Administrative Orders and Actions

Post date Matter Order Status
10-12-2012 In the Matter of Richie Logsdon

Order for Suspension

Final
10-11-2012 In the Matter of Timothy Lloyd

Order for Suspension

Final
10-11-2012 In the Matter of Russell Brown

Order for Suspension

Final
10-11-2012 In the Matter of Linda Oberly

Order for Suspension

Final
10-08-2012 In the Matter of Douglas E. Welte

Order & Consent to Order

Final
10-01-2012 In the Matter of Mark E. Abel

Order for Suspension

Final
10-01-2012 In the Matter of Sandy Grillet

Order for Suspension

Final
10-01-2012 In the Matter of Connie Lacour

Order for Suspension

Final
09-17-2012 In the Matter of E*Trade Securities LLC

Administrative Consent Order

Final
09-17-2012 In the Matter of RAYMOND JAMES & ASSOCIATES, INC., AND RAYMOND JAMES FINANCIAL SERVICES, INC.

Administrative Consent Order

Final
09-08-2012 In the Matter of James J. Ellis

Order & Consent to Order

Final
09-07-2012 In the Matter of Michael Black

Order for Suspension

Final
09-05-2012 In the Matter of Ryder System, Inc.

Order & Consent to Order

Final
08-22-2012 In the Matter of Terry Stammer

Order for Suspension; Order Reinstating License After Suspension

Final
08-22-2012 In the Matter of James J. Ellis

Proposed Decision

Final
08-16-2012 In the Matter of Kathleen M. Vonk

Proposed Decision

Final
08-16-2012 In the Matter of the Certificate of Authority of Standard Life Insurance Company of Indiana

Suspension Order

Final
08-10-2012 In the Matter of Rodney D. Berry

Proposed Decision

Final
08-02-2012 In the Matter of John M. Stepanek

Order & Consent to Order

Final
08-01-2012 In the Matter of Rayna Thomas

Order for Suspension

Final
08-01-2012 In the Matter of Tomica Neal

Order for Suspension

Final
07-30-2012 In the Matter of MORGAN ASSET MANAGEMENT, INC., and MORGAN KEEGAN & COMPANY, INC.

Administrative Consent Order

Final
07-30-2012 In the Matter of Alegent Health System

Order & Consent to Order

Final
07-27-2012 In the Matter of the Certificate of Authority of Millers First Insurance Company

Suspension Order

Final
07-22-2012 In the Matter of Dale Phillips

Order for Suspension; Order Reinstating License After Suspension

Final
07-16-2012 In the Matter of Richard Kingston

Order for Suspension; Order Reinstating License After Suspension

Final
07-13-2012 In the Matter of Michael Spratt

Order for Suspension

Final
07-13-2012 In the Matter of the Certificate of Authority of Lumbermens Mutual Casualty Company

Suspension Order

Final
07-13-2012 In the Matter of the Certificate of Authority of American Manufacturers Mutual Insurance Company

Suspension Order

Final
07-10-2012 In the Matter or Richard A. Lange

Order & Consent to Order

Final
06-29-2012 In the matter of the joint application of the Joint Plans of Conversion and Merger for the Demutualization of Northern Casualty Company (Mutual) and Merger with and into Merchants National Bonding, Inc.

Findings of Fact, Conclusion of Law, and Order

Final
06-28-2012 In re the application of FARMERS MUTUAL INSURANCE ASSOCIATION (Hull) for approval of a Plan of Merger with FARMERS MUTUAL INSURANCE ASSOCIATION (Moville)

Findings of Fact, Conclusion of Law, and Order

Final
06-28-2012 In re the application of DANISH MUTUAL INSURANCE ASSOCIATION for approval of a Plan of Merger with SOUTH CENTRAL MUTUAL ASSOCIATION

Findings of Fact, Conclusion of Law, and Order

Final
06-25-2012 In re the application of American Enterprise Mutual Holding Company and American Enterprise Group, Inc. for approval of an Agreement and Plan of Merger with Medico Mutual Insurance Holding Company, Medico Holdings, Inc. and Medico Insurance Company

Finding of Fact, Conclusion of Law, and Order

Final
06-13-2012 In the Matter of Scott M. Livezey

Default Order

Final
06-13-2012 In the Matter of Van Winegarden

Order for Suspension

Final
06-13-2012 In the Matter of Stephen Kruger

Order for Suspension

Final
06-13-2012 In the Matter of Vincent Douglas

Order for Suspension

Final
06-12-2012 In the Matter of Roger L. Stalheim

Order & Consent to Order

Final
06-04-2012 In the Matter of Andrew Millage

Order for Suspension

Final
06-04-2012 In the Matter of Andy Weaver

Order for Suspension

Final
05-30-2012 In the Matter of Ronald Freed

Order for Suspension

Final
05-30-2012 In the Matter of Corinne Burkett

Order for Suspension

Final
05-29-2012 In the Matter of MetLife

Regulatory Settlement Agreement

Final
05-25-2012 In the Matter of Ann Marie Burns

Order for Suspension; Order Reinstating License After Suspension

Final
05-04-2012 In the Matter of Logan Riley

Order for Suspension

Final
05-04-2012 In the Matter of Dean Olberding

Order for Suspension

Final
05-02-2012 In the Matter of Melanie Johnson

Order for Suspension

Final
05-01-2012 In the Matter of James Kruckemeyer

Order for Suspension

Final
05-01-2012 In the Matter of Sam Thomas

Order for Suspension

Final