| Post date | Matter | Order | Status |
|---|---|---|---|
| 07-08-2009 | In the Matter of Jeannie Marie McNeal | Order for Suspension | Final |
| 07-08-2009 | Woods Jerald Lee | Elizabethtown KY Allegation: Unregistered agent; unregistered securities Resolution: Default Order issued with an assessed monetary penalty. Date of Order/Settlement: 2009-07-09 00:00:00 | |
| 07-08-2009 | McNeal Jeannie M. | Cedar Rapids IA Allegation: Child Support Violation Resolution: Order for Suspension issued. Date of Order/Settlement: 2009-07-09 00:00:00 | |
| 07-07-2009 | In the Matter of Travis Wilcox | Proposed Decision | Final |
| 07-07-2009 | Wilcox Travis | Ankeny IA Allegation: Failing to comply with the terms of a consent order issued by the Insurance Commissioner Resolution: Proposed Decision issued and monetary penalty assessed. Date of Order/Settlement: 2009-07-08 00:00:00 | |
| 06-24-2009 | In re the application of CGC LIFE INSURANCE COMPANY for approval of a Plan of Merger with TRANSAMERICA PACIFIC INSURANCE COMPANY LTD | Findings of Fact Conclusions of Law and Order (Iowa Code §521.8) | Final |
| 06-17-2009 | In the Matter of Kristina L Hammes | Order for Suspension | Final |
| 06-17-2009 | In the Matter of Eric M Parks | Order for Suspension | Final |
| 06-17-2009 | Hammes Kristina | North Liberty IA Allegation: Failure to pay child support Resolution: Order for Suspension issued. Date of Order/Settlement: 2009-06-18 00:00:00 | |
| 06-17-2009 | Parks Eric | Pacific Junction IA Allegation: Failure to pay child support Resolution: Order for Suspension issued. Date of Order/Settlement: 2009-06-18 00:00:00 | |
| 06-14-2009 | Knall David Wells | Indianapolis IN Allegation: Summary Order Denying Application for Securities Agent License Resolution: Order Vacating Denial of Securities Agent License Date of Order/Settlement: 2009-06-15 00:00:00 | |
| 05-28-2009 | Pierce Judith | Independence IA Allegation: Used funds to pay herself and certain persons funds to which they were not entitled and failed to follow a direct Order of the Commissioner. Resolution: Consent Order issued and Producer License surrendered. Date of Order/Settlement: 2009-05-29 00:00:00 | |
| 05-26-2009 | Cillo Mark | Saint Louis MO Allegation: Summary Cease and Desist Order Resolution: Order Vacating Summary Cease and Desist Order Date of Order/Settlement: 2009-05-27 00:00:00 | |
| 05-26-2009 | Cillo Mark | Saint Louis MO Allegation: Misrepresentation Resolution: Order Vacating Summary Cease and Desist Order Date of Order/Settlement: 2009-05-27 00:00:00 | |
| 05-21-2009 | In the Matter of Judith Pierce | Order and Consent to Order | Final |
| 05-11-2009 | In the Matter of Michael Cross | Proposed Decision | Final |
| 05-07-2009 | In the Matter of Guttenberg Municipal Hospital | Proposed Decision | Pending |
| 05-03-2009 | In re the application of NIPPON LIFE LIFE INSURANCE COMPANY OF AMERICA for approval of an Assumption Agreement with COMPANION LIFE INSURANCE COMPANY | Findings of Fact Conclusions of Law and Order | Final |
| 05-02-2009 | In the Matter of Jan Bliek | Order and Consent to Order | Final |
| 05-02-2009 | In the Matter of Roy Bliek | Order and Consent to Order | Final |
| 05-02-2009 |
Hull IA Allegation: Sale of unregistered securities; Unregistered agent Resolution: Consent Order issued to cease and desist violations. Date of Order/Settlement: 2009-05-03 00:00:00 |
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| 05-02-2009 | Bliek Roy | Hull IA Allegation: Sale of unregistered securities; Unregistered agent Resolution: Consent Order issued to cease and desist violations. Date of Order/Settlement: 2009-05-03 00:00:00 | |
| 04-30-2009 | Knall David Wells | Indianapolis IN Allegation: Prior regulatory action Resolution: Summary Order Denying Application for Securities Agent License. Date of Order/Settlement: 2009-05-01 00:00:00 | |
| 04-29-2009 | In the Matter of David Wells Knall | Summary Cease and Desist Order (VACATED 6/15/09) | Vacated |
| 04-20-2009 | In the Matter of Palm Beach Specialty Coffee LLC and Joseph Kelly III | Proposed Decision | Final |
