:00
09-09-2002 Conseco Annuity Ins. Co. (0157) Carmel IN Allegation: Failure to respond to IID inquiry Resolution: Consent Signed: Respond to IID: Pay $500 Fine; $100 Costs Date of Order/Settlement: 2002-09-10 00:00:00
09-09-2002 Conseco Senior Health Ins. Co. (0156) Carmel IN Allegation: Failure to respond to IID inquiry Resolution: Consent Signed: Respond to IID: Pay $500 Fine; $100 Costs Date of Order/Settlement: 2002-09-10 00:00:00
09-09-2002 Applegate William B. Leon IA Allegation: Resolution: Consent signed: Voluntary Suspension of license; Pay $400 Fine; $100 Costs Date of Order/Settlement: 2002-09-10 00:00:00
08-20-2002 In the Matter of Bruce Lynn Troyer Order and Consent To Order Final
08-18-2002 In the Matter of Filmscool Inc. et al Cease and Desist Order Final
08-11-2002 Lake David L. Guthrie Center IA Allegation: Sold unregistered and non-exempt securities; failure to notify of change of address Resolution: Consent signed: Cease and Desist from solicitation of unlicensed insurance related products; 2 yr. probation; voluntary surrender of life and health qualifications; may retest after 2 yr; $2000 Costs; refund to clients $8759.23. Date of Order/Settlement: 2002-08-12 00:00:00
08-05-2002 In the Matter of William Donaldson Youth Light 2010 Inc. Pompano Beach FL Cease and Desist Order  
08-01-2002 Schuster Mark K. Muscatine/Bettendorf IA Allegation: Misappropriation of premiums Resolution: Consent Signed: License revocation; $1000 Fine; Cooperate; Repay premiums to clients and insurance companies $8926.03 Date of Order/Settlement: 2002-08-02 00:00:00
07-31-2002 Cooper Vernon W. Cedar Rapids IA Allegation: Issued promissory notes to insurance customers Resolution: Consent Signed: Voluntary Suspension of license pending resolution of issues surrounding promissory notes to clients Date of Order/Settlement: 2002-08-01 00:00:00
07-31-2002 Frederick Ronald D. Alta IA Allegation: Failure to respond to IID inquiry; Resolution: Consent Signed: Cease and Desits from failing to respond to IID; $600 Costs Date of Order/Settlement: 2002-08-01 00:00:00
07-18-2002 Anderson Paul A. Alta IA Allegation: Failure to respond to IID inquiry; failure to remit premiums Resolution: Consent Signed: License surrendered; cooperate with investigation. Date of Order/Settlement: 2002-07-19 00:00:00
07-17-2002 Lund William J. Norwalk OH Allegation: Selling unlicensed crop insurance programs Resolution: Consent Signed: Cease & Desist; Use approved marketing material; $500 Costs Date of Order/Settlement: 2002-07-18 00:00:00
07-15-2002 Reliable Life Insurance Company Union National Life Insurance Company United Insurance Company of America UNITRIN Companies Settlement Chicago IL Allegation: Discriminatory Sales Practices Resolution: Consent Signed: Initiate compliance; payment of allocated sanction specified for Iowa; Date of Order/Settlement: 2002-07-16 00:00:00
07-11-2002 Cosgrove William C. Campton NH Allegation: Failure to notify IID of other states administrative actions Resolution: Order: License suspended; $250 Fine; $100 Costs; Report other states administrative actions Date of Order/Settlement: 2002-07-12 00:00:00
07-09-2002 Conseco Senior Health Ins. Co. Carmel IN Allegation: Failure to respond to IID inquiry Resolution: Consent Signed: Respond to IID; Pay $500 Fine; $100 Costs Date of Order/Settlement: 2002-07-10 00:00:00
07-09-2002 Conseco Annuity Assur. Co. Carmel IN Allegation: Failure to respond to IID inquiry Resolution: Consent Signed: Respond to IID; Pay $500 Fine and $100 Costs Date of Order/Settlement: 2002-07-10 00:00:00
07-02-2002 Rouse Janie E Des Moines IA Allegation: Appealed denial of licensure Resolution: Order: Denial of Licensure upheld; may resubmit application on or after 9/30/02 Pay $200 Costs. Date of Order/Settlement: 2002-07-03 00:00:00
06-27-2002 In the Matter of Cooper Enterprises Vern Cooper & Associates Inc. Bio-Max Fuels Inc. Byron D. Cooper Virginia E. Nielsen Cease and Desist Order  
06-26-2002 Rowen Theodore R. Colorado Springs CO Allegation: Failure to disclose felony convictions information on license application Resolution: Order Signed: License revoked Date of Order/Settlement: 2002-06-27 00:00:00
06-19-2002 In the Matter of Douglas C. Johnson Gateway Express Inc. and True Wheel Bicycle Company Cease and Desist Order  
06-17-2002 Golden Rule Ins. Co. Lawrenceville IL Allegation: Market Conduct Exam; Advertising violations Resolution: Consent Signed: See Consent; $70000 Fine Date of Order/Settlement: 2002-06-18 00:00:00
06-10-2002 Mohr Mandy Loves Park IL Allegation: Failure to respond Resolution: Order Signed: License Suspended; $250 Fine; $100 Costs; Respond to Division inquiry Date of Order/Settlement: 2002-06-11 00:00:00
06-03-2002 In the matter of the application of DONEGAL MUTUAL INSURANCE COMPANY for approval of a plan to acquire control of LE MARS MUTUAL INSURANCE COMPANY Order (Iowa Code Chapter 521A)
06-03-2002 In the matter of the application of DONEGAL MUTUAL INSURANCE COMPANY for approval of a plan to consolidate with LE MARS MUTUAL INSURANCE COMPANY Order (Iowa Code Chapter 521)
05-27-2002 United American Ins. Co. McKinney TX Allegation: Market Conduct Exam Resolution: Consent Signed: Implement procedures; $5000 Fine Date of Order/Settlement: 2002-05-28 00:00:00
05-09-2002 Lenz Nathaniel A. Urbandale IA Allegation: Marketing and sales violations Resolution: Consent Signed: 2 years probation; Cease and Desist from violations; Pay $1000 Costs Date of Order/Settlement: 2002-05-10 00:00:00
05-08-2002 Rhone Robert M. Mingo IA Allegation: Failure to submit premiums to ins. co.. Resolution: Consent Signed: License suspended: pay $800 Fine; $200 Costs; Maintain separate premium trust account. Date of Order/Settlement: 2002-05-09 00:00:00