| 04-20-2009 | In the Matter of Javabucks Inc. Palm Beach Specialty Coffee LLC John A Gravante Joseph P Kelly III | Cease and Desist Order and Subpoena & Proposed Decision | Final |
| 04-15-2009 | In the Matter of Physicians Life Insurance Company | Decision | Final |
| 04-15-2009 | In the Matter of Michael Rosen | Order Vacating Denial of Securities Agent License | Final |
| 04-15-2009 | In the Matter of Jack D Seibald | Order Vacating Denial of Securities Agent License | Final |
| 04-09-2009 | In the Matter of Bobbi J. Stasney | Order and Summary Suspension and Order to Cease and Desist | Final |
| 04-09-2009 | In the Matter of Jerald Lee Woods | Cease and Desist Order | Final |
| 04-09-2009 | Stasney Bobbi | Boone IA Allegation: Criminal Proceedings Resolution: Order of Summary Suspension and Cease and Desist. Date of Order/Settlement: 2009-04-10 00:00:00 | |
| 04-09-2009 | Woods Jerald | Elizabethtown KY Allegation: Sale of unregistered securities; Unregistered agent; Misrepresentations and Omissions. Resolution: Cease & Desist Order issued. Date of Order/Settlement: 2009-04-10 00:00:00 | |
| 04-02-2009 | In the Matter of James J. Healey | Cease and Desist Order | Final |
| 04-02-2009 | Healey James | Dubuque IA Allegation: Sale of unregistered securities; Unregistered agent; Misrepresentations and Omissions. Resolution: Cease & Desist Order issued. Date of Order/Settlement: 2009-04-03 00:00:00 | |
| 03-31-2009 | In the Matter of Michael Hinton | Proposed Decision | Final |
| 03-29-2009 | In the Matter of Conseco Life Insurance Company | Stipulation and Standstill Agreement Regarding Summary Cease and Desist Order | Final |
| 03-23-2009 | Balboa Insurance Company | Irvine CA Allegation: Failure to promptly respond to inquiries from the Commissioner Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2009-03-24 00:00:00 | |
| 03-22-2009 | In the Matter of Farmers Insurance Company | Order and Consent to Order | Final |
| 03-22-2009 | Farmers Insurance Company | Allegation: Failed to properly inform the claimant of the status of her claim and to verify whether another insurance carrier was actually responsible for the handling of the claim. Resolution: Order and Consent to Order issued and monetary penalty assessed. Date of Order/Settlement: 2009-03-23 00:00:00 | |
| 03-18-2009 | In the Matter of Balboa Insurance Company | Order and Consent to Order | Final |
| 03-15-2009 | In the Matter of Viking Insurance Company of Wisconsin | Order and Consent to Order | Final |
| 03-09-2009 | Viking Insurance Company of Wisconsin | Stevens Point WI Allegation: Violation in claim handling Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2009-03-10 00:00:00 | |
| 03-08-2009 | In the Matter of Travis M Wilcox | Order and Consent to Order | Final |
| 03-08-2009 | Wilcox Travis | Ankeny IA Allegation: Demonstrated incompetence untrustworthiness or financial irresponsibility in the course of conducting business. Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2009-03-09 00:00:00 | |
| 03-04-2009 | Joann M. Moffitt | Olathe KS Allegation: Misappropriating monies; using fraudulent coercive or dishonest practices in the conduct of business; demonstrating incompetence untrustworthiness or financial irresponsibility in the conduct of business. Resolution: Order issued and a consent order issued revoking insurance producer license. Date of Order/Settlement: 2009-03-04 00:00:00 | |
| 03-03-2009 | In the Matter of Derek Black | Summary Cease and Desist Order | Final |
| 03-03-2009 | Black Derek | Osage Beach MO Allegation: Violated Iowa Insurance Trade Practices Act Resolution: Summary Cease & Desist Order Date of Order/Settlement: 2009-03-03 00:00:00 | |
| 02-10-2009 | In the Matter of Mark Cillo | Summary Cease and Desist Order (VACATED 5-27-09) | Vacated |
| 02-10-2009 | Cillo Mark | Saint Louis MO Allegation: Violated Iowa Insurance Trade Practices Act Resolution: Summary Cease and Desist Order. Date of Order/Settlement: 2009-02-10 00:00:00 |